SEC-registered independent wealth management RIA
Vora Wealth Management, PLLC
As of its Form ADV filed April 4, 2024, Vora Wealth Management, PLLC, an SEC-registered independent wealth management RIA in Flagstaff, Arizona, reported $74.8 million in regulatory assets under management across 1,065 accounts, ranking #207 among independent RIAs in Arizona by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 153559
- SEC file number
- 801-122599
- Registered since
- October 29, 2021
- Latest Form ADV filing
- April 4, 2024
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $74.8 million
- Discretionary
- $74.8 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 1,065 (1,065 discretionary)
- Clients
- 660, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $70,232
- Asset growth, 1 year
- 0.0% (from $74.8 million a year earlier)
- Asset growth, 3-year annual rate
- 0.0% (from $74.8 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 0.0% (from 660)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Arizona | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #9,094 | #207 | $74.8 million |
| Independent RIAs with the most clients | #1,628 | #37 | 660 |
| Independent RIAs with the fastest client growth over one year | #4,062 | #90 | 0.0%from 660 |
| Independent RIAs with the most accounts | #2,420 | #52 | 1,065 |
| Independent RIAs with the most advisory staff | #10,188 | #241 | 1 |
| Independent RIAs with the most high net worth clients | #13,404 | #326 | 6 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $139.2 million |
| October 5, 2023 | $74.8 million |
| October 1, 2024 | $74.8 million |
| September 2, 2025 | $74.8 million |
| October 2, 2026 | $74.8 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 593 clients | $54.4 million | |
| High net worth individuals 6 clients | $14.9 million | |
| Pension and profit sharing plans 61 clients | $5.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
- Educational seminars or workshops
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Arizona
| Firm | City | RAUM |
|---|---|---|
| Tushaus Wealth Management | Scottsdale | $75.3 million |
| The Table Financial Planning LLC | Fountain Hills | $75.0 million |
| Calisi Wealth Management | Tempe | $74.9 million |
| Atlas Wealth Management, LLC | Cave Creek | $74.1 million |
| Eckman Wealth Management, LLC | Phoenix | $73.9 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Vora Wealth Management, PLLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.vorawealth.com
- Independent RIAs in Arizona
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.