SEC-registered independent wealth management RIA
Mathies Financial Partners
As of its Form ADV filed July 16, 2026, Mathies Financial Partners, an SEC-registered independent wealth management RIA in Pueblo, Colorado, reported $104.0 million in regulatory assets under management across 803 accounts, ranking #246 among independent RIAs in Colorado by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 150079
- SEC file number
- 801-136624
- Registered since
- July 16, 2026
- Latest Form ADV filing
- July 16, 2026
- Legal name
- PRESTIGE WEALTH MANAGEMENT, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 4
Key figures
- Regulatory assets under management
- $104.0 million
- Discretionary
- $104.0 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 803 (803 discretionary)
- Clients
- 324, approximate as reported
- Employees
- 4
- Advisory staff
- 4 performing investment advisory functions
- Average account
- $129,468
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Colorado | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #7,834 | #246 | $104.0 million |
| Independent RIAs with the most clients | #3,583 | #94 | 324 |
| Independent RIAs with the most accounts | #3,233 | #93 | 803 |
| Independent RIAs with the most advisory staff | #3,365 | #104 | 4 |
| Independent RIAs with the most high net worth clients | #8,450 | #262 | 26 |
| Newest independent RIAs | #659 | #26 | $104.0 million |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2026 | $104.0 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 298 clients | $61.1 million | |
| High net worth individuals 26 clients | $42.9 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars or workshops
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 4
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 4
4 of the firm's 4 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 3 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Colorado
| Firm | City | RAUM |
|---|---|---|
| Innovative Financial, LLC | Lakewood | $105.3 million |
| Advisers Investment Management, Inc. | Colorado Springs | $105.2 million |
| Intelligent Investment Management,llp | Durango | $104.7 million |
| Financial Counseling Associates, Inc | Aurora | $103.5 million |
| Navigation Wealth Management | Fort Collins | $103.2 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Mathies Financial Partners on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.mathiesfp.com
- Independent RIAs in Colorado
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.