Research
Research library
Research worth an advisor's time from research firms, asset managers, regulators, central banks, academics and think tanks, each with a short summary in our own words, plus AdvisorIQ's own analysis.
As of Oct 8, 2026, the library lists 2 pieces from industry associations on regulation and ethics.
Titles marked with an arrow open on the publisher's site. How we choose.
Regulation and ethics
-
Investor Perspectives: Quarterly Reporting (opens rpc.cfainstitute.org)
CFA Institute surveyed analysts and portfolio managers as the SEC considers letting public companies report semiannually. Most want quarterly reporting kept mandatory, expect less useful information under a voluntary regime, and do not see earnings releases as a substitute for quarterly filings.
Topic: Regulation and ethicsrpc.cfainstitute.org
-
Conflicts of Interest in Continuation Funds: Part II in a Series on Ethics in Private Markets (opens rpc.cfainstitute.org)
An ethics analysis of continuation funds, where a private equity manager sells assets from an older fund to a new one it also runs and so sits on both sides of the price. The report separates unavoidable conflicts from process failures and misconduct, and sets out practices such as competitive bidding and full disclosure.
Topic: Regulation and ethicsrpc.cfainstitute.org
Editorial
How we choose
- Inclusion is editorial. No publisher pays to be listed, and none can.
- We leave out any piece that features or recommends a specific fund, ETF, model portfolio or other product.
- Summaries are AdvisorIQ's own words. We link to the original on the publisher's site rather than copy it.
- We do not list pieces behind a paywall or a registration form, or pieces from media outlets and advisor platforms; we link to the original source instead.
More in our editorial standards.