{"type":"ria_state","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs in U.S. Virgin Islands","lead":"As of October 2, 2026, 7 independent wealth management RIAs based in U.S. Virgin Islands reported $98.0 million in regulatory assets under management; the largest by assets was DBA Seslia Securities, with $50.5 million.","as_of":"2026-10-02","facts":{"state":"U.S. Virgin Islands","code":"VI","population":"Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.","latest":{"independent":{"accounts":447,"firms":7,"median_raum":9047010,"raum":97951602,"advisory_employees":9,"avg_account":219131.100671141,"band_100m_250m":0,"band_100m_250m_raum":0,"band_10b_plus":0,"band_10b_plus_raum":0,"band_1b_5b":0,"band_1b_5b_raum":0,"band_250m_500m":0,"band_250m_500m_raum":0,"band_500m_1b":0,"band_500m_1b_raum":0,"band_5b_10b":0,"band_5b_10b_raum":0,"band_lt100m":6,"band_lt100m_raum":97951602,"bd_affiliated_share":0,"cfp_professionals":2,"clients":532,"custody_share":0.142857142857143,"employees":9,"fee_aum_pct_share":1,"fee_commissions_share":0,"fee_fixed_share":0.714285714285714,"fee_hourly_share":0.428571428571429,"fee_other_share":0,"fee_performance_share":0,"fee_subscription_share":0,"financial_planning_share":0.714285714285714,"firms_with_raum":6,"iars":10,"mean_raum":16325267,"new_firms":1,"p25_raum":2108557.25,"p75_raum":23304613,"p90_raum":38467564.5,"raum_discretionary":72766037},"independent_sec":{"firms":0},"state":{"accounts":447,"firms":7,"median_raum":9047010,"raum":97951602,"advisory_employees":9,"avg_account":219131.100671141,"band_100m_250m":0,"band_100m_250m_raum":0,"band_10b_plus":0,"band_10b_plus_raum":0,"band_1b_5b":0,"band_1b_5b_raum":0,"band_250m_500m":0,"band_250m_500m_raum":0,"band_500m_1b":0,"band_500m_1b_raum":0,"band_5b_10b":0,"band_5b_10b_raum":0,"band_lt100m":6,"band_lt100m_raum":97951602,"bd_affiliated_share":0,"cfp_professionals":2,"clients":532,"custody_share":0.142857142857143,"employees":9,"fee_aum_pct_share":1,"fee_commissions_share":0,"fee_fixed_share":0.714285714285714,"fee_hourly_share":0.428571428571429,"fee_other_share":0,"fee_performance_share":0,"fee_subscription_share":0,"financial_planning_share":0.714285714285714,"firms_with_raum":6,"iars":10,"mean_raum":16325267,"new_firms":1,"p25_raum":2108557.25,"p75_raum":23304613,"p90_raum":38467564.5,"raum_discretionary":72766037}},"broker_dealer_affiliated_not_included":{"firms":0,"raum":0},"series":{"firms":{"segment":"independent_sec","unit":"count","points":[{"as_of":"2018-10-01","value":1},{"as_of":"2019-10-01","value":0},{"as_of":"2020-10-01","value":0},{"as_of":"2021-10-04","value":0},{"as_of":"2022-10-03","value":0},{"as_of":"2023-10-05","value":0},{"as_of":"2024-10-01","value":1},{"as_of":"2025-09-02","value":1},{"as_of":"2026-10-02","value":0}]},"raum":{"segment":"independent_sec","unit":"usd","points":[{"as_of":"2018-10-01","value":70500000},{"as_of":"2024-10-01","value":389185862},{"as_of":"2025-09-02","value":548442621}]},"accounts":{"segment":"independent_sec","unit":"count","points":[{"as_of":"2018-10-01","value":16},{"as_of":"2024-10-01","value":9},{"as_of":"2025-09-02","value":9}]},"median_raum":{"segment":"independent_sec","unit":"usd","points":[{"as_of":"2018-10-01","value":70500000},{"as_of":"2024-10-01","value":389185862},{"as_of":"2025-09-02","value":548442621}]}},"top_10":{"largest":[{"rank":1,"crd":30624,"firm":"DBA Seslia Securities","city":"St. Thomas","value":50546985},{"rank":2,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":26388144},{"rank":3,"crd":131651,"firm":"Acsb Capital Management, LLC","city":"St. Thomas","value":14054020},{"rank":4,"crd":168943,"firm":"Oldenburg Investment Professionals","city":"St. Thomas","value":4040000},{"rank":5,"crd":330516,"firm":"Freedom Financial Advisors","city":"St. Thomas","value":1464743},{"rank":6,"crd":157224,"firm":"Inove Asset Management, L.L.C.","city":"St. Thomas","value":1457710}],"fastest-growing":[],"fastest-growing-3-year":[],"fastest-growing-5-year":[],"biggest-asset-gains":[],"most-clients":[{"rank":1,"crd":330516,"firm":"Freedom Financial Advisors","city":"St. Thomas","value":275},{"rank":2,"crd":30624,"firm":"DBA Seslia Securities","city":"St. Thomas","value":140},{"rank":3,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":66},{"rank":4,"crd":131651,"firm":"Acsb Capital Management, LLC","city":"St. Thomas","value":24},{"rank":5,"crd":168943,"firm":"Oldenburg Investment Professionals","city":"St. Thomas","value":19},{"rank":6,"crd":157224,"firm":"Inove Asset Management, L.L.C.","city":"St. Thomas","value":6},{"rank":7,"crd":330457,"firm":"Private Wealth Advisors VI LLC","city":"St. Thomas","value":2}],"client-growth":[],"most-accounts":[{"rank":1,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":187},{"rank":2,"crd":30624,"firm":"DBA Seslia Securities","city":"St. Thomas","value":145},{"rank":3,"crd":131651,"firm":"Acsb Capital Management, LLC","city":"St. Thomas","value":49},{"rank":4,"crd":168943,"firm":"Oldenburg Investment Professionals","city":"St. Thomas","value":40},{"rank":5,"crd":330516,"firm":"Freedom Financial Advisors","city":"St. Thomas","value":19},{"rank":6,"crd":157224,"firm":"Inove Asset Management, L.L.C.","city":"St. Thomas","value":7}],"most-advisory-staff":[{"rank":1,"crd":30624,"firm":"DBA Seslia Securities","city":"St. Thomas","value":2},{"rank":1,"crd":168943,"firm":"Oldenburg Investment Professionals","city":"St. Thomas","value":2},{"rank":3,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":1},{"rank":3,"crd":131651,"firm":"Acsb Capital Management, LLC","city":"St. Thomas","value":1},{"rank":3,"crd":157224,"firm":"Inove Asset Management, L.L.C.","city":"St. Thomas","value":1},{"rank":3,"crd":330457,"firm":"Private Wealth Advisors VI LLC","city":"St. Thomas","value":1},{"rank":3,"crd":330516,"firm":"Freedom Financial Advisors","city":"St. Thomas","value":1}],"most-hnw-clients":[{"rank":1,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":11},{"rank":2,"crd":131651,"firm":"Acsb Capital Management, LLC","city":"St. Thomas","value":9},{"rank":3,"crd":168943,"firm":"Oldenburg Investment Professionals","city":"St. Thomas","value":1}],"most-cfp-professionals":[{"rank":1,"crd":121033,"firm":"Zurich Awes Financial Management, LLC","city":"Christiansted","value":1},{"rank":1,"crd":330516,"firm":"Freedom Financial Advisors","city":"St. Thomas","value":1}],"newest":[{"rank":1,"crd":330457,"firm":"Private Wealth Advisors VI LLC","city":"St. Thomas","value":0}]},"cities":[{"name":"St. Thomas","independent_rias":6,"raum":71563458,"url":"https://advisoriq.com/ria/states/us-virgin-islands/st-thomas/"}],"iar_ce_status":"in effect"},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"},{"url":"https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/","checked":"2026-10-05","label":"NASAA IAR CE map"}],"related":[{"title":"RIA market data by state","url":"https://advisoriq.com/ria/states/"},{"title":"Largest independent RIAs by assets under management in U.S. Virgin Islands","url":"https://advisoriq.com/ria/rankings/largest/us-virgin-islands/"},{"title":"Fastest-growing independent RIAs over one year in U.S. Virgin Islands","url":"https://advisoriq.com/ria/rankings/fastest-growing/us-virgin-islands/"},{"title":"Fastest-growing independent RIAs over three years in U.S. Virgin Islands","url":"https://advisoriq.com/ria/rankings/fastest-growing-3-year/us-virgin-islands/"},{"title":"Fastest-growing independent RIAs over five years in U.S. Virgin Islands","url":"https://advisoriq.com/ria/rankings/fastest-growing-5-year/us-virgin-islands/"},{"title":"IAR CE in U.S. Virgin Islands","url":"https://advisoriq.com/ce/iar/us-virgin-islands/"}],"notes":["Firms are placed in the state of their main office.","History covers SEC-registered firms only, from October 2018."],"url":"https://advisoriq.com/ria/states/us-virgin-islands/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/us-virgin-islands/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}