City
Wealth management firms in Louisville, Kentucky
As of October 2, 2026, 58 wealth management firms, including broker-dealer firms, with their main office in Louisville, Kentucky reported $17.5 billion in regulatory assets under management; the largest by assets was Strategic Wealth Investment Group, LLC, with $1.4 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 58
- Regulatory assets under management
- $17.5 billion
- Average per firm
- $301.8 million
- SEC-registered, of those listed
- 30 of 58 (51.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Strategic Wealth Investment Group, LLC | SEC | $1.4 billion | 8,606 |
| 2 | Private Client Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.4 billion | 8,765 |
| 3 | Barlow Wealth Partners, LLC | SEC | $1.4 billion | 1,425 |
| 4 | KPP Advisory Services LLC | SEC | $1.2 billion | 3,995 |
| 5 | Parthenon LLC | SEC | $1.2 billion | 461 |
| 6 | Harvey Investment Company, LLC | SEC | $1.0 billion | 264 |
| 7 | Castellan | SEC | $882.2 million | 106 |
| 8 | Saling Wealth Advisors | SEC | $617.7 million | 895 |
| 9 | Atlas Brown | SEC | $605.2 million | 1,194 |
| 10 | Reliant Wealth Planning, LLC | SEC | $595.2 million | 1,701 |
| 11 | Alexander Investment Services Co. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $576.8 million | 1,514 |
| 12 | First Kentucky Securities Corp Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $566.0 million | 1,530 |
| 13 | Churchill Financial Advisors, LLC | SEC | $522.9 million | 279 |
| 14 | Legacy Financial Independent Advisors LLC | SEC | $484.0 million | 2,614 |
| 15 | Retirement Planning Solutions, LLC | SEC | $467.0 million | 2,812 |
| 16 | Guidance Capital, Inc. | SEC | $449.8 million | 2,048 |
| 17 | Pillar Financial Advisors, LLC | SEC | $357.9 million | 765 |
| 18 | Access Wealth Management, LLC | SEC | $357.7 million | 819 |
| 19 | J. Hagan Capital, Inc. | SEC | $341.8 million | 1,689 |
| 20 | Centerline Wealth Advisors, LLC | SEC | $326.0 million | 819 |
| 21 | Family Wealth Planning Partners | SEC | $317.4 million | 1,366 |
| 22 | Magnate Advisory Services, LLC | SEC | $314.1 million | 2,229 |
| 23 | Ricketts Financial, LLC | SEC | $314.0 million | 288 |
| 24 | Winebrenner Capital Management LLC | SEC | $260.5 million | 1,042 |
| 25 | Advantage Investment Management | SEC | $215.4 million | 369 |
| 26 | Lanier Asset Management, LLC | SEC | $141.7 million | 225 |
| 27 | Mercurio Wealth Advisors | SEC | $141.1 million | 957 |
| 28 | Graeter Wealth Advisors, LLC | SEC | $104.9 million | 341 |
| 29 | Riverstone Asset Management, LLC | SEC | $103.0 million | 69 |
| 30 | Farnsley Advisors | State | $91.8 million | 546 |
| 31 | Sapphire Fiduciary Advisors, LLC | State | $90.0 million | 105 |
| 32 | Canopus Wealth Management | State | $84.1 million | 125 |
| 33 | MC Financial Services, Inc. | State | $68.6 million | 190 |
| 34 | Bluegrass Financial Planning, LLC | State | $61.2 million | 149 |
| 35 | Thompson Investment Advisors | State | $57.0 million | 337 |
| 36 | Prosperity Asset Management, LLC | State | $56.6 million | 923 |
| 37 | Investment Answers | State | $49.3 million | 275 |
| 38 | Plentiful Wealth, LLC | State | $44.7 million | 192 |
| 39 | Highland Capital Advisors , LLC | State | $32.1 million | 113 |
| 40 | Warren Wealth Management & Tax Planning Inc. | State | $31.3 million | 193 |
| 41 | Dmlo Wealth Planning, LLC | SEC | $30.4 million | 45 |
| 42 | Inspire Private Wealth Management | State | $29.0 million | 60 |
| 43 | T.K.M. Financial Services, LLC | State | $28.3 million | 131 |
| 44 | Lach Financial | State | $27.6 million | 129 |
| 45 | Springhouse Financial, LLC | State | $17.0 million | 46 |
| 46 | Remington Wealth Management LLC | State | $15.5 million | 6 |
| 47 | Page Financial Services, LLC | State | $12.8 million | 13 |
| 48 | Lifetime Wealth Design LLC | State | $3.3 million | 13 |
| 49 | Wrightpoint Wealth | State | $2.3 million | 5 |
| 50 | Best Investment Options, LLC | State | $1.2 million | 12 |
| 51 | Kinson Wealth Group LLC | State | $776,883 | 10 |
| 52 | Cloyd Capital | State | $346,962 | 9 |
| 53 | Belle Trace Financial Planning | State | $0 | 0 |
| 54 | Clark Financial Planning | State | $0 | 0 |
| 55 | Coats Financial Planning | State | $0 | 0 |
| 56 | Essa Financial LLC | State | $0 | 0 |
| 57 | Mark Investment Advisors | State | $0 | 0 |
| 58 | Market Cycle Investments LLC | State | $0 | 0 |
Wealth management firms in Kentucky, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.