City
Wealth management firms in Waltham, Massachusetts
As of October 2, 2026, 13 wealth management firms, including broker-dealer firms, with their main office in Waltham, Massachusetts reported $259.0 billion in regulatory assets under management; the largest by assets was Commonwealth Financial Network, with $212.7 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 13
- Regulatory assets under management
- $259.0 billion
- Average per firm
- $19.9 billion
- SEC-registered, of those listed
- 9 of 13 (69.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Commonwealth Financial Network Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $212.7 billion | 615,215 |
| 2 | Integrated Wealth Concepts LLC | SEC | $23.6 billion | 65,563 |
| 3 | Ballentine Partners | SEC | $15.3 billion | 7,401 |
| 4 | Windrose Advisors LLC | SEC | $2.7 billion | 600 |
| 5 | Foster Dykema Cabot & Partners, LLC | SEC | $2.2 billion | 855 |
| 6 | Montis Financial, LLC | SEC | $1.3 billion | 1,976 |
| 7 | Excalibur Management Corp | SEC | $712.1 million | 872 |
| 8 | Pension & Wealth Management Advisors | SEC | $529.8 million | 525 |
| 9 | Savvi Financial LLC | SEC | $44.7 million | 238 |
| 10 | JSK Capital Advisors, LLC | State | $10.6 million | 25 |
| 11 | Mission Park Capital, LLC | State | $8.4 million | 121 |
| 12 | Atlantic Planning Group, LLC | State | $0 | 0 |
| 13 | Lyon Financial Planning, LLC | State | $0 | 0 |
Wealth management firms in Massachusetts, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.