SEC-registered independent wealth management RIA
Risley Capital Management LLC
As of its Form ADV filed January 23, 2026, Risley Capital Management LLC, an SEC-registered independent wealth management RIA in Ellisville, Missouri, reported $163.4 million in regulatory assets under management across 415 accounts, ranking #106 among independent RIAs in Missouri by assets.
Registration
- Main office
- Ellisville, MO
- Registration
- SEC-registered, Approved
- CRD number
- 157271
- SEC file number
- 801-123382
- Registered since
- March 9, 2022
- Latest Form ADV filing
- January 23, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $163.4 million
- Discretionary
- $155.4 million (95.1%)
- Non-discretionary
- $8.0 million
- Accounts
- 415 (398 discretionary)
- Clients
- 160, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $393,830
- Asset growth, 1 year
- 4.8% (from $156.0 million a year earlier)
- Asset growth, 3-year annual rate
- 12.1% (from $116.1 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 2.6% (from 156)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Missouri | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #6,093 | #106 | $163.4 million |
| Fastest-growing independent RIAs over one year | #5,974 | #98 | 4.8%from $156.0 million |
| Fastest-growing independent RIAs over three years | #3,718 | #59 | 12.1%from $116.1 million |
| Independent RIAs with the biggest asset gains over one year | #6,424 | #105 | $7.4 million |
| Independent RIAs with the most clients | #6,566 | #125 | 160 |
| Independent RIAs with the fastest client growth over one year | #3,345 | #60 | 2.6%from 156 |
| Independent RIAs with the most accounts | #5,627 | #112 | 415 |
| Independent RIAs with the most advisory staff | #10,188 | #177 | 1 |
| Independent RIAs with the most high net worth clients | #5,820 | #95 | 48 |
| Independent RIAs with the most CFP professionals | #3,524 | #70 | 1 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $128.6 million |
| October 5, 2023 | $116.1 million |
| October 1, 2024 | $132.5 million |
| September 2, 2025 | $156.0 million |
| October 2, 2026 | $163.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 48 clients | $118.2 million | |
| Individuals (other than high net worth) 111 clients | $44.7 million | |
| Other fewer than 5 clients | $551,869 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Other
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported custody of client cash or securities, $6.2 million in total.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
Designations held by the firm's IARs: CFP 1.
0 of the firm's 1 IAR are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Missouri
| Firm | City | RAUM |
|---|---|---|
| Toberman Becker Wealth, LLC | St. Louis | $170.8 million |
| Stewardship Capital | Independence | $168.4 million |
| Floyd Financial Group LLC | Springfield | $164.5 million |
| Fidelis Financial Planning, LLC | St. Charles | $160.0 million |
| Modern Dollar Planning, LLC | St. Louis | $159.1 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Risley Capital Management LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.risleycm.com
- Independent RIAs in Missouri
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.