SEC-registered wealth management firm Broker-dealer affiliated
Robo Advisor, Inc.
As of its Form ADV filed April 1, 2026, Robo Advisor, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Lake Mary, Florida, reported no regulatory assets under management.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 155976
- SEC file number
- 801-72066
- Registered since
- January 6, 2011
- Latest Form ADV filing
- April 1, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $0
- Discretionary
- $0
- Non-discretionary
- $0
- Accounts
- 0 (0 discretionary)
- Clients
- 3, approximate as reported
- Employees
- 3
- Advisory staff
- 1 performing investment advisory functions
- Average account
- Not reported
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 50.0% (from 2)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
| Ranking | Nationally | In Florida | Value |
|---|---|---|---|
| Wealth firms with the most clients, including broker-dealer firms | #20,161 | #1,518 | 3 |
| Wealth firms with the most advisory staff, including broker-dealer firms | #10,942 | #811 | 1 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2011 | $27.2 million |
| October 1, 2012 | $35.1 million |
| October 1, 2013 | $32.8 million |
| October 1, 2014 | $30.1 million |
| October 1, 2015 | $30.4 million |
| October 3, 2016 | $26.7 million |
| October 2, 2017 | $23.4 million |
| October 1, 2018 | $2.8 million |
| October 1, 2019 | $1.7 million |
| October 1, 2020 | $0 |
| October 4, 2021 | $0 |
| October 3, 2022 | $0 |
| October 5, 2023 | $0 |
| October 1, 2024 | $0 |
| September 2, 2025 | $0 |
| October 2, 2026 | $0 |
Clients and services
Client mix
No client types reported.
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Other
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Accountant or accounting firm
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
1 of the firm's 1 IAR is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Robo Advisor, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: roboadvisor.com
- Wealth management firms in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.