Research
Research library
Research worth an advisor's time from research firms, asset managers, regulators, central banks, academics and think tanks, each with a short summary in our own words, plus AdvisorIQ's own analysis.
As of Oct 8, 2026, the library lists 2 pieces from regulators on practice management.
Titles marked with an arrow open on the publisher's site. How we choose.
Practice management
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What Separates Sophisticated Investors? Risk Literacy and Investment Decision-Making (opens finrafoundation.org)
A research brief that sorts investors by how well they understand risk rather than basic terms. Only 18% show advanced investment literacy, and willingness to take a fraud-like pitch peaks among those with basic-only knowledge, which points to client education on risk and scams that goes beyond the basics.
Topic: Practice managementfinrafoundation.org
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Investors in the United States: A Report of the National Financial Capability Study (opens finrafoundation.org)
The FINRA Foundation's fourth national survey of US investors with taxable accounts. The pandemic wave of new investors has faded, 34% of investors feel they must take big risks to reach their goals, rising to 62% among those under 35, and 26% use recommendations from social media influencers.
Topic: Practice managementfinrafoundation.org
Editorial
How we choose
- Inclusion is editorial. No publisher pays to be listed, and none can.
- We leave out any piece that features or recommends a specific fund, ETF, model portfolio or other product.
- Summaries are AdvisorIQ's own words. We link to the original on the publisher's site rather than copy it.
- We do not list pieces behind a paywall or a registration form, or pieces from media outlets and advisor platforms; we link to the original source instead.
More in our editorial standards.