SEC-registered wealth management firm Broker-dealer affiliated
AQR Flex Management, LLC
As of its Form ADV filed September 4, 2026, AQR Flex Management, LLC, an SEC-registered, broker-dealer affiliated wealth management firm in Greenwich, Connecticut, reported no regulatory assets under management.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 342478
- SEC file number
- 801-137289
- Registered since
- September 30, 2026
- Latest Form ADV filing
- September 4, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $0
- Discretionary
- $0
- Non-discretionary
- $0
- Accounts
- 0 (0 discretionary)
- Clients
- 0, approximate as reported
- Employees
- 778
- Advisory staff
- 291 performing investment advisory functions
- Average account
- Not reported
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Broker-dealer affiliated. The firm is controlled by a public company (Schedule D, Item 10.A) and affiliated with a broker-dealer (Item 7.A(1)) whose registered representatives are among its advisory staff (Item 5.B(2)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
| Ranking | Nationally | In Connecticut | Value |
|---|---|---|---|
| Wealth firms with the most advisory staff, including broker-dealer firms | #97 | #4 | 291 |
| Newest wealth firms, including broker-dealer firms | #1,137 | #26 | $0 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2026 | $0 |
Clients and services
Client mix
No client types reported.
How the firm is paid
- A percentage of assets under management
- Performance-based fees
Advisory services
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Commodity pool operator or commodity trading advisor
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Connecticut
| Firm | City | RAUM |
|---|---|---|
| Pezzi Private Capital | Westport | $0 |
| Kodiak Capital Group LLC | Darien | $0 |
| Twenty Four Wealth | Darien | $0 |
| Denovo Financial | Windsor | $0 |
| Stelvio Private Wealth | Greenwich | $0 |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- AQR Flex Management, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Wealth management firms in Connecticut
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.