SEC-registered independent wealth management RIA
Daba Advisors LLC
As of its Form ADV filed March 6, 2026, Daba Advisors LLC, an SEC-registered independent wealth management RIA in Miami, Florida, reported $228,411 in regulatory assets under management across 137 accounts, ranking #1434 among independent RIAs in Florida by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 319371
- SEC file number
- 801-126355
- Registered since
- September 22, 2022
- Latest Form ADV filing
- March 6, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $228,411
- Discretionary
- $228,411 (100.0%)
- Non-discretionary
- $0
- Accounts
- 137 (137 discretionary)
- Clients
- 908, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $1,667
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $0 |
| October 5, 2023 | $0 |
| October 1, 2024 | $0 |
| September 2, 2025 | $0 |
| October 2, 2026 | $228,411 |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 136 clients | $134,150 | |
| High net worth individuals fewer than 5 clients | $94,261 |
How the firm is paid
- A percentage of assets under management
- Subscription fees
- Fixed fees
Advisory services
- Portfolio management for individuals or small businesses
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
0 of the firm's 1 IAR are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Harlig Financials | Miami | $270,000 |
| Gray Lake Advisors | New Smyrna Beach | $261,839 |
| Blue Compass Wealth Management, LLC | Brandon | $246,868 |
| Galvez Financial LLC | Parrish | $209,000 |
| JP Law and Wealth Advisors PLLC | Maitland | $201,000 |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Daba Advisors LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.dabafinance.com
- Independent RIAs in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.