SEC-registered independent wealth management RIA
Night Owl Capital Canada, LLC
As of its Form ADV filed March 23, 2026, Night Owl Capital Canada, LLC, an SEC-registered independent wealth management RIA in Greenwich, Connecticut, reported no regulatory assets under management.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 338234
- SEC file number
- 801-134681
- Registered since
- January 6, 2026
- Latest Form ADV filing
- March 23, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $0
- Discretionary
- $0
- Non-discretionary
- $0
- Accounts
- 0 (0 discretionary)
- Clients
- 0, approximate as reported
- Employees
- 8
- Advisory staff
- 6 performing investment advisory functions
- Average account
- Not reported
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Connecticut | Value |
|---|---|---|---|
| Independent RIAs with the most advisory staff | #2,105 | #37 | 6 |
| Newest independent RIAs | #1,111 | #26 | $0 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2026 | $0 |
Clients and services
Client mix
No client types reported.
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Other investment adviser
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 6
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Connecticut
| Firm | City | RAUM |
|---|---|---|
| Pezzi Private Capital | Westport | $0 |
| Kodiak Capital Group LLC | Darien | $0 |
| Twenty Four Wealth | Darien | $0 |
| Denovo Financial | Windsor | $0 |
| Stelvio Private Wealth | Greenwich | $0 |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Night Owl Capital Canada, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: nightowlcapital.com
- Independent RIAs in Connecticut
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.