City
Wealth management firms in Wilmington, North Carolina
As of October 2, 2026, 24 wealth management firms, including broker-dealer firms, with their main office in Wilmington, North Carolina reported $4.0 billion in regulatory assets under management; the largest by assets was Live Oak Private Wealth, LLC, with $1.3 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 24
- Regulatory assets under management
- $4.0 billion
- Average per firm
- $168.4 million
- SEC-registered, of those listed
- 11 of 24 (45.8%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Live Oak Private Wealth, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.3 billion | 1,157 |
| 2 | Old North State Wealth Management, LLC | SEC | $452.6 million | 1,124 |
| 3 | Tilia Fiduciary Partners, Inc. | SEC | $403.7 million | 997 |
| 4 | Dovetail Financial Group LLC | SEC | $298.9 million | 891 |
| 5 | Omnistar Financial Group, Inc. | SEC | $285.7 million | 1,077 |
| 6 | Lumina Wealth Management, LLC | SEC | $240.2 million | 595 |
| 7 | Counterweight Private Wealth | SEC | $207.2 million | 417 |
| 8 | Masonboro Advisors | SEC | $206.5 million | 564 |
| 9 | Nich Capital Partners, Inc. | SEC | $148.0 million | 109 |
| 10 | Ascendor Wealth, LLC | SEC | $145.6 million | 402 |
| 11 | South Atlantic Capital Management Group, Inc. | State | $75.5 million | 111 |
| 12 | Dominion Wealth Management, LLC | State | $60.0 million | 235 |
| 13 | Taylor Financial, LLC | State | $55.3 million | 169 |
| 14 | Rushwald, Mark Steven | State | $52.0 million | 60 |
| 15 | Ronald R Geiger LLC | State | $31.3 million | 83 |
| 16 | Kopka Financial, LLC | State | $21.4 million | 90 |
| 17 | Neuse River Capital, LLC | State | $15.0 million | 51 |
| 18 | Pembroke Wealth Management, LLC | State | $7.3 million | 23 |
| 19 | Harborside Capital | State | $7.2 million | 17 |
| 20 | Coastal Capital Management, LLC | State | $4.8 million | 17 |
| 21 | Tech FP | State | $3.8 million | 45 |
| 22 | East Franklin Capital | SEC | $0 | 0 |
| 23 | Rock Financial Planning, LLC | State | $0 | 0 |
| 24 | Shammas Financial Planning | State | $0 | 0 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.