City
Wealth management firms in Wellesley, Massachusetts
As of October 2, 2026, 23 wealth management firms, including broker-dealer firms, with their main office in Wellesley, Massachusetts reported $11.2 billion in regulatory assets under management; the largest by assets was New England Private Wealth Advisors, LLC, with $5.1 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 23
- Regulatory assets under management
- $11.2 billion
- Average per firm
- $485.0 million
- SEC-registered, of those listed
- 12 of 23 (52.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | New England Private Wealth Advisors, LLC | SEC | $5.1 billion | 3,111 |
| 2 | Washington Trust Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $2.4 billion | 1,779 |
| 3 | Empirical Asset Management, LLC | SEC | $560.0 million | 1,399 |
| 4 | Guidance Point Advisors, LLC | SEC | $558.3 million | 701 |
| 5 | Peak Financial Management Inc | SEC | $534.4 million | 1,696 |
| 6 | Argonautica Private Wealth Management, Inc | SEC | $532.9 million | 515 |
| 7 | Fairfield Financial Advisors | SEC | $333.2 million | 550 |
| 8 | Strategic Planning Group, Inc. | SEC | $218.6 million | 724 |
| 9 | Kastel Capital Advisors, LLC | SEC | $193.3 million | 265 |
| 10 | Hoffman, Alan N. Investment Management | SEC | $187.9 million | 129 |
| 11 | Nobscot Investment Management LLC | SEC | $164.2 million | 38 |
| 12 | Hanover Strategic Management, LLC | State | $120.5 million | 60 |
| 13 | Polaris Financial, LLC | SEC | $70.2 million | 854 |
| 14 | Fourthpoint Advisors | State | $59.1 million | 58 |
| 15 | Williams Advisory Services, LLC | State | $57.6 million | 146 |
| 16 | Bdkmarketgroup Investment Management LLC | State | $17.4 million | 16 |
| 17 | LMC Investments, Inc. | State | $17.2 million | 33 |
| 18 | Financial Strategies, LLC | State | $15.5 million | 9 |
| 19 | Gardiner Financial, Inc. | State | $14.0 million | 33 |
| 20 | Thrive Investments, LLC | State | $12.3 million | 24 |
| 21 | Asterbright Capital Management, LLC | State | $6.7 million | 10 |
| 22 | Sage Wealth Capital | State | $200,000 | 5 |
| 23 | Financial Well-Being Advisors LLC | State | $0 | 0 |
Wealth management firms in Massachusetts, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.