City
Wealth management firms in Prescott, Arizona
As of October 2, 2026, 12 wealth management firms, including broker-dealer firms, with their main office in Prescott, Arizona reported $652.1 million in regulatory assets under management; the largest by assets was Lane Brothers Investment Counsel, with $240.1 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 12
- Regulatory assets under management
- $652.1 million
- Average per firm
- $54.3 million
- SEC-registered, of those listed
- 2 of 12 (16.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Lane Brothers Investment Counsel | SEC | $240.1 million | 979 |
| 2 | Empirikal Partners LLC | State | $87.5 million | 199 |
| 3 | Montoya Wealth Management | State | $71.7 million | 262 |
| 4 | Prescott Investor Services, Inc. | State | $60.2 million | 78 |
| 5 | Yavapai Financial Planning, L.L.C. | State | $47.3 million | 183 |
| 6 | Dogwood Capital Management | State | $46.0 million | 182 |
| 7 | Victory Wealth Services, LLC | State | $45.4 million | 288 |
| 8 | Brio Financial Planning | State | $43.4 million | 105 |
| 9 | Fiwheels | State | $10.4 million | 23 |
| 10 | Allen Financial Partners | SEC | $0 | 0 |
| 11 | Percheron Consulting, LLC | State | $0 | 0 |
| 12 | The Money and Values Group | State | $0 | 0 |
Wealth management firms in Arizona, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.