City
Independent RIAs in Seal Beach, California
As of October 2, 2026, 7 independent wealth management RIAs with their main office in Seal Beach, California reported $972.8 million in regulatory assets under management; the largest by assets was KTF Investments, LLC, with $700.2 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 7
- Regulatory assets under management
- $972.8 million
- Average per firm
- $139.0 million
- SEC-registered, of those listed
- 2 of 7 (28.6%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | KTF Investments, LLC | SEC | $700.2 million | 184 |
| 2 | My Portfolio Guide, LLC | SEC | $201.0 million | 653 |
| 3 | Fineberg Financial Management LLC | State | $40.0 million | 216 |
| 4 | JST Investment Consulting | State | $26.6 million | 113 |
| 5 | Step Financial Services, LLC | State | $5.0 million | 15 |
| 6 | Better Planning Better Life Inc. | State | $0 | 0 |
| 7 | Kenneth Dean & Co Financial Advisory Services | State | $0 | 0 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.