IAR CE deadline: December 31. 84 days left in adopting states. Check what you owe

For asset managers
AdvisorIQ

City

Wealth management firms in Mesa, Arizona

As of October 2, 2026, 35 wealth management firms, including broker-dealer firms, with their main office in Mesa, Arizona reported $2.4 billion in regulatory assets under management; the largest by assets was Rovin Capital, with $917.3 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms
35
Regulatory assets under management
$2.4 billion
Average per firm
$69.4 million
SEC-registered, of those listed
9 of 35 (25.7%)

Firms by assets

#FirmRegistrationRAUMAccounts
1 Rovin Capital SEC $917.3 million 2,585
2 Tribeca Financial, LLC SEC $248.3 million 574
3 Acute Investment Advisory SEC $238.4 million 1,605
4 Ridgeline Private Wealth SEC $172.8 million 627
5 Taurum Retirement Partners, LLC SEC $155.9 million 422
6 Prosper Private Wealth SEC $150.8 million 264
7 Immaculate Wealth Management, LLC SEC $140.8 million 796
8 Integrated Financial Solutions, PLLC State $85.0 million 289
9 Fern Financial Group, LLC State $63.0 million 128
10 Fleming Financial Services State $58.0 million 735
11 Larson Wealth Management, LLC State $37.1 million 531
12 Fenger Financial, PLLC State $24.6 million 138
13 Epl Investment Advisory LLC State $22.0 million 100
14 Overson Advisory Group State $21.7 million 131
15 Vision Financial Services, Inc State $20.3 million 218
16 Public Safety Financial/Galloway SEC $17.9 million 76
17 Tarascio Financial Planning, LLC State $17.7 million 120
18 Strategic Financial Group, PLC State $16.7 million 129
19 Pro Tax Financial Services, LLC State $15.0 million 110
20 Omni Investment Solutions LLC State $2.5 million 14
21 Conspecta Capital, LLC State $2.4 million 13
22 True North Wealth Management, LLC State $1.9 million 4
23 CBK Financial Advisors LLC State $0 0
24 Cooper Financial Investments, LLC State $0 0
25 Dyad Financial Group State $0 0
26 Horizon Ridge Advisors L.L.C. State $0 0
27 JTNC Wealth Advisors LLC State $0 0
28 Jariwala Financial Wellness, LLC State $0 0
29 Kamson Financial State $0 0
30 McBride Financial Services, Inc. State $0 0
31 Pure Financial LLC State $0 0
32 Sage Advice Financial LLC State $0 0
33 Vector Dynamics Wealth Management P.L.L.C State $0 0
34 Woodmont Financial Partners LLC State $0 0
35 Zoop Alpha Advisors SEC $0 0

Wealth management firms in Arizona, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.