City
Wealth management firms in Birmingham, Alabama
As of October 2, 2026, 50 wealth management firms, including broker-dealer firms, with their main office in Birmingham, Alabama reported $60.4 billion in regulatory assets under management; the largest by assets was Waverly Advisors, LLC, with $29.9 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 50
- Regulatory assets under management
- $60.4 billion
- Average per firm
- $1.2 billion
- SEC-registered, of those listed
- 27 of 50 (54.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Waverly Advisors, LLC | SEC | $29.9 billion | 35,709 |
| 2 | Eversource Wealth Advisors, LLC | SEC | $5.1 billion | 13,689 |
| 3 | Stonex Advisors Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $5.1 billion | 15,487 |
| 4 | The Welch Group, LLC | SEC | $3.7 billion | 4,528 |
| 5 | Oneascent Financial Services LLC | SEC | $3.5 billion | 16,009 |
| 6 | Lanark Financial, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.8 billion | 4,966 |
| 7 | Southern Financial Group, LLC | SEC | $1.1 billion | 2,597 |
| 8 | Oakworth Asset Management, LLC | SEC | $846.3 million | 746 |
| 9 | Mayfair Advisory Group, LLC | SEC | $806.4 million | 1,240 |
| 10 | BHK Investment Advisors | SEC | $794.1 million | 771 |
| 11 | Meld Financial, Inc. | SEC | $776.4 million | 1,942 |
| 12 | Porter White Investment Advisors, Inc. | SEC | $748.2 million | 329 |
| 13 | BMSS Wesson Wealth Solutions | SEC | $704.0 million | 1,183 |
| 14 | Fairvoy Private Wealth, LLC | SEC | $605.1 million | 1,269 |
| 15 | Mainsail Asset Management, LLC | SEC | $598.8 million | 889 |
| 16 | Oneascent Wealth Management | SEC | $475.6 million | 2,616 |
| 17 | Kassouf Wealth Advisors, LLC | SEC | $471.3 million | 440 |
| 18 | Money Management Services Inc | SEC | $442.7 million | 1,377 |
| 19 | Steadmont Advisors, LLC | SEC | $430.7 million | 1,249 |
| 20 | Navigate Wealth Management, LLC | SEC | $429.6 million | 873 |
| 21 | Trust Advisory Group Ltd Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $313.5 million | 792 |
| 22 | Birmingham Capital Management Co Inc | SEC | $273.6 million | 80 |
| 23 | Approach Retirement Advisors, LLC | SEC | $227.5 million | 547 |
| 24 | Walton Financial | SEC | $182.9 million | 526 |
| 25 | Greybox Investments | SEC | $176.7 million | 212 |
| 26 | BHK Securities, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $128.4 million | 184 |
| 27 | Intelus Advisory Group, LLC | State | $89.4 million | 457 |
| 28 | Cope Private Wealth | State | $88.0 million | 300 |
| 29 | Zora Financial | State | $71.0 million | 401 |
| 30 | Anderson Asset Management | State | $68.4 million | 169 |
| 31 | DMC Wealth Management, LLC | State | $65.9 million | 150 |
| 32 | Wilson Financial Group | State | $58.4 million | 149 |
| 33 | Green Financial Management, LLC | State | $55.5 million | 351 |
| 34 | Diversified Global Investment Strategies, LLC | State | $55.0 million | 182 |
| 35 | Booth Financial | State | $43.3 million | 201 |
| 36 | Ballast Wealth LLC | State | $40.0 million | 135 |
| 37 | MFP, LLC | State | $40.0 million | 38 |
| 38 | Tabula Rasa Advisors, LLC | State | $32.7 million | 60 |
| 39 | Krowten Equities | State | $25.7 million | 71 |
| 40 | Stockbridge Wealth Partners | State | $19.2 million | 197 |
| 41 | Dublin Wealth Management, Inc. | State | $15.6 million | 28 |
| 42 | The McGriff Alliance | State | $14.2 million | 25 |
| 43 | Dreamwork Financial Group | State | $13.4 million | 55 |
| 44 | Clark Planning & Investment Advisory | State | $10.7 million | 115 |
| 45 | First Fidelity Group LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $7.3 million | 37 |
| 46 | Southern Wealth Builders | State | $2.6 million | 26 |
| 47 | Still Waters Investment Strategies LLC | State | $2.3 million | 11 |
| 48 | Legacy Capital Partners LLC | State | $920,000 | 2 |
| 49 | Somerset Advisory, LLC | SEC | $0 | 0 |
| 50 | Strategic Financial LLC | State | $0 | 0 |
Wealth management firms in Alabama, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.