City
Wealth management firms in Providence, Rhode Island
As of October 2, 2026, 17 wealth management firms, including broker-dealer firms, with their main office in Providence, Rhode Island reported $7.8 billion in regulatory assets under management; the largest by assets was Parsons Capital Management Inc, with $2.4 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 17
- Regulatory assets under management
- $7.8 billion
- Average per firm
- $461.3 million
- SEC-registered, of those listed
- 11 of 17 (64.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Parsons Capital Management Inc | SEC | $2.4 billion | 1,942 |
| 2 | Strategicpoint Investment Advisors LLC | SEC | $914.8 million | 1,934 |
| 3 | Canton Hathaway LLC | SEC | $866.1 million | 281 |
| 4 | Newman Dignan & Sheerar, Inc | SEC | $731.3 million | 1,182 |
| 5 | SK Wealth Management, LLC | SEC | $639.0 million | 1,206 |
| 6 | Barrett & Company Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $529.7 million | 1,091 |
| 7 | Brown, Lisle/Cummings, Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $487.3 million | 490 |
| 8 | Signet Investment Advisory Group, Inc. | SEC | $394.1 million | 746 |
| 9 | Weybosset Research & Management, LLC | SEC | $340.9 million | 225 |
| 10 | Eliot Rose Wealth Management, LLC | SEC | $186.3 million | 400 |
| 11 | Sheeley & Partners Wealth Management, LLC | SEC | $131.3 million | 82 |
| 12 | Charles J. Means & Co., LLC | State | $91.3 million | 58 |
| 13 | Van Liew Capital Inc | State | $67.2 million | 10 |
| 14 | Cornerstone Investment Services | State | $62.5 million | 191 |
| 15 | Goal Wealth Advisory Group, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $14.0 million | 54 |
| 16 | Zarathustra Wealth Management | State | $3.0 million | 20 |
| 17 | Rhodeway Financial | State | $0 | 0 |
Wealth management firms in Rhode Island, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.