City
Independent RIAs in King of Prussia, Pennsylvania
As of October 2, 2026, 14 independent wealth management RIAs with their main office in King of Prussia, Pennsylvania reported $5.0 billion in regulatory assets under management; the largest by assets was Ethos Financial Group, LLC, with $2.1 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 14
- Regulatory assets under management
- $5.0 billion
- Average per firm
- $355.3 million
- SEC-registered, of those listed
- 6 of 14 (42.9%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Ethos Financial Group, LLC | SEC | $2.1 billion | 4,747 |
| 2 | Independence Square Holdings, LLC | SEC | $1.8 billion | 2,648 |
| 3 | Certior Financial Group, LLC | SEC | $452.3 million | 1,698 |
| 4 | Maguire Investments LLC | SEC | $253.2 million | 342 |
| 5 | Pinnacle Strategic Wealth Management, LLC. | SEC | $146.5 million | 501 |
| 6 | Niche Investment Advisors LLC | State | $48.1 million | 215 |
| 7 | Cooper Eagle, LLC | State | $46.3 million | 370 |
| 8 | Pegasus Management Services L.L.C. | State | $38.8 million | 191 |
| 9 | Sun Global LLC | State | $7.4 million | 20 |
| 10 | Preservation Wealth Management | State | $1.8 million | 9 |
| 11 | Jura Investments, LLC | State | $1.5 million | 1 |
| 12 | CPC Financial Planning, Inc | State | $0 | 0 |
| 13 | DS Financial Strategies, LLC | State | $0 | 0 |
| 14 | Isq Capital | SEC | $0 | 0 |
Independent RIAs in Pennsylvania, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.