# Independent RIAs in U.S. Virgin Islands

As of October 2, 2026, 7 independent wealth management RIAs based in U.S. Virgin Islands reported $98.0 million in regulatory assets under management; the largest by assets was DBA Seslia Securities, with $50.5 million.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/us-virgin-islands/

## Facts

- state: U.S. Virgin Islands
- code: VI
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 447, firms: 7, median_raum: 9047010, raum: 97951602, advisory_employees: 9, avg_account: 219131.100671141, band_100m_250m: 0, band_100m_250m_raum: 0, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 6, band_lt100m_raum: 97951602, bd_affiliated_share: 0, cfp_professionals: 2, clients: 532, custody_share: 0.142857142857143, employees: 9, fee_aum_pct_share: 1, fee_commissions_share: 0, fee_fixed_share: 0.714285714285714, fee_hourly_share: 0.428571428571429, fee_other_share: 0, fee_performance_share: 0, fee_subscription_share: 0, financial_planning_share: 0.714285714285714, firms_with_raum: 6, iars: 10, mean_raum: 16325267, new_firms: 1, p25_raum: 2108557.25, p75_raum: 23304613, p90_raum: 38467564.5, raum_discretionary: 72766037, independent_sec: firms: 0, state: accounts: 447, firms: 7, median_raum: 9047010, raum: 97951602, advisory_employees: 9, avg_account: 219131.100671141, band_100m_250m: 0, band_100m_250m_raum: 0, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 6, band_lt100m_raum: 97951602, bd_affiliated_share: 0, cfp_professionals: 2, clients: 532, custody_share: 0.142857142857143, employees: 9, fee_aum_pct_share: 1, fee_commissions_share: 0, fee_fixed_share: 0.714285714285714, fee_hourly_share: 0.428571428571429, fee_other_share: 0, fee_performance_share: 0, fee_subscription_share: 0, financial_planning_share: 0.714285714285714, firms_with_raum: 6, iars: 10, mean_raum: 16325267, new_firms: 1, p25_raum: 2108557.25, p75_raum: 23304613, p90_raum: 38467564.5, raum_discretionary: 72766037
- broker_dealer_affiliated_not_included: firms: 0, raum: 0
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 1; as_of: 2019-10-01, value: 0; as_of: 2020-10-01, value: 0; as_of: 2021-10-04, value: 0; as_of: 2022-10-03, value: 0; as_of: 2023-10-05, value: 0; as_of: 2024-10-01, value: 1; as_of: 2025-09-02, value: 1; as_of: 2026-10-02, value: 0, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 70500000; as_of: 2024-10-01, value: 389185862; as_of: 2025-09-02, value: 548442621, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 16; as_of: 2024-10-01, value: 9; as_of: 2025-09-02, value: 9, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 70500000; as_of: 2024-10-01, value: 389185862; as_of: 2025-09-02, value: 548442621
- top_10: largest: rank: 1, crd: 30624, firm: DBA Seslia Securities, city: St. Thomas, value: 50546985; rank: 2, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 26388144; rank: 3, crd: 131651, firm: Acsb Capital Management, LLC, city: St. Thomas, value: 14054020; rank: 4, crd: 168943, firm: Oldenburg Investment Professionals, city: St. Thomas, value: 4040000; rank: 5, crd: 330516, firm: Freedom Financial Advisors, city: St. Thomas, value: 1464743; rank: 6, crd: 157224, firm: Inove Asset Management, L.L.C., city: St. Thomas, value: 1457710, fastest-growing: , fastest-growing-3-year: , fastest-growing-5-year: , biggest-asset-gains: , most-clients: rank: 1, crd: 330516, firm: Freedom Financial Advisors, city: St. Thomas, value: 275; rank: 2, crd: 30624, firm: DBA Seslia Securities, city: St. Thomas, value: 140; rank: 3, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 66; rank: 4, crd: 131651, firm: Acsb Capital Management, LLC, city: St. Thomas, value: 24; rank: 5, crd: 168943, firm: Oldenburg Investment Professionals, city: St. Thomas, value: 19; rank: 6, crd: 157224, firm: Inove Asset Management, L.L.C., city: St. Thomas, value: 6; rank: 7, crd: 330457, firm: Private Wealth Advisors VI LLC, city: St. Thomas, value: 2, client-growth: , most-accounts: rank: 1, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 187; rank: 2, crd: 30624, firm: DBA Seslia Securities, city: St. Thomas, value: 145; rank: 3, crd: 131651, firm: Acsb Capital Management, LLC, city: St. Thomas, value: 49; rank: 4, crd: 168943, firm: Oldenburg Investment Professionals, city: St. Thomas, value: 40; rank: 5, crd: 330516, firm: Freedom Financial Advisors, city: St. Thomas, value: 19; rank: 6, crd: 157224, firm: Inove Asset Management, L.L.C., city: St. Thomas, value: 7, most-advisory-staff: rank: 1, crd: 30624, firm: DBA Seslia Securities, city: St. Thomas, value: 2; rank: 1, crd: 168943, firm: Oldenburg Investment Professionals, city: St. Thomas, value: 2; rank: 3, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 1; rank: 3, crd: 131651, firm: Acsb Capital Management, LLC, city: St. Thomas, value: 1; rank: 3, crd: 157224, firm: Inove Asset Management, L.L.C., city: St. Thomas, value: 1; rank: 3, crd: 330457, firm: Private Wealth Advisors VI LLC, city: St. Thomas, value: 1; rank: 3, crd: 330516, firm: Freedom Financial Advisors, city: St. Thomas, value: 1, most-hnw-clients: rank: 1, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 11; rank: 2, crd: 131651, firm: Acsb Capital Management, LLC, city: St. Thomas, value: 9; rank: 3, crd: 168943, firm: Oldenburg Investment Professionals, city: St. Thomas, value: 1, most-cfp-professionals: rank: 1, crd: 121033, firm: Zurich Awes Financial Management, LLC, city: Christiansted, value: 1; rank: 1, crd: 330516, firm: Freedom Financial Advisors, city: St. Thomas, value: 1, newest: rank: 1, crd: 330457, firm: Private Wealth Advisors VI LLC, city: St. Thomas, value: 0
- cities: name: St. Thomas, independent_rias: 6, raum: 71563458, url: https://advisoriq.com/ria/states/us-virgin-islands/st-thomas/
- iar_ce_status: in effect

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in U.S. Virgin Islands](https://advisoriq.com/ria/rankings/largest/us-virgin-islands/)
- [Fastest-growing independent RIAs over one year in U.S. Virgin Islands](https://advisoriq.com/ria/rankings/fastest-growing/us-virgin-islands/)
- [Fastest-growing independent RIAs over three years in U.S. Virgin Islands](https://advisoriq.com/ria/rankings/fastest-growing-3-year/us-virgin-islands/)
- [Fastest-growing independent RIAs over five years in U.S. Virgin Islands](https://advisoriq.com/ria/rankings/fastest-growing-5-year/us-virgin-islands/)
- [IAR CE in U.S. Virgin Islands](https://advisoriq.com/ce/iar/us-virgin-islands/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/us-virgin-islands/

License: https://advisoriq.com/license/