{"type":"ria_state","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs in North Carolina","lead":"As of October 2, 2026, 608 independent wealth management RIAs based in North Carolina reported $134.3 billion in regulatory assets under management; the largest by assets was Independent Advisor Alliance, LLC, with $17.2 billion.","as_of":"2026-10-02","facts":{"state":"North Carolina","code":"NC","population":"Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. 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