City
Wealth management firms in Durham, North Carolina
As of October 2, 2026, 32 wealth management firms, including broker-dealer firms, with their main office in Durham, North Carolina reported $3.9 billion in regulatory assets under management; the largest by assets was Verity Asset Management, with $1.2 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 32
- Regulatory assets under management
- $3.9 billion
- Average per firm
- $122.9 million
- SEC-registered, of those listed
- 9 of 32 (28.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Verity Asset Management | SEC | $1.2 billion | 7,603 |
| 2 | Kuhn Advisors, Inc. | SEC | $800.8 million | 1,280 |
| 3 | Sjbenen Advisory, LLC | SEC | $399.9 million | 398 |
| 4 | Integrated Wealthcare, LLC | SEC | $218.2 million | 792 |
| 5 | Investors Mosaic | SEC | $192.1 million | 164 |
| 6 | Pinafore Wealth Counsel Inc. | SEC | $173.6 million | 325 |
| 7 | Cardinal Retirement Planning, Inc. | SEC | $127.4 million | 251 |
| 8 | Sycamore Financial Planning, LLC | State | $104.2 million | 120 |
| 9 | Rosewood Wealth Management | State | $103.1 million | 563 |
| 10 | Wolfbridge Wealth | State | $88.9 million | 49 |
| 11 | Pragmatic Portfolios, LLC | State | $79.3 million | 193 |
| 12 | Fulbright Financial Consulting, PA | State | $70.8 million | 238 |
| 13 | Center Peak Financial | State | $65.5 million | 332 |
| 14 | SLP Wealth | SEC | $63.7 million | 1,895 |
| 15 | Bryant & Brannock, LLC. | State | $62.9 million | 183 |
| 16 | Lazarus Financial Planning | State | $58.0 million | 113 |
| 17 | Based Capital Wealth LLC | State | $51.0 million | 111 |
| 18 | Diversified Investment Services LLC | State | $29.3 million | 157 |
| 19 | Reliance Financial Group, Inc. | State | $22.8 million | 36 |
| 20 | Fryar Financial | State | $19.4 million | 117 |
| 21 | Tara Wealth | State | $13.4 million | 118 |
| 22 | Portolan Financial Planning LLC | State | $9.7 million | 148 |
| 23 | Brooks Financial of North Carolina, LLC | State | $9.5 million | 103 |
| 24 | Iseler Financial | State | $6.5 million | 115 |
| 25 | Onyx Wealth Management, LLC | State | $6.3 million | 28 |
| 26 | Ataraxis Capital, LLC | State | $982,678 | 7 |
| 27 | Capital Solutions Advisors, LLC | State | $189,916 | 22 |
| 28 | Alohana Financial, LLC | State | $0 | 0 |
| 29 | Capital Consulting & Investment Group LLC | State | $0 | 0 |
| 30 | RJ20, Inc. | SEC | $0 | 0 |
| 31 | Shift to Impact | State | $0 | 0 |
| 32 | Sounding Line Wealth Management, LLC | State | $0 | 0 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.