SEC-registered independent wealth management RIA
Allos Investment Advisors, LLC
As of its Form ADV filed May 6, 2026, Allos Investment Advisors, LLC, an SEC-registered independent wealth management RIA in Overland Park, Kansas, reported $73.6 million in regulatory assets under management across 788 accounts, ranking #99 among independent RIAs in Kansas by assets.
Registration
- Main office
- Overland Park, KS
- Registration
- SEC-registered, Approved
- CRD number
- 155541
- SEC file number
- 801-72028
- Registered since
- January 3, 2011
- Latest Form ADV filing
- May 6, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 3
Key figures
- Regulatory assets under management
- $73.6 million
- Discretionary
- $73.6 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 788 (788 discretionary)
- Clients
- 410, approximate as reported
- Employees
- 9
- Advisory staff
- 9 performing investment advisory functions
- Average account
- $93,412
- Asset growth, 1 year
- 23.0% (from $59.8 million a year earlier)
- Asset growth, 3-year annual rate
- 19.2% (from $43.4 million three years earlier)
- Asset growth, 5-year annual rate
- 17.0% (from $33.5 million five years earlier)
- Client growth, 1 year
- 2.5% (from 400)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2011 | $0 |
| October 1, 2012 | $273,531 |
| October 1, 2013 | $1.3 million |
| October 1, 2014 | $2.8 million |
| October 1, 2015 | $4.6 million |
| October 3, 2016 | $8.6 million |
| October 2, 2017 | $13.1 million |
| October 1, 2018 | $21.2 million |
| October 1, 2019 | $20.8 million |
| October 1, 2020 | $25.3 million |
| October 4, 2021 | $33.5 million |
| October 3, 2022 | $44.2 million |
| October 5, 2023 | $43.4 million |
| October 1, 2024 | $51.3 million |
| September 2, 2025 | $59.8 million |
| October 2, 2026 | $73.6 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 375 clients | $61.4 million | |
| High net worth individuals 7 clients | $12.0 million | |
| Charitable organizations fewer than 5 clients | $224,785 |
How the firm is paid
- A percentage of assets under management
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 26-50.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Other investment adviser
Custody (Item 9)
The firm reported custody of client cash or securities, $73.0 million in total.
Investment adviser representatives
- IARs registered with the firm
- 8
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 9
Designations held by the firm's IARs: CFP 4, ChFC 1.
0 of the firm's 8 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Kansas
| Firm | City | RAUM |
|---|---|---|
| Yeisley Wealth Solutions, Inc. | Wichita | $75.3 million |
| Evp Capital Advisors, LLC | Leawood | $75.0 million |
| Wealth Management Consultants, LLC | Lawrence | $73.5 million |
| Boulder Investment Group | Overland Park | $72.1 million |
| Insight Investment Advisers LLC | Leawood | $71.7 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Allos Investment Advisors, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.allosadvisors.com
- Independent RIAs in Kansas
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.