City
Independent RIAs in Irvine, California
As of October 2, 2026, 96 independent wealth management RIAs with their main office in Irvine, California reported $41.4 billion in regulatory assets under management; the largest by assets was Acorns, with $13.4 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 96
- Regulatory assets under management
- $41.4 billion
- Average per firm
- $430.9 million
- SEC-registered, of those listed
- 32 of 96 (33.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Acorns | SEC | $13.4 billion | 5,152,940 |
| 2 | Index Fund Advisors, Inc. | SEC | $5.9 billion | 6,664 |
| 3 | Private Management Group Inc | SEC | $4.9 billion | 7,132 |
| 4 | Trilogy Capital, Inc. | SEC | $3.2 billion | 18,988 |
| 5 | Cooper McManus | SEC | $2.9 billion | 7,111 |
| 6 | Benefit Financial Services Group | SEC | $1.5 billion | 2,289 |
| 7 | Apriem Advisors | SEC | $1.5 billion | 2,878 |
| 8 | Tempus Wealth Planning, LLC | SEC | $699.4 million | 1,751 |
| 9 | Three Arch Wealth Management LLC | SEC | $662.4 million | 826 |
| 10 | Warren Street Wealth Advisors, LLC | SEC | $656.1 million | 1,272 |
| 11 | West Wealth Group, LLC | SEC | $616.7 million | 2,746 |
| 12 | Concord Investment Counsel | SEC | $397.9 million | 456 |
| 13 | Charles Fish Investments, Inc. | SEC | $331.3 million | 46 |
| 14 | Kanani Advisory Group Inc. | SEC | $288.2 million | 1,200 |
| 15 | Prosperity Wealth Planning LLC | SEC | $269.2 million | 621 |
| 16 | Harmony Point Wealth Advisors, Inc. | SEC | $263.2 million | 620 |
| 17 | Advanced Financial Strategies Inc | SEC | $251.7 million | 388 |
| 18 | Klein Pavlis & Peasley Financial, Inc. | SEC | $232.7 million | 808 |
| 19 | Sun Group Wealth Partners LLC | SEC | $224.5 million | 589 |
| 20 | Wealth Teams Alliance | SEC | $223.9 million | 985 |
| 21 | Marrick Wealth | SEC | $215.6 million | 323 |
| 22 | Filigree Wealth Advisors, LLC | SEC | $209.1 million | 212 |
| 23 | MRD, Inc. | SEC | $181.7 million | 266 |
| 24 | Clearview Wealth Management | SEC | $178.5 million | 646 |
| 25 | Ultra Advisory Group | SEC | $142.6 million | 302 |
| 26 | Cooke Wealth Management, LLC | SEC | $136.9 million | 303 |
| 27 | Mile Wealth Management | SEC | $120.1 million | 211 |
| 28 | Simple Portfolio Management, Inc. | State | $117.1 million | 63 |
| 29 | Dove Investment Research and Management, Inc. | SEC | $107.4 million | 577 |
| 30 | Iron Horse Capital, Inc. | State | $102.6 million | 153 |
| 31 | Sky Vision Wealth Management Corp. | SEC | $101.4 million | 91 |
| 32 | Hilpan Moxie Wealth Management, LLC | SEC | $100.4 million | 264 |
| 33 | Anchor Wealth Management, LLC | State | $98.4 million | 163 |
| 34 | Laguna Coast Capital | State | $86.8 million | 63 |
| 35 | Lanes Wealth Management LLC | State | $73.0 million | 132 |
| 36 | Legacy & Wealth Financial Advisors | State | $58.8 million | 112 |
| 37 | Maxim Capital Advisors, Inc. | State | $58.5 million | 122 |
| 38 | Win Team Advisory Services | State | $57.6 million | 143 |
| 39 | Depaolo & May Strategic Wealth LLC | State | $55.2 million | 140 |
| 40 | Duckett Wealth Management | State | $53.6 million | 112 |
| 41 | Fortuna Asset Management LLC | State | $53.2 million | 39 |
| 42 | Coastal Capital Advisors | State | $52.3 million | 381 |
| 43 | DBA Generational Wealth Strategies | State | $51.6 million | 226 |
| 44 | Beltramo Financial Services, Inc. | State | $50.1 million | 118 |
| 45 | OZ Wealth Management LLC | State | $38.0 million | 90 |
| 46 | Tangent Retirement | State | $36.9 million | 52 |
| 47 | Optimus Advisory Group | State | $35.0 million | 233 |
| 48 | Ascend Financial Advisers, Inc | State | $32.7 million | 103 |
| 49 | FJP Portfolio Management | State | $29.5 million | 34 |
| 50 | Swell Financial | State | $27.9 million | 42 |
| 51 | CDB Advisory & Consulting | State | $25.2 million | 17 |
| 52 | John G. O'Connell | State | $24.0 million | 51 |
| 53 | Capital Fluency | State | $18.6 million | 26 |
| 54 | Honest Wealth LLC | State | $16.4 million | 67 |
| 55 | Lupu Financial | State | $15.0 million | 60 |
| 56 | Einstok Wealth Management LLC | State | $14.3 million | 70 |
| 57 | Eldridge Street Asset Management, LLC | State | $13.8 million | 33 |
| 58 | Rockwealth Financial LLC | State | $12.4 million | 9 |
| 59 | Ingen Strategies, LLC | State | $11.8 million | 104 |
| 60 | LBG Advisor | State | $11.4 million | 55 |
| 61 | Norberg Capital Management, LLC | State | $11.1 million | 7 |
| 62 | Am Wealth Solutions, LLC | State | $11.1 million | 21 |
| 63 | Solomon and Associates LLC | State | $11.1 million | 32 |
| 64 | First Sigma Capital LLC | State | $9.9 million | 6 |
| 65 | Integ Financial Investment Advisory LLC | State | $9.9 million | 53 |
| 66 | Retegy LLC | State | $8.1 million | 36 |
| 67 | Centerpoint Financial Management LLC | State | $7.4 million | 15 |
| 68 | Devkota Capital Advisors | State | $7.3 million | 25 |
| 69 | Financial Growth Management Inc. | State | $7.3 million | 42 |
| 70 | JC&COMPANY | State | $6.3 million | 5 |
| 71 | 86 Republic, LLC | State | $6.1 million | 47 |
| 72 | Focused Capital Investment, LLC | State | $6.0 million | 45 |
| 73 | Kuber Investments | State | $5.0 million | 24 |
| 74 | 3D Holistic Wealth | State | $4.8 million | 35 |
| 75 | Castle Capital Management | State | $4.1 million | 5 |
| 76 | White Stork Asset Management LLC | State | $2.7 million | 25 |
| 77 | Tactical Equity Partners, LLC | State | $2.1 million | 7 |
| 78 | Irontree Wealth Management, Inc. | State | $1.1 million | 16 |
| 79 | Syzygy Financial LLC | State | $775,831 | 11 |
| 80 | Magnolia Capital Asset Management LLC | State | $400,000 | 1 |
| 81 | Aurevia Capital Inc. | State | $101,200 | 2 |
| 82 | Classiccpa | State | $0 | 0 |
| 83 | FDP Wealth Management, LLC | State | $0 | 0 |
| 84 | Ftib Asset Management LLC | State | $0 | 0 |
| 85 | Hoainvest LLC | SEC | $0 | 0 |
| 86 | Luhman Wealth Partners | State | $0 | 0 |
| 87 | Patels and Company Capital | State | $0 | 0 |
| 88 | Pelorus Capital Management, LLC | SEC | $0 | 0 |
| 89 | Rennie & Associates | State | $0 | 0 |
| 90 | Robin Lee Wealth Management | State | $0 | 0 |
| 91 | Scholardog | State | $0 | 0 |
| 92 | Selleck Financial Group | State | $0 | 0 |
| 93 | Semaphore Investments | State | $0 | 0 |
| 94 | Stormbreaker Financial LLC | State | $0 | 0 |
| 95 | Tanager Financial, LLC | State | $0 | 0 |
| 96 | Xfo Capital | State | $0 | 0 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.