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For asset managers

SEC-registered independent wealth management RIA

Fca Corp

As of its Form ADV filed February 17, 2026, Fca Corp, an SEC-registered independent wealth management RIA in Houston, Texas, reported $623.1 million in regulatory assets under management across 563 accounts, ranking #156 among independent RIAs in Texas by assets.

Registration

Main office
Houston, TX
Registration
SEC-registered, Approved
CRD number
110658
SEC file number
801-20514
Registered since
January 13, 1984
Latest Form ADV filing
February 17, 2026
Organized as
Corporation
Fiscal year ends
September
Other offices
1

Key figures

Regulatory assets under management
$623.1 million
Discretionary
$494.2 million (79.3%)
Non-discretionary
$128.9 million
Accounts
563 (526 discretionary)
Clients
190, approximate as reported
Employees
17
Advisory staff
11 performing investment advisory functions
Average account
$1.1 million
Asset growth, 1 year
18.5% (from $525.7 million a year earlier)
Asset growth, 3-year annual rate
17.3% (from $385.7 million three years earlier)
Asset growth, 5-year annual rate
6.6% (from $452.2 million five years earlier)
Client growth, 1 year
5.0% (from 181)

Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.

Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.

Rankings

Among independent wealth management RIAs.

Assets over time

Fca Corp: regulatory assets under managementThe SEC's yearly snapshots and the latest filing. Years of state registration are not in the SEC files.RAUM the firm reported in each snapshot, October 1, 2010 to October 2, 2026.
$0$200M$400M$600M$800M201020132016202020232026$623MOctober 1, 2010: $331.4 millionOctober 3, 2011: $354.1 millionOctober 1, 2012: $396.2 millionOctober 1, 2013: $371.3 millionOctober 1, 2014: $381.4 millionOctober 1, 2015: $377.8 millionOctober 3, 2016: $372.1 millionOctober 2, 2017: $380.7 millionOctober 1, 2018: $412.7 millionOctober 1, 2019: $434.7 millionOctober 1, 2020: $436.1 millionOctober 4, 2021: $452.2 millionOctober 3, 2022: $521.6 millionOctober 5, 2023: $385.7 millionOctober 1, 2024: $465.4 millionSeptember 2, 2025: $525.7 millionOctober 2, 2026: $623.1 million
Data table
Fca Corp: regulatory assets under management
As ofRAUM
October 1, 2010$331.4 million
October 3, 2011$354.1 million
October 1, 2012$396.2 million
October 1, 2013$371.3 million
October 1, 2014$381.4 million
October 1, 2015$377.8 million
October 3, 2016$372.1 million
October 2, 2017$380.7 million
October 1, 2018$412.7 million
October 1, 2019$434.7 million
October 1, 2020$436.1 million
October 4, 2021$452.2 million
October 3, 2022$521.6 million
October 5, 2023$385.7 million
October 1, 2024$465.4 million
September 2, 2025$525.7 million
October 2, 2026$623.1 million

Clients and services

Client mix

Regulatory assets by client typeForm ADV Item 5.D, as reported. Client counts are approximate.
MeasureBarRAUM
High net worth individuals 84 clients $422.1 million
Pooled investment vehicles 3 clients $110.7 million
Investment companies 5 clients $59.0 million
Individuals (other than high net worth) 91 clients $31.3 million

How the firm is paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Advisory services

  • Financial planning
  • Portfolio management for individuals or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Financial planning clients (Item 5.H): 101-250.

Wrap fee program sponsor or portfolio manager: no.

Other business, affiliations and custody

Other business activities (Item 6.A)

None reported.

Financial industry affiliations (Item 7.A)

  • Lawyer or law firm

Advises 1 private fund (Item 7.B).

Custody (Item 9)

The firm reported custody of client cash or securities, $180.9 million in total.

Investment adviser representatives

IARs registered with the firm
12
Also registered through a broker-dealer
0
Employees who are IARs (Form ADV 5.B(3))
12

Designations held by the firm's IARs: CFP 3.

0 of the firm's 12 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.

Counts only. AdvisorIQ does not list individual people.

Disclosures

On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.

Succession and acquired firms

On Form ADV Item 4 the firm did not report succeeding to another adviser's business.

Succession and M&A for advisors

Similar-sized firms in Texas

The five independent RIAs nearest in regulatory assets with a main office in the same state.

Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.