City
Wealth management firms in Melville, New York
As of October 2, 2026, 20 wealth management firms, including broker-dealer firms, with their main office in Melville, New York reported $7.9 billion in regulatory assets under management; the largest by assets was The Wealth Alliance, LLC, with $2.1 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 20
- Regulatory assets under management
- $7.9 billion
- Average per firm
- $395.2 million
- SEC-registered, of those listed
- 13 of 20 (65.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | The Wealth Alliance, LLC | SEC | $2.1 billion | 4,620 |
| 2 | J.J. Burns & Company | SEC | $1.3 billion | 2,530 |
| 3 | Frisch Financial Group, Inc. | SEC | $931.6 million | 1,759 |
| 4 | Compass Advisors | SEC | $767.5 million | 1,152 |
| 5 | Heller Wealth Management | SEC | $553.9 million | 787 |
| 6 | Landmark Wealth Management, LLC | SEC | $442.0 million | 865 |
| 7 | Prospect Financial Services LLC | SEC | $431.0 million | 1,156 |
| 8 | Lantern Wealth Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $319.9 million | 398 |
| 9 | Pelkonen and Associates LLC | SEC | $293.3 million | 906 |
| 10 | Clear Point Advisors, Inc. | SEC | $253.4 million | 418 |
| 11 | Excomp Asset Management Ltd | SEC | $140.2 million | 146 |
| 12 | Imperity Wealth Alliance LLC | SEC | $139.7 million | 574 |
| 13 | Four Corners Financial | SEC | $104.8 million | 175 |
| 14 | Biggin, Inc. | State | $82.2 million | 139 |
| 15 | Financial Planning Analysts, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $25.7 million | 64 |
| 16 | Excelsior | State | $23.9 million | 81 |
| 17 | Mountain Creek Capital, LLC | State | $22.5 million | 76 |
| 18 | Yields for You, LLC | State | $15.7 million | 96 |
| 19 | LI Wealth Management Inc | State | $234,735 | 24 |
| 20 | Progressive Financial Planning Services Inc. | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.