City
Wealth management firms in Fargo, North Dakota
As of October 2, 2026, 12 wealth management firms, including broker-dealer firms, with their main office in Fargo, North Dakota reported $1.5 billion in regulatory assets under management; the largest by assets was Prairiewood Wealth Management, with $365.4 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 12
- Regulatory assets under management
- $1.5 billion
- Average per firm
- $126.1 million
- SEC-registered, of those listed
- 5 of 12 (41.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Prairiewood Wealth Management | SEC | $365.4 million | 1,201 |
| 2 | Wealth Forward, LLC | SEC | $228.1 million | 1,052 |
| 3 | Financial Strategies Group | SEC | $189.1 million | 1,346 |
| 4 | Fjell Capital | SEC | $187.0 million | 654 |
| 5 | Light Financial Services, Inc. | SEC | $175.5 million | 1,810 |
| 6 | Complete Investment Advisory, LLC | State | $109.0 million | 436 |
| 7 | Schmidt Wealth Management | State | $96.3 million | 175 |
| 8 | Great Plains Advisory Services LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $61.4 million | 319 |
| 9 | Thoreson Steffes | State | $49.3 million | 31 |
| 10 | Shockman Financial | State | $35.9 million | 235 |
| 11 | Eighth Wonder Investments | State | $12.8 million | 244 |
| 12 | Cultivate Financial | State | $3.6 million | 23 |
Wealth management firms in North Dakota, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.