State-registered wealth management firm Broker-dealer affiliated
Fivenca Asset Management
As of its Form ADV filed March 31, 2026, Fivenca Asset Management, a state-registered, broker-dealer affiliated wealth management firm in Miami, Florida, reported $52.4 million in regulatory assets under management across 74 accounts, ranking #791 among all wealth firms in Florida by assets.
Registration
- Registration
- State-registered, Approved
- CRD number
- 288527
- SEC file number
- None (state-registered)
- Registered since
- June 7, 2018
- Latest Form ADV filing
- March 31, 2026
- Legal name
- FIVENCA ASSET MANAGEMENT LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $52.4 million
- Discretionary
- $51.0 million (97.4%)
- Non-discretionary
- $1.4 million
- Accounts
- 74 (69 discretionary)
- Clients
- 74, approximate as reported
- Employees
- 2
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $707,520
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2017 | $0 |
| October 7, 2026 | $52.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 58 clients | $43.1 million | |
| Charitable organizations fewer than 5 clients | $6.4 million | |
| Corporations or other businesses fewer than 5 clients | $1.2 million | |
| Individuals (other than high net worth) 12 clients | $802,465 | |
| Pension and profit sharing plans fewer than 5 clients | $724,821 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Banking or thrift institution
- Insurance company or agency
Custody (Item 9)
The firm reported custody of client cash or securities, $52.4 million in total.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 1
1 of the firm's 1 IAR is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
Our source has no Form ADV Item 11 detail for this firm. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Marketstrats, LLC | Cape Coral | $52.4 million |
| Jurick Financial Services | Parkland | $52.1 million |
| GEN2 Advisors, LLC | Maitland | $52.0 million |
| Susko Wealth Advisors | Naples | $51.9 million |
| Sapphire Wealth Consulting, Inc. | Ponte Vedra Beach | $51.6 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Fivenca Asset Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.fivenca.us
- Wealth management firms in Florida
Firm data as of October 7, 2026, from IA_FIRM_STATE_Feed_10_07_2026.xml.gz. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 7, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.