State-registered independent wealth management RIA
Van Duivendyk Capital Management
As of its Form ADV filed January 27, 2026, Van Duivendyk Capital Management, a state-registered independent wealth management RIA in Waco, Texas, reported $26.1 million in regulatory assets under management across 113 accounts, ranking #945 among independent RIAs in Texas by assets.
Registration
- Registration
- State-registered, Approved
- CRD number
- 114748
- SEC file number
- None (state-registered)
- Registered since
- October 24, 1996
- Latest Form ADV filing
- January 27, 2026
- Organized as
- Sole Proprietorship
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $26.1 million
- Discretionary
- $26.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 113 (113 discretionary)
- Clients
- 124, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $231,050
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Texas | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #12,825 | #945 | $26.1 million |
| Independent RIAs with the most clients | #7,752 | #524 | 124 |
| Independent RIAs with the most accounts | #10,802 | #779 | 113 |
| Independent RIAs with the most advisory staff | #10,188 | #774 | 1 |
| Independent RIAs with the most high net worth clients | #7,687 | #568 | 31 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 7, 2026 | $26.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 31 clients | $19.3 million | |
| Individuals (other than high net worth) 93 clients | $6.8 million | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| Pension and profit sharing plans fewer than 5 clients | $0 | |
| Charitable organizations fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Other investment advisers fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 | |
| Corporations or other businesses fewer than 5 clients | $0 | |
| Other fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Educational seminars or workshops
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
Our source has no Form ADV Item 11 detail for this firm. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Texas
| Firm | City | RAUM |
|---|---|---|
| Bright Vision Wealth | The Woodlands | $26.7 million |
| Four Seasons Investment Management, Inc. | Brenham | $26.7 million |
| Lawrence, Alan | Dallas | $26.3 million |
| Custom Wealth Solutions | Houston | $26.0 million |
| RHM Capital Management, Inc. | Fort Worth | $25.6 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Van Duivendyk Capital Management on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in Texas
Firm data as of October 7, 2026, from IA_FIRM_STATE_Feed_10_07_2026.xml.gz. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 7, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.