SEC-registered independent wealth management RIA
Asia Pacific Financial Management Group, Inc.
As of its Form ADV filed September 24, 2026, Asia Pacific Financial Management Group, Inc., an SEC-registered independent wealth management RIA in Hagatna, Guam, reported $303.5 million in AUM across 1,490 accounts.
Registration
- Main office
- Outside the US Guam
- Registration
- SEC-registered, Approved
- CRD number
- 32338
- SEC file number
- 801-79830
- Registered since
- June 24, 2014
- Latest Form ADV filing
- September 24, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- AUM
- $303.5 million
- Discretionary
- $303.5 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 1,490 (1,490 discretionary)
- Clients
- 1,490, approximate as reported
- Employees
- 9
- Advisory staff
- 4 performing investment advisory functions
- Average account
- $203,709
- Reported AUM change, 13 months
- 6.1% (from $286.2 million 13 months earlier)
- Reported AUM change, 3-year annual rate
- 13.8% (from $206.1 million three years earlier)
- Reported AUM change, 5-year annual rate
- 8.2% (from $205.0 million five years earlier)
- Client growth, 13 months
- 4.0% (from 1,433)
An independent wealth management RIA. It serves individuals directly, offering financial planning or managing money for people, and at least half its AUM is individual and high net worth client money. It is not a broker-dealer or a bank, and is not part of one. How firms are classed.
Reported AUM change is not organic growth: it includes market movement, net new assets and acquisitions. It comes from the SEC's yearly snapshots and is left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
The firm is not in any of AdvisorIQ's rankings. See how firms are ranked.
Assets over time
Data table
| As of | AUM |
|---|---|
| October 1, 2010 | $35.0 million |
| October 3, 2011 | $50.0 million |
| October 1, 2014 | $100.0 million |
| October 1, 2015 | $101.5 million |
| October 3, 2016 | $100.9 million |
| October 2, 2017 | $103.8 million |
| October 1, 2018 | $150.0 million |
| October 1, 2019 | $174.0 million |
| October 1, 2020 | $172.0 million |
| October 4, 2021 | $205.0 million |
| October 3, 2022 | $236.9 million |
| October 5, 2023 | $206.1 million |
| October 1, 2024 | $248.4 million |
| September 2, 2025 | $286.2 million |
| October 2, 2026 | $303.5 million |
Clients and services
Client mix
| Measure | Bar | AUM |
|---|---|---|
| Individuals (other than high net worth) 1,373 clients | $125.2 million | |
| Pension and profit sharing plans 54 clients | $85.6 million | |
| High net worth individuals 44 clients | $83.3 million | |
| Corporations or other businesses 13 clients | $4.4 million | |
| Insurance companies fewer than 5 clients | $3.3 million | |
| Charitable organizations fewer than 5 clients | $1.8 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
- Selection of other advisers
- Educational seminars or workshops
Financial planning clients (Item 5.H): 51-100.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 4
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 4
Designations held by the firm's IARs: CFP 1.
4 of the firm's 4 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms
No peers to show.
The five independent RIAs nearest in AUM with a main office in the same state.
Elsewhere
- Asia Pacific Financial Management Group, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.apfmg.com
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Compiled October 21, 2026 from SEC Form ADV data as of October 2, 2026 and state data as of October 20, 2026. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.