City
Wealth management firms in Greensboro, North Carolina
As of October 2, 2026, 29 wealth management firms, including broker-dealer firms, with their main office in Greensboro, North Carolina reported $7.4 billion in regulatory assets under management; the largest by assets was Smith Salley Wealth Management, with $2.9 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 29
- Regulatory assets under management
- $7.4 billion
- Average per firm
- $254.8 million
- SEC-registered, of those listed
- 14 of 29 (48.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Smith Salley Wealth Management | SEC | $2.9 billion | 3,203 |
| 2 | Holderness Investments Co | SEC | $660.7 million | 778 |
| 3 | 1808 Capital Partners | SEC | $644.6 million | 1,103 |
| 4 | Zuraw Financial Advisors, LLC | SEC | $519.9 million | 756 |
| 5 | Spartan Planning Group | SEC | $383.7 million | 1,006 |
| 6 | Cascades Capital Asset Management, LLC | SEC | $383.3 million | 733 |
| 7 | Capital Management LLC | SEC | $383.0 million | 516 |
| 8 | Financial Transparency | SEC | $322.3 million | 501 |
| 9 | Carolina Financial Advisors, Inc. | SEC | $240.9 million | 1,226 |
| 10 | Level Wealth Management LLC | SEC | $236.5 million | 432 |
| 11 | Smith Partners Wealth Management, LLC | SEC | $196.1 million | 416 |
| 12 | Strategic Advisory Partners | SEC | $191.4 million | 828 |
| 13 | Hampel Investment Advisors | SEC | $110.1 million | 96 |
| 14 | Intercarolina Financial Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $85.4 million | 271 |
| 15 | Park Wealth Management, LLC | State | $34.2 million | 196 |
| 16 | Whichard Roach Financial | State | $26.5 million | 207 |
| 17 | Olde Towne Financial Management Co. | State | $22.9 million | 91 |
| 18 | Defining Legacy Advisors | State | $13.6 million | 184 |
| 19 | Simplified Wealth LLC | State | $9.7 million | 60 |
| 20 | Pension Planning Solutions, Inc. | State | $8.7 million | 17 |
| 21 | J. Brooks & Company, LLC | State | $8.5 million | 12 |
| 22 | By Design Financial Planning | State | $4.9 million | 83 |
| 23 | Button & Button Wealth Management LLC | State | $3.3 million | 17 |
| 24 | Clef Financial, LLC | State | $3.3 million | 7 |
| 25 | Legs Financial | State | $1.2 million | 1 |
| 26 | Eden Family Wealth Group, LLC | State | $527,582 | 4 |
| 27 | Phoenix Financial Solutions, Inc. | State | $0 | 0 |
| 28 | Ridgestone Wealth | State | $0 | 0 |
| 29 | Wholestory Wealth LLC | State | $0 | 0 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.