# Independent RIAs in Oklahoma

As of October 2, 2026, 165 independent wealth management RIAs based in Oklahoma reported $29.2 billion in regulatory assets under management; the largest by assets was Tom Johnson Investment Management, LLC, with $1.6 billion.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/oklahoma/

## Facts

- state: Oklahoma
- code: OK
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 88946, firms: 165, median_raum: 66119198, raum: 29173409634, advisory_employees: 471, avg_account: 327990.124727363, band_100m_250m: 29, band_100m_250m_raum: 4979411824, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 6, band_1b_5b_raum: 8201955260, band_250m_500m: 13, band_250m_500m_raum: 4228778275, band_500m_1b: 14, band_500m_1b_raum: 9138645018, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 85, band_lt100m_raum: 2624619257, bd_affiliated_share: 0.00606060606060606, cfp_professionals: 109, clients: 55831, custody_share: 0.242424242424242, employees: 678, fee_aum_pct_share: 0.957575757575758, fee_commissions_share: 0.00606060606060606, fee_fixed_share: 0.593939393939394, fee_hourly_share: 0.496969696969697, fee_other_share: 0.121212121212121, fee_performance_share: 0.0363636363636364, fee_subscription_share: 0, financial_planning_share: 0.775757575757576, firms_with_raum: 147, iars: 488, mean_raum: 198458568.938776, new_firms: 15, p25_raum: 16873668.5, p75_raum: 222933217, p90_raum: 588996627.8, raum_discretionary: 25976108885, top100_share: 0.985642331998388, top10_share: 0.392563082124376, independent_sec: accounts: 77112, firms: 64, median_raum: 250406715, raum: 26553049244, advisory_employees: 317, avg_account: 344343.931476294, band_100m_250m: 29, band_100m_250m_raum: 4979411824, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 6, band_1b_5b_raum: 8201955260, band_250m_500m: 13, band_250m_500m_raum: 4228778275, band_500m_1b: 14, band_500m_1b_raum: 9138645018, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 1, band_lt100m_raum: 4258867, bd_affiliated_share: 0.015625, cfp_professionals: 83, clients: 48036, custody_share: 0.484375, employees: 490, fee_aum_pct_share: 0.984375, fee_commissions_share: 0, fee_fixed_share: 0.65625, fee_hourly_share: 0.59375, fee_other_share: 0.109375, fee_performance_share: 0.046875, fee_subscription_share: 0, financial_planning_share: 0.84375, firms_with_raum: 63, iars: 332, mean_raum: 421476972.126984, new_firms: 5, p25_raum: 174286686.5, p75_raum: 578012403.5, p90_raum: 898580192.000001, raum_discretionary: 23610868761, raum_growth_1y: -0.234615697367626, successions: 0, top10_share: 0.431302766652603, state: accounts: 11834, firms: 101, median_raum: 22148182, raum: 2620360390, advisory_employees: 154, avg_account: 221426.43146865, band_100m_250m: 0, band_100m_250m_raum: 0, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 84, band_lt100m_raum: 2620360390, bd_affiliated_share: 0, cfp_professionals: 26, clients: 7795, custody_share: 0.0891089108910891, employees: 188, fee_aum_pct_share: 0.940594059405941, fee_commissions_share: 0.0099009900990099, fee_fixed_share: 0.554455445544555, fee_hourly_share: 0.435643564356436, fee_other_share: 0.128712871287129, fee_performance_share: 0.0297029702970297, fee_subscription_share: 0, financial_planning_share: 0.732673267326733, firms_with_raum: 84, iars: 156, mean_raum: 31194766.547619, new_firms: 10, p25_raum: 4231723.75, p75_raum: 53654811.75, p90_raum: 74901137.3, raum_discretionary: 2365240124, top10_share: 0.323121713422023
- broker_dealer_affiliated_not_included: firms: 6, raum: 2619178942
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 31; as_of: 2019-10-01, value: 31; as_of: 2020-10-01, value: 38; as_of: 2021-10-04, value: 46; as_of: 2022-10-03, value: 54; as_of: 2023-10-05, value: 54; as_of: 2024-10-01, value: 58; as_of: 2025-09-02, value: 59; as_of: 2026-10-02, value: 64, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 12638453937; as_of: 2019-10-01, value: 12742114781; as_of: 2020-10-01, value: 17490026020; as_of: 2021-10-04, value: 22448738941; as_of: 2022-10-03, value: 27868899696; as_of: 2023-10-05, value: 25762727693; as_of: 2024-10-01, value: 29624702375; as_of: 2025-09-02, value: 34692440324; as_of: 2026-10-02, value: 26553049244, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 26947; as_of: 2019-10-01, value: 31443; as_of: 2020-10-01, value: 39330; as_of: 2021-10-04, value: 52239; as_of: 2022-10-03, value: 57261; as_of: 2023-10-05, value: 60545; as_of: 2024-10-01, value: 76049; as_of: 2025-09-02, value: 82326; as_of: 2026-10-02, value: 77112, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 269286318; as_of: 2019-10-01, value: 237717356; as_of: 2020-10-01, value: 219148570; as_of: 2021-10-04, value: 265400000; as_of: 2022-10-03, value: 237121655; as_of: 2023-10-05, value: 226716944; as_of: 2024-10-01, value: 239960000; as_of: 2025-09-02, value: 255129326; as_of: 2026-10-02, value: 250406715
- top_10: largest: rank: 1, crd: 104511, firm: Tom Johnson Investment Management, LLC, city: Oklahoma City, value: 1632586982; rank: 2, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 1536077168; rank: 3, crd: 306480, firm: Forge Financial, city: Edmond, value: 1457365476; rank: 4, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 1348981020; rank: 5, crd: 330239, firm: Allegiant Wealth Advisors, LLC, city: Tulsa, value: 1168282243; rank: 6, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 1058662371; rank: 7, crd: 290110, firm: The Advisory Resource Group, LLC, city: Tulsa, value: 926569671; rank: 8, crd: 141969, firm: Warburton Capital Management, LLC, city: Tulsa, value: 786622276; rank: 9, crd: 169704, firm: Cadent Capital Advisors, LLC, city: Tulsa, value: 785808110; rank: 10, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 751448285, fastest-growing: rank: 1, crd: 164549, firm: McGuire Capital Advisors, Inc., city: Bethany, value: 0.74292461948127; rank: 2, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 0.604873421727396; rank: 3, crd: 305300, firm: Burkholder Wealth Management, city: Tulsa, value: 0.488929590947926; rank: 4, crd: 299187, firm: Oath Planning, LLC, city: Tulsa, value: 0.419374891420954; rank: 5, crd: 118427, firm: J M Brown Financial Partners, city: Tulsa, value: 0.279062329113924; rank: 6, crd: 292351, firm: JM2 Capital Inc., city: Edmond, value: 0.279022698808682; rank: 7, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 0.275010484888882; rank: 8, crd: 130489, firm: Lig Capital Management, LLC, city: Oklahoma City, value: 0.272624318314245; rank: 9, crd: 115652, firm: Sutterfield Financial Group, Inc., city: Bartlesville, value: 0.242619244749729; rank: 10, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 0.24198033107564, fastest-growing-3-year: rank: 1, crd: 305300, firm: Burkholder Wealth Management, city: Tulsa, value: 0.492244459243323; rank: 2, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 0.417716569933679; rank: 3, crd: 299187, firm: Oath Planning, LLC, city: Tulsa, value: 0.402515792989143; rank: 4, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 0.334921766020711; rank: 5, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 0.320031146033155; rank: 6, crd: 309192, firm: Adaptation Financial Advisors Inc., city: Oklahoma City, value: 0.314040530514799; rank: 7, crd: 315028, firm: Olistico Wealth, LLC, city: Tulsa, value: 0.299848956694064; rank: 8, crd: 292351, firm: JM2 Capital Inc., city: Edmond, value: 0.286225472288958; rank: 9, crd: 130489, firm: Lig Capital Management, LLC, city: Oklahoma City, value: 0.283643989607507; rank: 10, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 0.233147979582192, fastest-growing-5-year: rank: 1, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 0.301981605855831; rank: 2, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 0.204846259003028; rank: 3, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 0.193121713978588; rank: 4, crd: 135059, firm: The Legacy Financial Group, Inc., city: Tulsa, value: 0.17567510133339; rank: 5, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 0.1714721884765; rank: 6, crd: 297761, firm: Scissortail Wealth Management, LLC, city: Tulsa, value: 0.161892792267763; rank: 7, crd: 141969, firm: Warburton Capital Management, LLC, city: Tulsa, value: 0.149638245904369; rank: 8, crd: 297180, firm: Council Oak Wealth Advisors, city: Tulsa, value: 0.148076963532004; rank: 9, crd: 145402, firm: Melia Wealth LLC, city: Tulsa, value: 0.141518638378892; rank: 10, crd: 306480, firm: Forge Financial, city: Edmond, value: 0.130020275239367, biggest-asset-gains: rank: 1, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 508428113; rank: 2, crd: 306480, firm: Forge Financial, city: Edmond, value: 255808165; rank: 3, crd: 330239, firm: Allegiant Wealth Advisors, LLC, city: Tulsa, value: 211811011; rank: 4, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 148893461; rank: 5, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 146407878; rank: 6, crd: 169704, firm: Cadent Capital Advisors, LLC, city: Tulsa, value: 134799966; rank: 7, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 127557583; rank: 8, crd: 305300, firm: Burkholder Wealth Management, city: Tulsa, value: 124740277; rank: 9, crd: 290110, firm: The Advisory Resource Group, LLC, city: Tulsa, value: 117772391; rank: 10, crd: 326468, firm: Everpar Advisors LLC, city: Tulsa, value: 99326453, most-clients: rank: 1, crd: 104511, firm: Tom Johnson Investment Management, LLC, city: Oklahoma City, value: 11262; rank: 2, crd: 306480, firm: Forge Financial, city: Edmond, value: 9372; rank: 3, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 1763; rank: 4, crd: 317837, firm: Gaddis Premier Wealth Advisors LLC, city: Durant, value: 1460; rank: 5, crd: 164549, firm: McGuire Capital Advisors, Inc., city: Bethany, value: 1440; rank: 6, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 1221; rank: 7, crd: 145402, firm: Melia Wealth LLC, city: Tulsa, value: 1164; rank: 8, crd: 115652, firm: Sutterfield Financial Group, Inc., city: Bartlesville, value: 1144; rank: 9, crd: 128636, firm: Drawbridge Capital, city: Tulsa, value: 981; rank: 10, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 821, client-growth: rank: 1, crd: 145570, firm: Hughes Warren, Inc., city: Edmond, value: 1.44108761329305; rank: 2, crd: 130489, firm: Lig Capital Management, LLC, city: Oklahoma City, value: 0.469964664310954; rank: 3, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 0.34263959390863; rank: 4, crd: 217514, firm: Perissos Private Wealth Management, city: Bethany, value: 0.326633165829146; rank: 5, crd: 299187, firm: Oath Planning, LLC, city: Tulsa, value: 0.274111675126903; rank: 6, crd: 169704, firm: Cadent Capital Advisors, LLC, city: Tulsa, value: 0.22463768115942; rank: 7, crd: 164549, firm: McGuire Capital Advisors, Inc., city: Bethany, value: 0.216216216216216; rank: 8, crd: 315028, firm: Olistico Wealth, LLC, city: Tulsa, value: 0.205970149253731; rank: 9, crd: 326468, firm: Everpar Advisors LLC, city: Tulsa, value: 0.169642857142857; rank: 10, crd: 297180, firm: Council Oak Wealth Advisors, city: Tulsa, value: 0.152439024390244, most-accounts: rank: 1, crd: 306480, firm: Forge Financial, city: Edmond, value: 7427; rank: 2, crd: 104511, firm: Tom Johnson Investment Management, LLC, city: Oklahoma City, value: 5631; rank: 3, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 5431; rank: 4, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 3102; rank: 5, crd: 297761, firm: Scissortail Wealth Management, LLC, city: Tulsa, value: 2566; rank: 6, crd: 145402, firm: Melia Wealth LLC, city: Tulsa, value: 2478; rank: 7, crd: 109495, firm: Access Financial Resources Inc., city: Oklahoma City, value: 2458; rank: 8, crd: 290110, firm: The Advisory Resource Group, LLC, city: Tulsa, value: 2410; rank: 9, crd: 115652, firm: Sutterfield Financial Group, Inc., city: Bartlesville, value: 2392; rank: 10, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 2334, most-advisory-staff: rank: 1, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 18; rank: 2, crd: 116508, firm: Plan Group Financial, Inc., city: Oklahoma City, value: 17; rank: 3, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 16; rank: 4, crd: 306480, firm: Forge Financial, city: Edmond, value: 15; rank: 5, crd: 115652, firm: Sutterfield Financial Group, Inc., city: Bartlesville, value: 13; rank: 6, crd: 169704, firm: Cadent Capital Advisors, LLC, city: Tulsa, value: 11; rank: 7, crd: 316872, firm: Transcendent Capital Group, city: Edmond, value: 9; rank: 7, crd: 326468, firm: Everpar Advisors LLC, city: Tulsa, value: 9; rank: 9, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 8; rank: 9, crd: 297761, firm: Scissortail Wealth Management, LLC, city: Tulsa, value: 8, most-hnw-clients: rank: 1, crd: 104511, firm: Tom Johnson Investment Management, LLC, city: Oklahoma City, value: 1333; rank: 2, crd: 306480, firm: Forge Financial, city: Edmond, value: 1057; rank: 3, crd: 118427, firm: J M Brown Financial Partners, city: Tulsa, value: 372; rank: 4, crd: 128636, firm: Drawbridge Capital, city: Tulsa, value: 359; rank: 5, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 240; rank: 6, crd: 317837, firm: Gaddis Premier Wealth Advisors LLC, city: Durant, value: 218; rank: 7, crd: 313573, firm: Fourpath Capital Management, LLC, city: Oklahoma City, value: 212; rank: 8, crd: 315028, firm: Olistico Wealth, LLC, city: Tulsa, value: 203; rank: 9, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 175; rank: 10, crd: 129696, firm: Hogantaylor Wealth, city: Tulsa, value: 164, most-cfp-professionals: rank: 1, crd: 337956, firm: Trinity Strategic Wealth, city: Tulsa, value: 8; rank: 2, crd: 205512, firm: Castlepoint Wealth Advisors, city: Oklahoma City, value: 7; rank: 3, crd: 141969, firm: Warburton Capital Management, LLC, city: Tulsa, value: 5; rank: 3, crd: 312061, firm: Sustainable Advisors Alliance LLC, city: Tulsa, value: 5; rank: 5, crd: 122328, firm: Gibraltar Capital Management, Inc., city: Tulsa, value: 4; rank: 6, crd: 105506, firm: F.I.G. Financial Advisory Services, Inc., city: Oklahoma City, value: 3; rank: 6, crd: 109495, firm: Access Financial Resources Inc., city: Oklahoma City, value: 3; rank: 6, crd: 129696, firm: Hogantaylor Wealth, city: Tulsa, value: 3; rank: 6, crd: 169704, firm: Cadent Capital Advisors, LLC, city: Tulsa, value: 3; rank: 10, crd: 118427, firm: J M Brown Financial Partners, city: Tulsa, value: 2, newest: rank: 1, crd: 340683, firm: Bridgecreek Financial Group, city: Tulsa, value: 649946000; rank: 2, crd: 134318, firm: Chappelwood Financial Services, city: Edmond, value: 113083313; rank: 3, crd: 339946, firm: L&S Private Wealth, LLC, city: Oklahoma City, value: 108501056; rank: 4, crd: 340979, firm: Tao Private Wealth, LLC, city: Tulsa, value: 104182000; rank: 5, crd: 324725, firm: Baldwin Financial, LLC, city: Oklahoma City, value: 16512617; rank: 6, crd: 338529, firm: Flatlands Wealth LLC, city: Oklahoma City, value: 2500000; rank: 7, crd: 339608, firm: Ideal Financial Planning, city: Oklahoma City, value: 0; rank: 7, crd: 339865, firm: Rulicent, city: Edmond, value: 0; rank: 7, crd: 340326, firm: Axion Capital Markets, LLC, city: Oklahoma City, value: 0; rank: 7, crd: 340859, firm: Belle Isle Advisors, city: Oklahoma City, value: 0
- cities: name: Tulsa, independent_rias: 58, raum: 14989070068, url: https://advisoriq.com/ria/states/oklahoma/tulsa/; name: Oklahoma City, independent_rias: 39, raum: 8569162768, url: https://advisoriq.com/ria/states/oklahoma/oklahoma-city/; name: Edmond, independent_rias: 24, raum: 2946884441, url: https://advisoriq.com/ria/states/oklahoma/edmond/; name: Bartlesville, independent_rias: 5, raum: 611361008, url: https://advisoriq.com/ria/states/oklahoma/bartlesville/; name: Norman, independent_rias: 6, raum: 121657735, url: https://advisoriq.com/ria/states/oklahoma/norman/
- iar_ce_status: in effect

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in Oklahoma](https://advisoriq.com/ria/rankings/largest/oklahoma/)
- [Fastest-growing independent RIAs over one year in Oklahoma](https://advisoriq.com/ria/rankings/fastest-growing/oklahoma/)
- [Fastest-growing independent RIAs over three years in Oklahoma](https://advisoriq.com/ria/rankings/fastest-growing-3-year/oklahoma/)
- [Fastest-growing independent RIAs over five years in Oklahoma](https://advisoriq.com/ria/rankings/fastest-growing-5-year/oklahoma/)
- [IAR CE in Oklahoma](https://advisoriq.com/ce/iar/oklahoma/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/oklahoma/

License: https://advisoriq.com/license/