City
Wealth management firms in Essex, Connecticut
As of October 2, 2026, 6 wealth management firms, including broker-dealer firms, with their main office in Essex, Connecticut reported $5.2 billion in regulatory assets under management; the largest by assets was Essex Financial Services, Inc., with $4.2 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 6
- Regulatory assets under management
- $5.2 billion
- Average per firm
- $863.6 million
- SEC-registered, of those listed
- 4 of 6 (66.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Essex Financial Services, Inc. | SEC | $4.2 billion | 7,143 |
| 2 | Jeffrey N. Mehler, CFP LLC | SEC | $416.2 million | 1,264 |
| 3 | Alchemi Wealth, LLC | SEC | $286.9 million | 1,136 |
| 4 | Sullivan Financial, LLC | SEC | $119.1 million | 308 |
| 5 | Sound Planning and Investments, LLC | State | $99.0 million | 59 |
| 6 | Brae Head, Inc. | State | $90.6 million | 99 |
Wealth management firms in Connecticut, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.