City
Wealth management firms in Southern Pines, North Carolina
As of October 2, 2026, 6 wealth management firms, including broker-dealer firms, with their main office in Southern Pines, North Carolina reported $743.2 million in regulatory assets under management; the largest by assets was The Pines Wealth Management, LLC, with $485.9 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 6
- Regulatory assets under management
- $743.2 million
- Average per firm
- $123.9 million
- SEC-registered, of those listed
- 2 of 6 (33.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | The Pines Wealth Management, LLC | SEC | $485.9 million | 957 |
| 2 | Dreher Financial Partners | SEC | $148.2 million | 496 |
| 3 | Hart Investment Management Inc. | State | $42.7 million | 82 |
| 4 | Hicks Financial Partners, LLC | State | $35.4 million | 229 |
| 5 | Kiaros Advisors, LLC | State | $28.3 million | 294 |
| 6 | Align Financial Planning | State | $2.8 million | 49 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.