SEC-registered wealth management firm Broker-dealer affiliated
United Brokerage Services Inc
As of its Form ADV filed April 10, 2026, United Brokerage Services Inc, an SEC-registered, broker-dealer affiliated wealth management firm in Parkersburg, West Virginia, reported $372.3 million in regulatory assets under management across 1,390 accounts, ranking #6 among all wealth firms in West Virginia by assets.
Registration
- Main office
- Parkersburg, WV
- Registration
- SEC-registered, Approved
- CRD number
- 39062
- SEC file number
- 801-80804
- Registered since
- January 9, 2015
- Latest Form ADV filing
- April 10, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 80
Key figures
- Regulatory assets under management
- $372.3 million
- Discretionary
- $0 (0.0%)
- Non-discretionary
- $372.3 million
- Accounts
- 1,390 (0 discretionary)
- Clients
- 2,781, approximate as reported
- Employees
- 95
- Advisory staff
- 55 performing investment advisory functions
- Average account
- $267,823
- Asset growth, 1 year
- -4.3% (from $389.1 million a year earlier)
- Asset growth, 3-year annual rate
- 17.5% (from $229.4 million three years earlier)
- Asset growth, 5-year annual rate
- 12.8% (from $203.4 million five years earlier)
- Client growth, 1 year
- -26.7% (from 3,793)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2015 | $107.9 million |
| October 3, 2016 | $114.5 million |
| October 2, 2017 | $114.5 million |
| October 1, 2018 | $202.0 million |
| October 1, 2019 | $122.5 million |
| October 1, 2020 | $165.6 million |
| October 4, 2021 | $203.4 million |
| October 3, 2022 | $286.1 million |
| October 5, 2023 | $229.4 million |
| October 1, 2024 | $249.7 million |
| September 2, 2025 | $389.1 million |
| October 2, 2026 | $372.3 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 1,319 clients | $286.3 million | |
| High net worth individuals 49 clients | $61.5 million | |
| Corporations or other businesses 22 clients | $24.4 million | |
| Pension and profit sharing plans fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Banking or thrift institution
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 57
- Also registered through a broker-dealer
- 57
- Employees who are IARs (Form ADV 5.B(3))
- 55
Designations held by the firm's IARs: CFP 4.
Between 18 and 57 of the firm's 57 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in West Virginia
| Firm | City | RAUM |
|---|---|---|
| Hoxton Planning & Management, LLC | Shepherdstown | $591.5 million |
| Fort Henry Capital, LLC | Wheeling | $278.5 million |
| Vandalia Wealth | Charleston | $249.6 million |
| Ironwood Wealth Management, Inc. | Hurricane | $233.1 million |
| Huffman & Ross Wealth Management LLC | Morgantown | $210.0 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- United Brokerage Services Inc on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.united-brokerage.com
- Wealth management firms in West Virginia
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.