SEC-registered independent wealth management RIA
Duncan Financial Planning Advisors
As of its Form ADV filed March 10, 2026, Duncan Financial Planning Advisors, an SEC-registered independent wealth management RIA in Irwin, Pennsylvania, reported no regulatory assets under management.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 309454
- SEC file number
- 801-119284
- Registered since
- October 27, 2020
- Latest Form ADV filing
- March 10, 2026
- Legal name
- DUNCAN FINANCIAL GROUP LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 79
Key figures
- Regulatory assets under management
- $0
- Discretionary
- $0
- Non-discretionary
- $0
- Accounts
- 0 (0 discretionary)
- Clients
- 6, approximate as reported
- Employees
- 16
- Advisory staff
- 0 performing investment advisory functions
- Average account
- Not reported
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 200.0% (from 2)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Pennsylvania | Value |
|---|---|---|---|
| Independent RIAs with the most clients | #18,655 | #739 | 6 |
| Independent RIAs with the most CFP professionals | #547 | #32 | 6 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $0 |
| October 3, 2022 | $0 |
| October 5, 2023 | $0 |
| October 1, 2024 | $0 |
| September 2, 2025 | $0 |
| October 2, 2026 | $0 |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 3 clients | $0 |
How the firm is paid
- Hourly charges
- Fixed fees
- Other
Advisory services
- Financial planning
- Other
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 27
- Also registered through a broker-dealer
- 25
- Employees who are IARs (Form ADV 5.B(3))
- 16
Designations held by the firm's IARs: CFP 6, CFA 1.
5 of the firm's 27 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Pennsylvania
| Firm | City | RAUM |
|---|---|---|
| Throughline Financial Planning | Downingtown | $0 |
| Frost Financial Advisory Group LLC | Philadelphia | $0 |
| Schubert Financial LLC | Coatesville | $0 |
| Alj Capital, LLC | Cheltenham | $0 |
| SFR Wealth LLC | Lower Burrell | $0 |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Duncan Financial Planning Advisors on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in Pennsylvania
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.