# Independent RIAs in Nebraska

As of October 2, 2026, 116 independent wealth management RIAs based in Nebraska reported $97.7 billion in regulatory assets under management; the largest by assets was CWM, LLC, with $50.6 billion.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/nebraska/

## Facts

- state: Nebraska
- code: NE
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 265905, firms: 116, median_raum: 113390453, raum: 97678268907, advisory_employees: 1287, avg_account: 367342.731076888, band_100m_250m: 18, band_100m_250m_raum: 3151768978, band_10b_plus: 1, band_10b_plus_raum: 50579657663, band_1b_5b: 6, band_1b_5b_raum: 13551501344, band_250m_500m: 12, band_250m_500m_raum: 4268523757, band_500m_1b: 13, band_500m_1b_raum: 9049229707, band_5b_10b: 2, band_5b_10b_raum: 15913656269, band_lt100m: 47, band_lt100m_raum: 1163931189, bd_affiliated_share: 0.0258620689655172, cfp_professionals: 412, clients: 112150, custody_share: 0.344827586206897, employees: 2621, fee_aum_pct_share: 0.922413793103448, fee_commissions_share: 0, fee_fixed_share: 0.646551724137931, fee_hourly_share: 0.543103448275862, fee_other_share: 0.172413793103448, fee_performance_share: 0.00862068965517241, fee_subscription_share: 0, financial_planning_share: 0.818965517241379, firms_with_raum: 99, iars: 1468, mean_raum: 986649180.878788, new_firms: 10, p25_raum: 20068981, p75_raum: 417649354, p90_raum: 848256445.2, raum_discretionary: 93796070442, top10_share: 0.82830185595357, independent_sec: accounts: 259479, firms: 50, median_raum: 417649354, raum: 96303047116, advisory_employees: 1194, avg_account: 371140.042608458, band_100m_250m: 16, band_100m_250m_raum: 2940478376, band_10b_plus: 1, band_10b_plus_raum: 50579657663, band_1b_5b: 6, band_1b_5b_raum: 13551501344, band_250m_500m: 12, band_250m_500m_raum: 4268523757, band_500m_1b: 13, band_500m_1b_raum: 9049229707, band_5b_10b: 2, band_5b_10b_raum: 15913656269, band_lt100m: 0, band_lt100m_raum: 0, bd_affiliated_share: 0.06, cfp_professionals: 390, clients: 108255, custody_share: 0.54, employees: 2510, fee_aum_pct_share: 1, fee_commissions_share: 0, fee_fixed_share: 0.76, fee_hourly_share: 0.66, fee_other_share: 0.14, fee_performance_share: 0, fee_subscription_share: 0, financial_planning_share: 0.9, firms_with_raum: 50, iars: 1372, mean_raum: 1926060942.32, new_firms: 2, p25_raum: 240626841.25, p75_raum: 780470090.75, p90_raum: 2574339976.1, raum_discretionary: 92497074887, raum_growth_1y: 0.355009232978489, successions: 0, top10_share: 0.840130129263147, state: accounts: 6426, firms: 66, median_raum: 19922589, raum: 1375221791, advisory_employees: 93, avg_account: 214008.993308434, band_100m_250m: 2, band_100m_250m_raum: 211290602, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 47, band_lt100m_raum: 1163931189, bd_affiliated_share: 0, cfp_professionals: 22, clients: 3895, custody_share: 0.196969696969697, employees: 111, fee_aum_pct_share: 0.863636363636364, fee_commissions_share: 0, fee_fixed_share: 0.560606060606061, fee_hourly_share: 0.454545454545455, fee_other_share: 0.196969696969697, fee_performance_share: 0.0151515151515152, fee_subscription_share: 0, financial_planning_share: 0.757575757575758, firms_with_raum: 49, iars: 96, mean_raum: 28065750.8367347, new_firms: 8, p25_raum: 5918217, p75_raum: 42263886, p90_raum: 60591415.2, raum_discretionary: 1298995555, top10_share: 0.510944144136238
- broker_dealer_affiliated_not_included: firms: 4, raum: 14263872494
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 33; as_of: 2019-10-01, value: 35; as_of: 2020-10-01, value: 37; as_of: 2021-10-04, value: 38; as_of: 2022-10-03, value: 37; as_of: 2023-10-05, value: 38; as_of: 2024-10-01, value: 43; as_of: 2025-09-02, value: 47; as_of: 2026-10-02, value: 50, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 15363626917; as_of: 2019-10-01, value: 11346918382; as_of: 2020-10-01, value: 38942564656; as_of: 2021-10-04, value: 48048193660; as_of: 2022-10-03, value: 18842414705; as_of: 2023-10-05, value: 16018753081; as_of: 2024-10-01, value: 28259219096; as_of: 2025-09-02, value: 71071875211; as_of: 2026-10-02, value: 96303047116, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 61016; as_of: 2019-10-01, value: 47418; as_of: 2020-10-01, value: 259667; as_of: 2021-10-04, value: 421034; as_of: 2022-10-03, value: 54057; as_of: 2023-10-05, value: 51332; as_of: 2024-10-01, value: 61402; as_of: 2025-09-02, value: 197557; as_of: 2026-10-02, value: 259479, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 259242277; as_of: 2019-10-01, value: 196244031; as_of: 2020-10-01, value: 234348334; as_of: 2021-10-04, value: 260255897; as_of: 2022-10-03, value: 283386951; as_of: 2023-10-05, value: 270105611; as_of: 2024-10-01, value: 308614001; as_of: 2025-09-02, value: 386182129; as_of: 2026-10-02, value: 417649354
- top_10: largest: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 50579657663; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 9449420841; rank: 3, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 6464235428; rank: 4, crd: 117273, firm: Lutz Financial, city: Omaha, value: 3187194167; rank: 5, crd: 111033, firm: Pittenger & Anderson Inc, city: Lincoln, value: 3034066574; rank: 6, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 2523259243; rank: 7, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 2185239312; rank: 8, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 1501556085; rank: 9, crd: 305026, firm: Wealthplan Partners, city: Omaha, value: 1120185963; rank: 10, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 862276146, fastest-growing: rank: 1, crd: 317517, firm: Stevens Capital Partners, city: Omaha, value: 0.874547333377874; rank: 2, crd: 315496, firm: Smart Wealth, LLC, city: Omaha, value: 0.56013658861975; rank: 3, crd: 295099, firm: Ellerbrock-Norris Wealth Strategies LLC, city: Omaha, value: 0.552383483581566; rank: 4, crd: 155344, firm: CWM, LLC, city: Omaha, value: 0.497523874027962; rank: 5, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 0.493632758616417; rank: 6, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 0.399873913821035; rank: 7, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 0.388003806639304; rank: 8, crd: 128315, firm: Hbe Wealth Management, LLC, city: Lincoln, value: 0.378755109372334; rank: 9, crd: 110961, firm: Westchester Capital Management Inc, city: Omaha, value: 0.375129304633595; rank: 10, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 0.364131945256787, fastest-growing-3-year: rank: 1, crd: 317517, firm: Stevens Capital Partners, city: Omaha, value: 0.575757873695138; rank: 2, crd: 315496, firm: Smart Wealth, LLC, city: Omaha, value: 0.481219254373912; rank: 3, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 0.396625470544779; rank: 4, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 0.387109736032445; rank: 5, crd: 286085, firm: Iams Wealth Management, LLC, city: Omaha, value: 0.375432830939276; rank: 6, crd: 155344, firm: CWM, LLC, city: Omaha, value: 0.36371743168515; rank: 7, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 0.359487588999928; rank: 8, crd: 173719, firm: Professional Financial Advisors, LLC, city: North Platte, value: 0.358125199687093; rank: 9, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 0.3342781910063; rank: 10, crd: 128315, firm: Hbe Wealth Management, LLC, city: Lincoln, value: 0.292042199282155, fastest-growing-5-year: rank: 1, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 0.324731914357512; rank: 2, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 0.310333834538248; rank: 3, crd: 155344, firm: CWM, LLC, city: Omaha, value: 0.271644817935705; rank: 4, crd: 173719, firm: Professional Financial Advisors, LLC, city: North Platte, value: 0.22446922509344; rank: 5, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 0.213368634469532; rank: 6, crd: 128315, firm: Hbe Wealth Management, LLC, city: Lincoln, value: 0.207152047893248; rank: 7, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 0.207076683686455; rank: 8, crd: 300012, firm: Bellwether Wealth, city: Lincoln, value: 0.190447294334; rank: 9, crd: 308397, firm: Keystone Financial Services, LLC, city: Omaha, value: 0.175022488440552; rank: 10, crd: 285484, firm: Flagstone Financial Management, LLC, city: Lincoln, value: 0.174663980245106, biggest-asset-gains: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 16804130915; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 2699226593; rank: 3, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 1380565194; rank: 4, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 673541368; rank: 5, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 610863722; rank: 6, crd: 117273, firm: Lutz Financial, city: Omaha, value: 577047988; rank: 7, crd: 317517, firm: Stevens Capital Partners, city: Omaha, value: 378032460; rank: 8, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 278321048; rank: 9, crd: 315496, firm: Smart Wealth, LLC, city: Omaha, value: 246442085; rank: 10, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 194815749, most-clients: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 52917; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 9990; rank: 3, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 6028; rank: 4, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 5656; rank: 5, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 4894; rank: 6, crd: 173719, firm: Professional Financial Advisors, LLC, city: North Platte, value: 3380; rank: 7, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 2517; rank: 8, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 2324; rank: 9, crd: 305026, firm: Wealthplan Partners, city: Omaha, value: 1711; rank: 10, crd: 286085, firm: Iams Wealth Management, LLC, city: Omaha, value: 1653, client-growth: rank: 1, crd: 168307, firm: Lincoln Capital, LLC, city: Lincoln, value: 1.09032258064516; rank: 2, crd: 173719, firm: Professional Financial Advisors, LLC, city: North Platte, value: 0.603415559772296; rank: 3, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 0.373482272948033; rank: 4, crd: 317517, firm: Stevens Capital Partners, city: Omaha, value: 0.337917485265226; rank: 5, crd: 308397, firm: Keystone Financial Services, LLC, city: Omaha, value: 0.31858407079646; rank: 6, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 0.315734448510193; rank: 7, crd: 155344, firm: CWM, LLC, city: Omaha, value: 0.193571670237961; rank: 8, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 0.176262804662663; rank: 9, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 0.174361971556594; rank: 10, crd: 117273, firm: Lutz Financial, city: Omaha, value: 0.167785234899329, most-accounts: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 154206; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 24295; rank: 3, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 7162; rank: 4, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 6015; rank: 5, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 5656; rank: 6, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 5313; rank: 7, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 4894; rank: 8, crd: 305026, firm: Wealthplan Partners, city: Omaha, value: 3681; rank: 9, crd: 315496, firm: Smart Wealth, LLC, city: Omaha, value: 3660; rank: 10, crd: 173719, firm: Professional Financial Advisors, LLC, city: North Platte, value: 3345, most-advisory-staff: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 472; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 158; rank: 3, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 125; rank: 4, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 76; rank: 5, crd: 286085, firm: Iams Wealth Management, LLC, city: Omaha, value: 53; rank: 6, crd: 305026, firm: Wealthplan Partners, city: Omaha, value: 26; rank: 7, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 22; rank: 7, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 22; rank: 9, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 21; rank: 10, crd: 315496, firm: Smart Wealth, LLC, city: Omaha, value: 17, most-hnw-clients: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 7231; rank: 2, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 2288; rank: 3, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 2233; rank: 4, crd: 129015, firm: McMill CPA and Advisors, city: Norfolk, value: 1382; rank: 5, crd: 168307, firm: Lincoln Capital, LLC, city: Lincoln, value: 639; rank: 6, crd: 117273, firm: Lutz Financial, city: Omaha, value: 420; rank: 7, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 410; rank: 8, crd: 315819, firm: Private Wealth Asset Management, city: Omaha, value: 406; rank: 9, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 375; rank: 10, crd: 111033, firm: Pittenger & Anderson Inc, city: Lincoln, value: 341, most-cfp-professionals: rank: 1, crd: 155344, firm: CWM, LLC, city: Omaha, value: 227; rank: 2, crd: 167658, firm: Mutual Advisors, LLC, city: Omaha, value: 46; rank: 3, crd: 148674, firm: Avior Wealth Management, LLC, city: Omaha, value: 24; rank: 4, crd: 117273, firm: Lutz Financial, city: Omaha, value: 11; rank: 5, crd: 135879, firm: Allen Capital Group, LLC, city: Grand Island, value: 9; rank: 6, crd: 111033, firm: Pittenger & Anderson Inc, city: Lincoln, value: 7; rank: 6, crd: 160381, firm: Sequent Planning, LLC, city: Omaha, value: 7; rank: 6, crd: 311364, firm: Wealthplan Investment Management LLC, city: Omaha, value: 7; rank: 6, crd: 317517, firm: Stevens Capital Partners, city: Omaha, value: 7; rank: 10, crd: 305026, firm: Wealthplan Partners, city: Omaha, value: 6, newest: rank: 1, crd: 339739, firm: Oldfather Financial Services, city: Kearney, value: 556268824; rank: 2, crd: 338490, firm: R2 Wealth Management Partners, city: Lincoln, value: 236037275; rank: 3, crd: 128040, firm: Footprints Asset Management & Research, Inc., city: Omaha, value: 41879358; rank: 4, crd: 315858, firm: Fit Wealth, city: Grand Island, value: 0; rank: 4, crd: 338471, firm: Open Prairie Wealth Management, city: Omaha, value: 0; rank: 4, crd: 339933, firm: Your Everyday Roi, city: Howells, value: 0; rank: 4, crd: 340367, firm: Moyer Financials LLC, city: Omaha, value: 0; rank: 4, crd: 340484, firm: Little Bird Financial, LLC, city: Waterloo, value: 0; rank: 4, crd: 342275, firm: Skyline Wealth Management, city: Hastings, value: 0; rank: 4, crd: 344219, firm: Schneider Wealth Management LLC, city: Omaha, value: 0
- cities: name: Omaha, independent_rias: 63, raum: 85412527245, url: https://advisoriq.com/ria/states/nebraska/omaha/; name: Lincoln, independent_rias: 18, raum: 6309976503, url: https://advisoriq.com/ria/states/nebraska/lincoln/; name: Grand Island, independent_rias: 5, raum: 1562434641, url: https://advisoriq.com/ria/states/nebraska/grand-island/
- iar_ce_status: in effect

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in Nebraska](https://advisoriq.com/ria/rankings/largest/nebraska/)
- [Fastest-growing independent RIAs over one year in Nebraska](https://advisoriq.com/ria/rankings/fastest-growing/nebraska/)
- [Fastest-growing independent RIAs over three years in Nebraska](https://advisoriq.com/ria/rankings/fastest-growing-3-year/nebraska/)
- [Fastest-growing independent RIAs over five years in Nebraska](https://advisoriq.com/ria/rankings/fastest-growing-5-year/nebraska/)
- [IAR CE in Nebraska](https://advisoriq.com/ce/iar/nebraska/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/nebraska/

License: https://advisoriq.com/license/