# Independent RIAs in New York

As of October 2, 2026, 1,331 independent wealth management RIAs based in New York reported $851.2 billion in regulatory assets under management; the largest by assets was Cerity Partners LLC, with $161.7 billion.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/new-york/

## Facts

- state: New York
- code: NY
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 2239371, firms: 1331, median_raum: 64784258.5, raum: 851238132394, advisory_employees: 5853, avg_account: 380123.763500554, band_100m_250m: 183, band_100m_250m_raum: 29392455429, band_10b_plus: 12, band_10b_plus_raum: 489227997633, band_1b_5b: 75, band_1b_5b_raum: 139834001929, band_250m_500m: 104, band_250m_500m_raum: 37271129766, band_500m_1b: 66, band_500m_1b_raum: 48130976418, band_5b_10b: 12, band_5b_10b_raum: 88075112329, band_lt100m: 666, band_lt100m_raum: 19306458890, bd_affiliated_share: 0.0202854996243426, cfp_professionals: 1472, clients: 1706591, custody_share: 0.237415477084899, employees: 10132, fee_aum_pct_share: 0.909842223891811, fee_commissions_share: 0.0172802404207363, fee_fixed_share: 0.55221637866266, fee_hourly_share: 0.431254695717506, fee_other_share: 0.0886551465063862, fee_performance_share: 0.126220886551465, fee_subscription_share: 0.0217881292261458, financial_planning_share: 0.680691209616829, firms_with_raum: 1118, iars: 5103, mean_raum: 761393678.348837, new_firms: 153, p25_raum: 14019985.25, p75_raum: 230647035.25, p90_raum: 875426614.400002, raum_discretionary: 744210422528, top100_share: 0.843634732342568, top10_share: 0.548041337108559, independent_sec: accounts: 2221974, firms: 734, median_raum: 158336771, raum: 845766009432, advisory_employees: 5158, avg_account: 380637.221422033, band_100m_250m: 182, band_100m_250m_raum: 29259798399, band_10b_plus: 12, band_10b_plus_raum: 489227997633, band_1b_5b: 75, band_1b_5b_raum: 139834001929, band_250m_500m: 104, band_250m_500m_raum: 37271129766, band_500m_1b: 66, band_500m_1b_raum: 48130976418, band_5b_10b: 12, band_5b_10b_raum: 88075112329, band_lt100m: 256, band_lt100m_raum: 13966992958, bd_affiliated_share: 0.0340599455040872, cfp_professionals: 1337, clients: 1688533, custody_share: 0.376021798365123, employees: 9317, fee_aum_pct_share: 0.965940054495913, fee_commissions_share: 0.0122615803814714, fee_fixed_share: 0.5858310626703, fee_hourly_share: 0.411444141689373, fee_other_share: 0.0694822888283379, fee_performance_share: 0.125340599455041, fee_subscription_share: 0.0204359673024523, financial_planning_share: 0.688010899182561, firms_with_raum: 707, iars: 4453, mean_raum: 1196274412.20934, new_firms: 80, p25_raum: 71707243, p75_raum: 446483882.5, p90_raum: 1389318410, raum_discretionary: 739727938797, raum_growth_1y: 0.174407200789333, successions: 1, top100_share: 0.849093065899261, top10_share: 0.551587175498223, state: accounts: 17397, firms: 597, median_raum: 9586250, raum: 5472122962, advisory_employees: 695, avg_account: 314544.057136288, band_100m_250m: 1, band_100m_250m_raum: 132657030, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 410, band_lt100m_raum: 5339465932, bd_affiliated_share: 0.0033500837520938, cfp_professionals: 135, clients: 18058, custody_share: 0.067001675041876, employees: 815, fee_aum_pct_share: 0.840871021775544, fee_commissions_share: 0.0234505862646566, fee_fixed_share: 0.510887772194305, fee_hourly_share: 0.455611390284757, fee_other_share: 0.112227805695142, fee_performance_share: 0.127303182579564, fee_subscription_share: 0.0234505862646566, financial_planning_share: 0.671691792294807, firms_with_raum: 411, iars: 650, mean_raum: 13314167.7907543, new_firms: 73, p25_raum: 3323822.5, p75_raum: 19103818, p90_raum: 28000000, raum_discretionary: 4482483731, top100_share: 0.593883008581414, top10_share: 0.138557309706887
- broker_dealer_affiliated_not_included: firms: 134, raum: 5053447204875
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 580; as_of: 2019-10-01, value: 591; as_of: 2020-10-01, value: 606; as_of: 2021-10-04, value: 612; as_of: 2022-10-03, value: 625; as_of: 2023-10-05, value: 613; as_of: 2024-10-01, value: 587; as_of: 2025-09-02, value: 589; as_of: 2026-10-02, value: 734, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 346742168701; as_of: 2019-10-01, value: 341655698618; as_of: 2020-10-01, value: 372997778632; as_of: 2021-10-04, value: 443272074994; as_of: 2022-10-03, value: 563461351122; as_of: 2023-10-05, value: 516792807675; as_of: 2024-10-01, value: 600277496675; as_of: 2025-09-02, value: 720164189102; as_of: 2026-10-02, value: 845766009432, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 470843; as_of: 2019-10-01, value: 504357; as_of: 2020-10-01, value: 581512; as_of: 2021-10-04, value: 711656; as_of: 2022-10-03, value: 1687417; as_of: 2023-10-05, value: 1652000; as_of: 2024-10-01, value: 1662254; as_of: 2025-09-02, value: 2020743; as_of: 2026-10-02, value: 2221974, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 137011115; as_of: 2019-10-01, value: 126974099.5; as_of: 2020-10-01, value: 135492690.5; as_of: 2021-10-04, value: 142638535; as_of: 2022-10-03, value: 166333966; as_of: 2023-10-05, value: 145526100; as_of: 2024-10-01, value: 149578434; as_of: 2025-09-02, value: 178456621.5; as_of: 2026-10-02, value: 158336771
- top_10: largest: rank: 1, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 161675524141; rank: 2, crd: 149117, firm: Betterment, city: New York, value: 69524492986; rank: 3, crd: 325281, firm: First Manhattan Co. LLC, city: New York, value: 38086101541; rank: 4, crd: 109688, firm: BBR Partners, LLC, city: New York, value: 36493200000; rank: 5, crd: 106181, firm: Wealthspire Advisors, city: New York, value: 34322977688; rank: 6, crd: 147189, firm: Tiedemann Advisors, LLC, city: New York, value: 31012927397; rank: 7, crd: 118333, firm: Silvercrest Asset Management Group LLC, city: New York, value: 28327993799; rank: 8, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 26524973206; rank: 9, crd: 144474, firm: Offit Capital, city: New York, value: 20603877707; rank: 10, crd: 220519, firm: Summit Trail Advisors, LLC, city: New York, value: 19941615810, fastest-growing: rank: 1, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 2.91759495231291; rank: 2, crd: 318493, firm: Savvy, city: New York, value: 2.86086185199406; rank: 3, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 2.62408113084082; rank: 4, crd: 331295, firm: Osprey Private Wealth LLC, city: New York, value: 1.76571631648652; rank: 5, crd: 304163, firm: Hudson Capital Advisory, Inc., city: Buffalo, value: 1.46348785293095; rank: 6, crd: 307472, firm: Retirable, city: New York, value: 1.30378628762647; rank: 7, crd: 174327, firm: Quartz Partners Investment Management, city: Saratoga Springs, value: 1.17747287551307; rank: 8, crd: 308909, firm: Seeds, city: New York, value: 1.06172680600458; rank: 9, crd: 327833, firm: Lifegoal Investments, LLC, city: Saratoga Springs, value: 1.03428571428571; rank: 10, crd: 331749, firm: Autopilot, city: New York, value: 0.93159135113769, fastest-growing-3-year: rank: 1, crd: 309148, firm: Carrick Lane LLC, city: New York, value: 0.760978315768661; rank: 2, crd: 142633, firm: Cannell & Spears LLC, city: New York, value: 0.611433782477978; rank: 3, crd: 292115, firm: Brooklyn FI, LLC, city: Brooklyn, value: 0.550474278917417; rank: 4, crd: 317344, firm: Ascend Interplay, LLC, city: New York, value: 0.525124342552432; rank: 5, crd: 316866, firm: Cove Private Wealth, LLC, city: Oyster Bay, value: 0.498747983779249; rank: 6, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 0.44728820341845; rank: 7, crd: 306097, firm: Onyx Bridge Wealth Group LLC, city: Tarrytown, value: 0.429760727240107; rank: 8, crd: 319411, firm: Rialto Wealth Management, city: Syracuse, value: 0.420073914616895; rank: 9, crd: 311171, firm: Navis Wealth Advisors LLC, city: Rye Brook, value: 0.416583902156924; rank: 10, crd: 286338, firm: O'Keefe Stevens Advisory, Inc., city: Rochester, value: 0.394799167708906, fastest-growing-5-year: rank: 1, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 0.912067931755368; rank: 2, crd: 308203, firm: Quent Capital, LLC, city: New York, value: 0.815762135864437; rank: 3, crd: 309148, firm: Carrick Lane LLC, city: New York, value: 0.8038251529101; rank: 4, crd: 289905, firm: Shade Tree Advisors LLC, city: Saratoga Springs, value: 0.450049581269241; rank: 5, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 0.433493560728321; rank: 6, crd: 168652, firm: Ritholtz Wealth Management, city: New York, value: 0.3915063484407; rank: 7, crd: 306473, firm: Giverny Capital Asset Management, city: New York, value: 0.38129614846292; rank: 8, crd: 306097, firm: Onyx Bridge Wealth Group LLC, city: Tarrytown, value: 0.357838574956653; rank: 9, crd: 285374, firm: Goalvest Advisory LLC, city: New York, value: 0.354082634395185; rank: 10, crd: 142633, firm: Cannell & Spears LLC, city: New York, value: 0.310262360040472, biggest-asset-gains: rank: 1, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 38826831090; rank: 2, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 19205883967; rank: 3, crd: 149117, firm: Betterment, city: New York, value: 13155808857; rank: 4, crd: 106181, firm: Wealthspire Advisors, city: New York, value: 8536104402; rank: 5, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 6349897246; rank: 6, crd: 109688, firm: BBR Partners, LLC, city: New York, value: 5315900000; rank: 7, crd: 318493, firm: Savvy, city: New York, value: 3705726313; rank: 8, crd: 325281, firm: First Manhattan Co. LLC, city: New York, value: 3646530449; rank: 9, crd: 168652, firm: Ritholtz Wealth Management, city: New York, value: 2964310321; rank: 10, crd: 145103, firm: Stelac Advisory Services LLC, city: New York, value: 2226059376, most-clients: rank: 1, crd: 149117, firm: Betterment, city: New York, value: 1022734; rank: 2, crd: 311782, firm: Alinea Advisory Services LLC, city: New York, value: 115693; rank: 3, crd: 331749, firm: Autopilot, city: New York, value: 103270; rank: 4, crd: 290111, firm: Titan, city: New York, value: 41733; rank: 5, crd: 210522, firm: Finhabits Advisors, LLC, city: New York, value: 33180; rank: 6, crd: 318018, firm: Addition Wealth, city: New York, value: 26785; rank: 7, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 26283; rank: 8, crd: 285158, firm: Zoe Financial, Inc., city: New York, value: 22227; rank: 9, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 16405; rank: 10, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 15678, client-growth: rank: 1, crd: 318493, firm: Savvy, city: New York, value: 2.8318931657502; rank: 2, crd: 105849, firm: Saperston Legacy Advisors, Inc., city: Hamburg, value: 2.60330578512397; rank: 3, crd: 325523, firm: Maridea Wealth Management, city: Brooklyn, value: 2.57751277683135; rank: 4, crd: 318018, firm: Addition Wealth, city: New York, value: 2.47857142857143; rank: 5, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 2.40013012361744; rank: 6, crd: 311782, firm: Alinea Advisory Services LLC, city: New York, value: 2.29844618674269; rank: 7, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 2.22742474916388; rank: 8, crd: 318417, firm: Scout, city: Clifton Park, value: 1.67956989247312; rank: 9, crd: 129270, firm: Collins Advisors, LLC, city: Buffalo, value: 1.26953125; rank: 10, crd: 332180, firm: Old Bridge Wealth, Inc, city: Syosset, value: 1.2089552238806, most-accounts: rank: 1, crd: 149117, firm: Betterment, city: New York, value: 1344483; rank: 2, crd: 311782, firm: Alinea Advisory Services LLC, city: New York, value: 115693; rank: 3, crd: 331749, firm: Autopilot, city: New York, value: 103270; rank: 4, crd: 290111, firm: Titan, city: New York, value: 50651; rank: 5, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 39138; rank: 6, crd: 210522, firm: Finhabits Advisors, LLC, city: New York, value: 33945; rank: 7, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 26230; rank: 8, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 16405; rank: 9, crd: 318493, firm: Savvy, city: New York, value: 14645; rank: 10, crd: 168652, firm: Ritholtz Wealth Management, city: New York, value: 13828, most-advisory-staff: rank: 1, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 1102; rank: 2, crd: 106181, firm: Wealthspire Advisors, city: New York, value: 220; rank: 3, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 168; rank: 4, crd: 318493, firm: Savvy, city: New York, value: 101; rank: 5, crd: 118333, firm: Silvercrest Asset Management Group LLC, city: New York, value: 92; rank: 6, crd: 171787, firm: Compound Planning, Inc., city: New York, value: 76; rank: 7, crd: 147189, firm: Tiedemann Advisors, LLC, city: New York, value: 64; rank: 8, crd: 144474, firm: Offit Capital, city: New York, value: 55; rank: 9, crd: 164395, firm: The Pinnacle Financial Group, city: Rockville Centre, value: 54; rank: 10, crd: 109688, firm: BBR Partners, LLC, city: New York, value: 53, most-hnw-clients: rank: 1, crd: 149117, firm: Betterment, city: New York, value: 24685; rank: 2, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 14561; rank: 3, crd: 106181, firm: Wealthspire Advisors, city: New York, value: 5553; rank: 4, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 4949; rank: 5, crd: 325281, firm: First Manhattan Co. LLC, city: New York, value: 3828; rank: 6, crd: 290111, firm: Titan, city: New York, value: 2862; rank: 7, crd: 142633, firm: Cannell & Spears LLC, city: New York, value: 1937; rank: 8, crd: 301761, firm: Vise AI Advisors, city: New York City, value: 1870; rank: 9, crd: 168652, firm: Ritholtz Wealth Management, city: New York, value: 1445; rank: 10, crd: 301925, firm: Williams Jones Wealth Management, LLC, city: New York, value: 1335, most-cfp-professionals: rank: 1, crd: 151559, firm: Cerity Partners LLC, city: New York, value: 312; rank: 2, crd: 106181, firm: Wealthspire Advisors, city: New York, value: 102; rank: 3, crd: 318493, firm: Savvy, city: New York, value: 86; rank: 4, crd: 133535, firm: Arax Advisory Partners, city: New York, value: 39; rank: 5, crd: 171787, firm: Compound Planning, Inc., city: New York, value: 35; rank: 6, crd: 168652, firm: Ritholtz Wealth Management, city: New York, value: 28; rank: 7, crd: 316434, firm: Domain Money Advisors, LLC, city: New York, value: 17; rank: 7, crd: 322603, firm: Fruitful, city: New York, value: 17; rank: 9, crd: 110130, firm: Altfest Personal Wealth Management, city: New York, value: 15; rank: 10, crd: 152450, firm: Joel Isaacson & Co., LLC, city: New York, value: 14, newest: rank: 1, crd: 338664, firm: Sharpe Advisors, LLC, city: New York, value: 1230400000; rank: 2, crd: 338362, firm: Jack Creek Partners LLC, city: New York, value: 809000000; rank: 3, crd: 341095, firm: Blue Horizon Equity, Inc., city: Pittsford, value: 745938696; rank: 4, crd: 342014, firm: Veneroso Wealth Management, city: Woodbury, value: 298792338; rank: 5, crd: 341229, firm: Factorpoint Planning, LLC, city: Pittsford, value: 287933766; rank: 6, crd: 340266, firm: Tailored Wealth Solutions, city: Saratoga Springs, value: 271777434; rank: 7, crd: 341117, firm: Lionhunter Capital Management LLC, city: New York, value: 266785469; rank: 8, crd: 341550, firm: Unified Retirement Planning Group, city: Briarcliff Manor, value: 197043391; rank: 9, crd: 316095, firm: Quantstreet Capital, city: Rye, value: 192641359; rank: 10, crd: 341031, firm: Ives Hill Wealth Management, city: Dewitt, value: 183051483
- cities: name: New York, independent_rias: 409, raum: 679266808546, url: https://advisoriq.com/ria/states/new-york/new-york/; name: Pittsford, independent_rias: 32, raum: 15619203291, url: https://advisoriq.com/ria/states/new-york/pittsford/; name: Rochester, independent_rias: 37, raum: 9824424631, url: https://advisoriq.com/ria/states/new-york/rochester/; name: New York City, independent_rias: 5, raum: 8552724290, url: https://advisoriq.com/ria/states/new-york/new-york-city/; name: Melville, independent_rias: 18, raum: 7557911099, url: https://advisoriq.com/ria/states/new-york/melville/; name: White Plains, independent_rias: 18, raum: 7046208184, url: https://advisoriq.com/ria/states/new-york/white-plains/; name: Buffalo, independent_rias: 23, raum: 6847859362, url: https://advisoriq.com/ria/states/new-york/buffalo/; name: Saratoga Springs, independent_rias: 21, raum: 6148150627, url: https://advisoriq.com/ria/states/new-york/saratoga-springs/; name: Syracuse, independent_rias: 9, raum: 5992468157, url: https://advisoriq.com/ria/states/new-york/syracuse/; name: Williamsville, independent_rias: 15, raum: 5199812643, url: https://advisoriq.com/ria/states/new-york/williamsville/; name: Rye Brook, independent_rias: 10, raum: 5156467513, url: https://advisoriq.com/ria/states/new-york/rye-brook/; name: Garden City, independent_rias: 19, raum: 4441845837, url: https://advisoriq.com/ria/states/new-york/garden-city/; name: Brooklyn, independent_rias: 54, raum: 4316728049, url: https://advisoriq.com/ria/states/new-york/brooklyn/; name: Utica, independent_rias: 5, raum: 3663201736, url: https://advisoriq.com/ria/states/new-york/utica/; name: Larchmont, independent_rias: 5, raum: 2987149934, url: https://advisoriq.com/ria/states/new-york/larchmont/; name: Albany, independent_rias: 16, raum: 2570769319, url: https://advisoriq.com/ria/states/new-york/albany/; name: Woodbury, independent_rias: 6, raum: 2213979353, url: https://advisoriq.com/ria/states/new-york/woodbury/; name: Jericho, independent_rias: 7, raum: 2090347081, url: https://advisoriq.com/ria/states/new-york/jericho/; name: Harrison, independent_rias: 5, raum: 1956174771, url: https://advisoriq.com/ria/states/new-york/harrison/; name: Orchard Park, independent_rias: 7, raum: 1895272894, url: https://advisoriq.com/ria/states/new-york/orchard-park/; name: Dewitt, independent_rias: 5, raum: 1702283658, url: https://advisoriq.com/ria/states/new-york/dewitt/; name: Syosset, independent_rias: 8, raum: 1625521472, url: https://advisoriq.com/ria/states/new-york/syosset/; name: Katonah, independent_rias: 5, raum: 1535919088, url: https://advisoriq.com/ria/states/new-york/katonah/; name: Tarrytown, independent_rias: 6, raum: 1505054607, url: https://advisoriq.com/ria/states/new-york/tarrytown/; name: Port Washington, independent_rias: 8, raum: 1376896737, url: https://advisoriq.com/ria/states/new-york/port-washington/; name: Victor, independent_rias: 6, raum: 1368568003, url: https://advisoriq.com/ria/states/new-york/victor/; name: Chappaqua, independent_rias: 5, raum: 1308364513, url: https://advisoriq.com/ria/states/new-york/chappaqua/; name: Armonk, independent_rias: 5, raum: 1116877687, url: https://advisoriq.com/ria/states/new-york/armonk/; name: Ithaca, independent_rias: 6, raum: 1077170850, url: https://advisoriq.com/ria/states/new-york/ithaca/; name: Corning, independent_rias: 5, raum: 985503938, url: https://advisoriq.com/ria/states/new-york/corning/; name: Great Neck, independent_rias: 9, raum: 932600025, url: https://advisoriq.com/ria/states/new-york/great-neck/; name: Hauppauge, independent_rias: 5, raum: 913574333, url: https://advisoriq.com/ria/states/new-york/hauppauge/; name: Amherst, independent_rias: 8, raum: 851995693, url: https://advisoriq.com/ria/states/new-york/amherst/; name: Bronxville, independent_rias: 6, raum: 773294164, url: https://advisoriq.com/ria/states/new-york/bronxville/; name: Massapequa, independent_rias: 5, raum: 769860203, url: https://advisoriq.com/ria/states/new-york/massapequa/; name: Fairport, independent_rias: 8, raum: 677303412, url: https://advisoriq.com/ria/states/new-york/fairport/; name: Huntington, independent_rias: 6, raum: 589024767, url: https://advisoriq.com/ria/states/new-york/huntington/; name: Rye, independent_rias: 10, raum: 575715141, url: https://advisoriq.com/ria/states/new-york/rye/; name: Staten Island, independent_rias: 13, raum: 465839696, url: https://advisoriq.com/ria/states/new-york/staten-island/; name: Briarcliff Manor, independent_rias: 5, raum: 261479879, url: https://advisoriq.com/ria/states/new-york/briarcliff-manor/; name: Mount Kisco, independent_rias: 7, raum: 259330934, url: https://advisoriq.com/ria/states/new-york/mount-kisco/; name: Manhasset, independent_rias: 6, raum: 153318650, url: https://advisoriq.com/ria/states/new-york/manhasset/; name: Nyack, independent_rias: 5, raum: 110603401, url: https://advisoriq.com/ria/states/new-york/nyack/; name: Forest Hills, independent_rias: 5, raum: 80256594, url: https://advisoriq.com/ria/states/new-york/forest-hills/; name: Long Island City, independent_rias: 6, raum: 29737390, url: https://advisoriq.com/ria/states/new-york/long-island-city/; name: Astoria, independent_rias: 5, raum: 21015421, url: https://advisoriq.com/ria/states/new-york/astoria/
- iar_ce_status: not adopted

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in New York](https://advisoriq.com/ria/rankings/largest/new-york/)
- [Fastest-growing independent RIAs over one year in New York](https://advisoriq.com/ria/rankings/fastest-growing/new-york/)
- [Fastest-growing independent RIAs over three years in New York](https://advisoriq.com/ria/rankings/fastest-growing-3-year/new-york/)
- [Fastest-growing independent RIAs over five years in New York](https://advisoriq.com/ria/rankings/fastest-growing-5-year/new-york/)
- [IAR CE in New York](https://advisoriq.com/ce/iar/new-york/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/new-york/

License: https://advisoriq.com/license/