City
Independent RIAs in San Juan Capistrano, California
As of October 2, 2026, 10 independent wealth management RIAs with their main office in San Juan Capistrano, California reported $844.7 million in regulatory assets under management; the largest by assets was Optivest, Inc., with $319.4 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 10
- Regulatory assets under management
- $844.7 million
- Average per firm
- $84.5 million
- SEC-registered, of those listed
- 2 of 10 (20.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Optivest, Inc. | SEC | $319.4 million | 422 |
| 2 | Miller Financial Services, Inc. | SEC | $127.0 million | 360 |
| 3 | Cdfinancial | State | $99.7 million | 253 |
| 4 | Olhoeft Financial, LLC | State | $81.6 million | 52 |
| 5 | Doll Capital Advisors Incorporated | State | $76.0 million | 120 |
| 6 | IQ Trends Private Client Asset Management | State | $62.8 million | 45 |
| 7 | Capital Financial Consultants Group, Inc. | State | $37.3 million | 217 |
| 8 | Professional Financial Advisors Inc | State | $23.6 million | 30 |
| 9 | Menon/Brown Advisory Group | State | $13.1 million | 13 |
| 10 | Service One Financial | State | $4.2 million | 22 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.