# Independent RIAs in Guam

As of October 2, 2026, no independent wealth management RIA in AdvisorIQ's data has its main office in Guam.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/guam/

## Facts

- state: Guam
- code: GU
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: firms: 0, independent_sec: firms: 0, state: firms: 0
- broker_dealer_affiliated_not_included: firms: 0, raum: not stated
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 0; as_of: 2019-10-01, value: 1; as_of: 2020-10-01, value: 0; as_of: 2021-10-04, value: 0; as_of: 2022-10-03, value: 0; as_of: 2023-10-05, value: 0; as_of: 2024-10-01, value: 0; as_of: 2025-09-02, value: 0; as_of: 2026-10-02, value: 0, raum: segment: independent_sec, unit: usd, points: as_of: 2019-10-01, value: 0, accounts: segment: independent_sec, unit: count, points: as_of: 2019-10-01, value: 0
- top_10: largest: , fastest-growing: , fastest-growing-3-year: , fastest-growing-5-year: , biggest-asset-gains: , most-clients: , client-growth: , most-accounts: , most-advisory-staff: , most-hnw-clients: , most-cfp-professionals: , newest: 
- cities: 
- iar_ce_status: not adopted

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in Guam](https://advisoriq.com/ria/rankings/largest/guam/)
- [Fastest-growing independent RIAs over one year in Guam](https://advisoriq.com/ria/rankings/fastest-growing/guam/)
- [Fastest-growing independent RIAs over three years in Guam](https://advisoriq.com/ria/rankings/fastest-growing-3-year/guam/)
- [Fastest-growing independent RIAs over five years in Guam](https://advisoriq.com/ria/rankings/fastest-growing-5-year/guam/)
- [IAR CE in Guam](https://advisoriq.com/ce/iar/guam/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/guam/

License: https://advisoriq.com/license/