City
Wealth management firms in Madison, Connecticut
As of October 2, 2026, 7 wealth management firms, including broker-dealer firms, with their main office in Madison, Connecticut reported $4.4 billion in regulatory assets under management; the largest by assets was Principle Wealth, with $3.2 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 7
- Regulatory assets under management
- $4.4 billion
- Average per firm
- $635.1 million
- SEC-registered, of those listed
- 5 of 7 (71.4%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Principle Wealth | SEC | $3.2 billion | 4,120 |
| 2 | Warner Wealth | SEC | $458.5 million | 1,332 |
| 3 | Howard Wealth Management, LLC | SEC | $397.0 million | 924 |
| 4 | East Guilford Financial Services LLC | SEC | $193.1 million | 732 |
| 5 | Wax Asset Management LLC | SEC | $181.2 million | 125 |
| 6 | Norfield Capital, LLC | State | $8.2 million | 80 |
| 7 | Sursum Financial LLC | State | $3.3 million | 21 |
Wealth management firms in Connecticut, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.