# Independent RIAs in Delaware

As of October 2, 2026, 59 independent wealth management RIAs based in Delaware reported $11.2 billion in regulatory assets under management; the largest by assets was Diversified, LLC, with $2.8 billion.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/delaware/

## Facts

- state: Delaware
- code: DE
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 24811, firms: 59, median_raum: 57100000, raum: 11193613407, advisory_employees: 162, avg_account: 451155.270122123, band_100m_250m: 7, band_100m_250m_raum: 1005860127, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 1, band_1b_5b_raum: 2791127378, band_250m_500m: 7, band_250m_500m_raum: 2674316206, band_500m_1b: 5, band_500m_1b_raum: 3950128517, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 27, band_lt100m_raum: 772181179, bd_affiliated_share: 0, cfp_professionals: 63, clients: 10544, custody_share: 0.305084745762712, employees: 243, fee_aum_pct_share: 0.847457627118644, fee_commissions_share: 0.0169491525423729, fee_fixed_share: 0.542372881355932, fee_hourly_share: 0.474576271186441, fee_other_share: 0.11864406779661, fee_performance_share: 0.101694915254237, fee_subscription_share: 0.0338983050847458, financial_planning_share: 0.779661016949153, firms_with_raum: 47, iars: 152, mean_raum: 238161987.382979, new_firms: 4, p25_raum: 17740445, p75_raum: 258595107.5, p90_raum: 671247607.8, raum_discretionary: 10479237577, top10_share: 0.76084103401982, independent_sec: accounts: 22133, firms: 26, median_raum: 258595107.5, raum: 10378068187, advisory_employees: 122, avg_account: 468895.684588623, band_100m_250m: 6, band_100m_250m_raum: 897919882, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 1, band_1b_5b_raum: 2791127378, band_250m_500m: 7, band_250m_500m_raum: 2674316206, band_500m_1b: 5, band_500m_1b_raum: 3950128517, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 5, band_lt100m_raum: 64576204, bd_affiliated_share: 0, cfp_professionals: 47, clients: 8410, custody_share: 0.423076923076923, employees: 197, fee_aum_pct_share: 0.961538461538462, fee_commissions_share: 0, fee_fixed_share: 0.653846153846154, fee_hourly_share: 0.576923076923077, fee_other_share: 0.153846153846154, fee_performance_share: 0.115384615384615, fee_subscription_share: 0.0384615384615385, financial_planning_share: 0.807692307692308, firms_with_raum: 24, iars: 111, mean_raum: 432419507.791667, new_firms: 4, p25_raum: 119110608, p75_raum: 533041353, p90_raum: 850039961.1, raum_discretionary: 9815158873, raum_growth_1y: -0.421875758587239, successions: 0, top10_share: 0.820630607309769, state: accounts: 2678, firms: 33, median_raum: 23900000, raum: 815545220, advisory_employees: 40, avg_account: 304535.182972367, band_100m_250m: 1, band_100m_250m_raum: 107940245, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 0, band_500m_1b_raum: 0, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 22, band_lt100m_raum: 707604975, bd_affiliated_share: 0, cfp_professionals: 16, clients: 2134, custody_share: 0.212121212121212, employees: 46, fee_aum_pct_share: 0.757575757575758, fee_commissions_share: 0.0303030303030303, fee_fixed_share: 0.454545454545455, fee_hourly_share: 0.393939393939394, fee_other_share: 0.0909090909090909, fee_performance_share: 0.0909090909090909, fee_subscription_share: 0.0303030303030303, financial_planning_share: 0.757575757575758, firms_with_raum: 23, iars: 41, mean_raum: 35458487.826087, new_firms: 0, p25_raum: 14700435, p75_raum: 45907675.5, p90_raum: 89506979.6, raum_discretionary: 664078704, top10_share: 0.782545213127483
- broker_dealer_affiliated_not_included: firms: 2, raum: 526235774
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 25; as_of: 2019-10-01, value: 23; as_of: 2020-10-01, value: 22; as_of: 2021-10-04, value: 25; as_of: 2022-10-03, value: 28; as_of: 2023-10-05, value: 25; as_of: 2024-10-01, value: 23; as_of: 2025-09-02, value: 21; as_of: 2026-10-02, value: 26, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 7197180729; as_of: 2019-10-01, value: 7517735542; as_of: 2020-10-01, value: 8110221831; as_of: 2021-10-04, value: 11433806979; as_of: 2022-10-03, value: 13591160273; as_of: 2023-10-05, value: 11752912801; as_of: 2024-10-01, value: 15573257905; as_of: 2025-09-02, value: 17951276635; as_of: 2026-10-02, value: 10378068187, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 18856; as_of: 2019-10-01, value: 21459; as_of: 2020-10-01, value: 23945; as_of: 2021-10-04, value: 33130; as_of: 2022-10-03, value: 36749; as_of: 2023-10-05, value: 40425; as_of: 2024-10-01, value: 46885; as_of: 2025-09-02, value: 53614; as_of: 2026-10-02, value: 22133, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 223366350; as_of: 2019-10-01, value: 219720544; as_of: 2020-10-01, value: 206086568.5; as_of: 2021-10-04, value: 222328771; as_of: 2022-10-03, value: 237585120; as_of: 2023-10-05, value: 235822674; as_of: 2024-10-01, value: 301878367; as_of: 2025-09-02, value: 366520850; as_of: 2026-10-02, value: 258595107.5
- top_10: largest: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 2791127378; rank: 2, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 928361820; rank: 3, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 872523855; rank: 4, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 797577542; rank: 5, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 698757861; rank: 6, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 652907439; rank: 7, crd: 115799, firm: HFM Investment Advisors, Inc., city: Newark, value: 493085991; rank: 8, crd: 147048, firm: N1 Advisors, city: Newark, value: 445459889; rank: 9, crd: 291437, firm: Big Investment Services, city: Dover, value: 425429054; rank: 10, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 411329570, fastest-growing: rank: 1, crd: 306818, firm: Delaware Wealth Planners, city: Wilmington, value: 0.646883931445114; rank: 2, crd: 291437, firm: Big Investment Services, city: Dover, value: 0.503433320594367; rank: 3, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 0.341565290303523; rank: 4, crd: 297443, firm: Benchmark Financial, LLC, city: Wilmington, value: 0.312375662946019; rank: 5, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 0.310479178010845; rank: 6, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 0.284150856166319; rank: 7, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 0.281819066256748; rank: 8, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 0.265032522069371; rank: 9, crd: 174969, firm: Convoy Investments, LLC, city: not stated, value: 0.196867722046554; rank: 10, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 0.164163633603053, fastest-growing-3-year: rank: 1, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 0.365642355145503; rank: 2, crd: 291437, firm: Big Investment Services, city: Dover, value: 0.310062310720941; rank: 3, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 0.270479351254441; rank: 4, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 0.225801883574482; rank: 5, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 0.22437420723251; rank: 6, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 0.21268789390924; rank: 7, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 0.163214646831488; rank: 8, crd: 174969, firm: Convoy Investments, LLC, city: not stated, value: 0.161382890456843; rank: 9, crd: 147048, firm: N1 Advisors, city: Newark, value: 0.15472139439123; rank: 10, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 0.130077499641413, fastest-growing-5-year: rank: 1, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 0.435872303966512; rank: 2, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 0.285429757055447; rank: 3, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 0.269093537488004; rank: 4, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 0.199313756380594; rank: 5, crd: 291437, firm: Big Investment Services, city: Dover, value: 0.172491512180527; rank: 6, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 0.138270056037673; rank: 7, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 0.12146956249368; rank: 8, crd: 147048, firm: N1 Advisors, city: Newark, value: 0.0887415171827655; rank: 9, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 0.0867975085530814; rank: 10, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 0.0735558701775689, biggest-asset-gains: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 710626788; rank: 2, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 219947802; rank: 3, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 175354357; rank: 4, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 154617850; rank: 5, crd: 291437, firm: Big Investment Services, city: Dover, value: 142457373; rank: 6, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 112442997; rank: 7, crd: 306818, firm: Delaware Wealth Planners, city: Wilmington, value: 100385230; rank: 8, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 86176214; rank: 9, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 84270569; rank: 10, crd: 147048, firm: N1 Advisors, city: Newark, value: 52438915, most-clients: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 2002; rank: 2, crd: 315893, firm: Streetbeat LLC, city: Wilmington, value: 853; rank: 3, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 762; rank: 4, crd: 145213, firm: JPL Asset Management and Planning, LLC, city: Newark, value: 740; rank: 5, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 664; rank: 6, crd: 291437, firm: Big Investment Services, city: Dover, value: 622; rank: 7, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 511; rank: 8, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 464; rank: 9, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 335; rank: 10, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 314, client-growth: rank: 1, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 0.548484848484849; rank: 2, crd: 306818, firm: Delaware Wealth Planners, city: Wilmington, value: 0.235294117647059; rank: 3, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 0.213768115942029; rank: 4, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 0.161926871735345; rank: 5, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 0.0942622950819672; rank: 6, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 0.0901287553648069; rank: 7, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 0.0748031496062993; rank: 8, crd: 147048, firm: N1 Advisors, city: Newark, value: 0.055793991416309; rank: 9, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 0.0545454545454545; rank: 10, crd: 115799, firm: HFM Investment Advisors, Inc., city: Newark, value: 0.0328638497652582, most-accounts: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 6570; rank: 2, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 2004; rank: 3, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 1743; rank: 4, crd: 291437, firm: Big Investment Services, city: Dover, value: 1612; rank: 5, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 1515; rank: 6, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 1330; rank: 7, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 1309; rank: 8, crd: 315893, firm: Streetbeat LLC, city: Wilmington, value: 853; rank: 9, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 795; rank: 10, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 794, most-advisory-staff: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 34; rank: 2, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 11; rank: 3, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 9; rank: 4, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 8; rank: 5, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 7; rank: 6, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 6; rank: 6, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 6; rank: 8, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 5; rank: 9, crd: 107054, firm: Donald W. Nicholson & Associates Ltd, city: Wilmington, value: 4; rank: 9, crd: 291437, firm: Big Investment Services, city: Dover, value: 4, most-hnw-clients: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 828; rank: 2, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 314; rank: 3, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 224; rank: 4, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 195; rank: 5, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 167; rank: 6, crd: 115799, firm: HFM Investment Advisors, Inc., city: Newark, value: 127; rank: 7, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 125; rank: 7, crd: 298558, firm: Blue Rock Financial Group, city: Rehoboth Beach, value: 125; rank: 9, crd: 307172, firm: Grey Fox Wealth Advisors, LLC, city: Rockland, value: 118; rank: 10, crd: 291437, firm: Big Investment Services, city: Dover, value: 110, most-cfp-professionals: rank: 1, crd: 331709, firm: Diversified, LLC, city: Wilmington, value: 16; rank: 2, crd: 290735, firm: Affinity Wealth Management LLC, city: Wilmington, value: 6; rank: 3, crd: 287680, firm: BDFS Capital LLC, city: Rehoboth Beach, value: 4; rank: 3, crd: 298390, firm: Riversedge Advisors, city: Wilmington, value: 4; rank: 5, crd: 104804, firm: Clariti Wealth Advisors, city: Wilmington, value: 3; rank: 5, crd: 146041, firm: Investment Management & Planning LLC, city: Greenville, value: 3; rank: 7, crd: 126520, firm: Westover Capital Advisors, LLC, city: Wilmington, value: 2; rank: 7, crd: 145213, firm: JPL Asset Management and Planning, LLC, city: Newark, value: 2; rank: 7, crd: 312048, firm: Rockford Financial Planning, city: Wilmington, value: 2; rank: 7, crd: 329582, firm: Black Arrow Capital LLC, city: Newark, value: 2, newest: rank: 1, crd: 335236, firm: Back Bay Financial Planning & Investments, city: Bethany Beach, value: 120474144; rank: 2, crd: 337809, firm: Cagr Finance LLC, city: Lewes, value: 31840; rank: 3, crd: 342965, firm: Ownit Technologies LLC, city: not stated, value: 0; rank: 3, crd: 343023, firm: Coinedly LLC, city: Dover, value: 0
- cities: name: Wilmington, independent_rias: 21, raum: 6959942451, url: https://advisoriq.com/ria/states/delaware/wilmington/; name: Newark, independent_rias: 5, raum: 1073818344, url: https://advisoriq.com/ria/states/delaware/newark/; name: Rehoboth Beach, independent_rias: 5, raum: 809851057, url: https://advisoriq.com/ria/states/delaware/rehoboth-beach/; name: Lewes, independent_rias: 5, raum: 145255955, url: https://advisoriq.com/ria/states/delaware/lewes/
- iar_ce_status: not adopted

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in Delaware](https://advisoriq.com/ria/rankings/largest/delaware/)
- [Fastest-growing independent RIAs over one year in Delaware](https://advisoriq.com/ria/rankings/fastest-growing/delaware/)
- [Fastest-growing independent RIAs over three years in Delaware](https://advisoriq.com/ria/rankings/fastest-growing-3-year/delaware/)
- [Fastest-growing independent RIAs over five years in Delaware](https://advisoriq.com/ria/rankings/fastest-growing-5-year/delaware/)
- [IAR CE in Delaware](https://advisoriq.com/ce/iar/delaware/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/delaware/

License: https://advisoriq.com/license/