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For asset managers
AdvisorIQ

Calendar

Dates that matter

Filing and CE deadlines for advisors, each with the rule that sets the date and its official source, plus industry events from the organizers' own pages.

As of Oct 8, 2026, AdvisorIQ lists 6 upcoming compliance deadlines through Nov 15, 2027, the next being Form 13F, Q3 2026 holdings, due Nov 16, 2026, plus 18 industry events.

Compliance deadlines

Each date shows the rule that sets it and the official source we checked it against. Dates that fall on a weekend or holiday are moved only where the rule says so.

  1. Nov 16Mon, 2026

    Form 13F, Q3 2026 holdings

    Institutional investment managers that meet the $100 million threshold in Section 13(f) securities

    How the date is set: Within 45 days after the end of each calendar quarter (Rule 13f-1). The 45th day after September 30 is Saturday, November 14, 2026; when the deadline falls on a weekend or holiday the filing is due the next business day, so Monday, November 16. The SEC's Form 13F FAQ lists this date.

    Source: sec.gov, checked Oct 5, 2026. Due in 39 days.

  2. Feb 16Tue, 2027

    Form 13F, Q4 2026 holdings (year-end report)

    Institutional investment managers that meet the $100 million threshold in Section 13(f) securities

    How the date is set: Within 45 days after the end of the calendar year (Rule 13f-1). The 45th day is Sunday, February 14, 2027, and Monday, February 15 is Washington's Birthday, a federal holiday, so the filing is due Tuesday, February 16. The SEC's Form 13F FAQ lists this date.

    Source: sec.gov, checked Oct 5, 2026. Due in 131 days.

  3. May 17Mon, 2027

    Form 13F, Q1 2027 holdings

    Institutional investment managers that meet the $100 million threshold in Section 13(f) securities

    How the date is set: Within 45 days after the end of each calendar quarter (Rule 13f-1). The 45th day after March 31 is Saturday, May 15, 2027, so the filing is due the next business day, Monday, May 17. The SEC's Form 13F FAQ lists this date.

    Source: sec.gov, checked Oct 5, 2026. Due in 221 days.

  4. Aug 16Mon, 2027

    Form 13F, Q2 2027 holdings

    Institutional investment managers that meet the $100 million threshold in Section 13(f) securities

    How the date is set: Within 45 days after the end of each calendar quarter (Rule 13f-1). The 45th day after June 30 is Saturday, August 14, 2027, so the filing is due the next business day, Monday, August 16. The SEC's Form 13F FAQ lists this date.

    Source: sec.gov, checked Oct 5, 2026. Due in 312 days.

  5. Aug 31Tue, 2027

    Form N-PX, say-on-pay votes (July 2026 to June 2027)

    Institutional investment managers that file Form 13F

    How the date is set: Annually, not later than August 31, for the 12 months ended June 30 (Rule 14Ad-1). No report is due for the period ending June 30 of the year a manager's first Form 13F is due. August 31, 2027 is a Tuesday.

    Source: ecfr.gov, checked Oct 5, 2026. Due in 327 days.

  6. Nov 15Mon, 2027

    Form 13F, Q3 2027 holdings

    Institutional investment managers that meet the $100 million threshold in Section 13(f) securities

    How the date is set: Within 45 days after the end of each calendar quarter (Rule 13f-1). The 45th day after September 30 is Sunday, November 14, 2027, so the filing is due the next business day, Monday, November 15. The SEC's Form 13F FAQ lists this date.

    Source: sec.gov, checked Oct 5, 2026. Due in 403 days.

Deadlines are summaries of each rule; the regulator's text governs, and your own fiscal year or registrations may change a date. See also: IAR CE requirements by state · CE requirements, with sources · CE calculator · Research and analysis. Today is Oct 8, 2026, Eastern.