SEC-registered independent wealth management RIA
Caterer Goodman Partners Ltd
As of its Form ADV filed March 25, 2026, Caterer Goodman Partners Ltd, an SEC-registered independent wealth management RIA in Texas, reported $15.3 million in regulatory assets under management across 88 accounts, ranking #1089 among independent RIAs in Texas by assets.
Registration
- Main office
- TX
- Registration
- SEC-registered, Approved
- CRD number
- 314975
- SEC file number
- 801-121659
- Registered since
- August 5, 2021
- Latest Form ADV filing
- March 25, 2026
- Organized as
- Other (specify)
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $15.3 million
- Discretionary
- $9.4 million (61.5%)
- Non-discretionary
- $5.9 million
- Accounts
- 88 (55 discretionary)
- Clients
- 68, approximate as reported
- Employees
- 2
- Advisory staff
- 2 performing investment advisory functions
- Average account
- $173,726
- Asset growth, 1 year
- -0.1% (from $15.3 million a year earlier)
- Asset growth, 3-year annual rate
- 12.1% (from $10.9 million three years earlier)
- Asset growth, 5-year annual rate
- -0.3% (from $15.5 million five years earlier)
- Client growth, 1 year
- -6.8% (from 73)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $15.5 million |
| October 3, 2022 | $14.4 million |
| October 5, 2023 | $10.9 million |
| October 1, 2024 | $13.5 million |
| September 2, 2025 | $15.3 million |
| October 2, 2026 | $15.3 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 65 clients | $11.1 million | |
| High net worth individuals fewer than 5 clients | $4.2 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Other financial products
Financial industry affiliations (Item 7.A)
- Real estate broker, dealer or agent
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 2
0 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Texas
| Firm | City | RAUM |
|---|---|---|
| Open Door Financial Advisors | Lubbock | $15.4 million |
| Bullogic Wealth Management | Pearland | $15.4 million |
| Bollinger Wealth Management LLC | Plano | $15.4 million |
| Porter Investments | Houston | $15.3 million |
| Azure Sky Financial Life Planning, LLC | Burleson | $15.2 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Caterer Goodman Partners Ltd on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.caterergoodman-am.com
- Independent RIAs in Texas
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.