{"type":"ria_state","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs in Guam","lead":"As of October 2, 2026, no independent wealth management RIA in AdvisorIQ's data has its main office in Guam.","as_of":"2026-10-02","facts":{"state":"Guam","code":"GU","population":"Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.","latest":{"independent":{"firms":0},"independent_sec":{"firms":0},"state":{"firms":0}},"broker_dealer_affiliated_not_included":{"firms":0,"raum":null},"series":{"firms":{"segment":"independent_sec","unit":"count","points":[{"as_of":"2018-10-01","value":0},{"as_of":"2019-10-01","value":1},{"as_of":"2020-10-01","value":0},{"as_of":"2021-10-04","value":0},{"as_of":"2022-10-03","value":0},{"as_of":"2023-10-05","value":0},{"as_of":"2024-10-01","value":0},{"as_of":"2025-09-02","value":0},{"as_of":"2026-10-02","value":0}]},"raum":{"segment":"independent_sec","unit":"usd","points":[{"as_of":"2019-10-01","value":0}]},"accounts":{"segment":"independent_sec","unit":"count","points":[{"as_of":"2019-10-01","value":0}]}},"top_10":{"largest":[],"fastest-growing":[],"fastest-growing-3-year":[],"fastest-growing-5-year":[],"biggest-asset-gains":[],"most-clients":[],"client-growth":[],"most-accounts":[],"most-advisory-staff":[],"most-hnw-clients":[],"most-cfp-professionals":[],"newest":[]},"cities":[],"iar_ce_status":"not adopted"},"sources":[{"url":"https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip","checked":"2026-10-07","label":"SEC, Information About Registered Investment Advisers (ia100226.zip)"},{"url":"https://adviserinfo.sec.gov/compilation","checked":"2026-10-07","label":"IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"},{"url":"https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/","checked":"2026-10-05","label":"NASAA IAR CE map"}],"related":[{"title":"RIA market data by state","url":"https://advisoriq.com/ria/states/"},{"title":"Largest independent RIAs by assets under management in Guam","url":"https://advisoriq.com/ria/rankings/largest/guam/"},{"title":"Fastest-growing independent RIAs over one year in Guam","url":"https://advisoriq.com/ria/rankings/fastest-growing/guam/"},{"title":"Fastest-growing independent RIAs over three years in Guam","url":"https://advisoriq.com/ria/rankings/fastest-growing-3-year/guam/"},{"title":"Fastest-growing independent RIAs over five years in Guam","url":"https://advisoriq.com/ria/rankings/fastest-growing-5-year/guam/"},{"title":"IAR CE in Guam","url":"https://advisoriq.com/ce/iar/guam/"}],"notes":["Firms are placed in the state of their main office.","History covers SEC-registered firms only, from October 2018."],"url":"https://advisoriq.com/ria/states/guam/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/guam/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}