# Independent RIAs in California

As of October 2, 2026, 3,221 independent wealth management RIAs based in California reported $1.5 trillion in regulatory assets under management; the largest by assets was Edelman Financial Engines, with $326.3 billion.

As of: 2026-10-02
Address: https://advisoriq.com/ria/states/california/

## Facts

- state: California
- code: CA
- population: Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. Asset managers, private fund managers and pension consultants are not in the directory.
- latest: independent: accounts: 9761460, firms: 3221, median_raum: 58530475, raum: 1542940353989, advisory_employees: 11206, avg_account: 158064.506128079, band_100m_250m: 439, band_100m_250m_raum: 70776139116, band_10b_plus: 21, band_10b_plus_raum: 827449339109, band_1b_5b: 142, band_1b_5b_raum: 284320412779, band_250m_500m: 274, band_250m_500m_raum: 95566191836, band_500m_1b: 160, band_500m_1b_raum: 111289253566, band_5b_10b: 14, band_5b_10b_raum: 105030014771, band_lt100m: 1635, band_lt100m_raum: 48509002812, bd_affiliated_share: 0.0152126668736417, cfp_professionals: 3772, clients: 12416822, custody_share: 0.223222601676498, employees: 19290, fee_aum_pct_share: 0.89941012108041, fee_commissions_share: 0.0173859049984477, fee_fixed_share: 0.575597640484322, fee_hourly_share: 0.515678360757529, fee_other_share: 0.0800993480285626, fee_performance_share: 0.0937597019559143, fee_subscription_share: 0.0170754424091897, financial_planning_share: 0.729276622167029, firms_with_raum: 2685, iars: 11785, mean_raum: 574651900.927002, new_firms: 324, p25_raum: 15000000, p75_raum: 221184429, p90_raum: 641953976.6, raum_discretionary: 1409799902941, top100_share: 0.723331777539313, top10_share: 0.436456553524558, independent_sec: accounts: 9626569, firms: 1081, median_raum: 300176672.5, raum: 1490375991320, advisory_employees: 8538, avg_account: 154819.021327329, band_100m_250m: 400, band_100m_250m_raum: 66353535367, band_10b_plus: 21, band_10b_plus_raum: 827449339109, band_1b_5b: 142, band_1b_5b_raum: 284320412779, band_250m_500m: 274, band_250m_500m_raum: 95566191836, band_500m_1b: 159, band_500m_1b_raum: 110526606266, band_5b_10b: 14, band_5b_10b_raum: 105030014771, band_lt100m: 36, band_lt100m_raum: 1129891192, bd_affiliated_share: 0.0360777058279371, cfp_professionals: 3031, clients: 12320860, custody_share: 0.521739130434783, employees: 16163, fee_aum_pct_share: 0.962997224791859, fee_commissions_share: 0.0157261794634598, fee_fixed_share: 0.648473635522664, fee_hourly_share: 0.495837187789084, fee_other_share: 0.0814061054579093, fee_performance_share: 0.0971322849213691, fee_subscription_share: 0.0138760407030527, financial_planning_share: 0.814061054579093, firms_with_raum: 1046, iars: 9035, mean_raum: 1424833643.70937, new_firms: 129, p25_raum: 170797533.25, p75_raum: 657916907, p90_raum: 1783318489, raum_discretionary: 1366975222934, raum_growth_1y: 0.220034071086558, successions: 0, top100_share: 0.748843107637239, top10_share: 0.451850025173552, state: accounts: 134891, firms: 2140, median_raum: 22351737, raum: 52564362669, advisory_employees: 2668, avg_account: 389680.280144709, band_100m_250m: 39, band_100m_250m_raum: 4422603749, band_10b_plus: 0, band_10b_plus_raum: 0, band_1b_5b: 0, band_1b_5b_raum: 0, band_250m_500m: 0, band_250m_500m_raum: 0, band_500m_1b: 1, band_500m_1b_raum: 762647300, band_5b_10b: 0, band_5b_10b_raum: 0, band_lt100m: 1599, band_lt100m_raum: 47379111620, bd_affiliated_share: 0.00467289719626168, cfp_professionals: 741, clients: 95962, custody_share: 0.0724299065420561, employees: 3127, fee_aum_pct_share: 0.867289719626168, fee_commissions_share: 0.0182242990654206, fee_fixed_share: 0.538785046728972, fee_hourly_share: 0.525700934579439, fee_other_share: 0.0794392523364486, fee_performance_share: 0.0920560747663551, fee_subscription_share: 0.0186915887850467, financial_planning_share: 0.686448598130841, firms_with_raum: 1639, iars: 2750, mean_raum: 32070996.1372788, new_firms: 195, p25_raum: 6570717, p75_raum: 50883312.5, p90_raum: 78040000, raum_discretionary: 42824680007, top100_share: 0.206112179048439, top10_share: 0.0389071035042934
- broker_dealer_affiliated_not_included: firms: 110, raum: 122865583176
- series: firms: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 748; as_of: 2019-10-01, value: 774; as_of: 2020-10-01, value: 818; as_of: 2021-10-04, value: 879; as_of: 2022-10-03, value: 899; as_of: 2023-10-05, value: 879; as_of: 2024-10-01, value: 915; as_of: 2025-09-02, value: 925; as_of: 2026-10-02, value: 1081, raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 699758459867; as_of: 2019-10-01, value: 692264038849; as_of: 2020-10-01, value: 623519363156; as_of: 2021-10-04, value: 716323058543; as_of: 2022-10-03, value: 812695028443; as_of: 2023-10-05, value: 706198009421; as_of: 2024-10-01, value: 1101008800973; as_of: 2025-09-02, value: 1221585549650; as_of: 2026-10-02, value: 1490375991320, accounts: segment: independent_sec, unit: count, points: as_of: 2018-10-01, value: 2616071; as_of: 2019-10-01, value: 2798324; as_of: 2020-10-01, value: 4493385; as_of: 2021-10-04, value: 6700332; as_of: 2022-10-03, value: 6369028; as_of: 2023-10-05, value: 7737752; as_of: 2024-10-01, value: 9681565; as_of: 2025-09-02, value: 9119588; as_of: 2026-10-02, value: 9626569, median_raum: segment: independent_sec, unit: usd, points: as_of: 2018-10-01, value: 238951614; as_of: 2019-10-01, value: 221726923; as_of: 2020-10-01, value: 249417446.5; as_of: 2021-10-04, value: 272297779; as_of: 2022-10-03, value: 300498000; as_of: 2023-10-05, value: 259019780; as_of: 2024-10-01, value: 287522130; as_of: 2025-09-02, value: 311978017.5; as_of: 2026-10-02, value: 300176672.5
- top_10: largest: rank: 1, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 326285243393; rank: 2, crd: 301819, firm: Ieq Capital, LLC, city: Foster City, value: 56765635111; rank: 3, crd: 119290, firm: Beacon Pointe Advisors, LLC, city: Newport Beach, value: 54872534714; rank: 4, crd: 148456, firm: Wealthfront Advisers LLC, city: Palo Alto, value: 47727850795; rank: 5, crd: 111147, firm: EP Wealth Advisors, city: Torrance, value: 45145000000; rank: 6, crd: 269866, firm: Lido, city: Los Angeles, value: 42504972428; rank: 7, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 33554007293; rank: 8, crd: 287755, firm: Jordan Park Group LLC, city: San Francisco, value: 23263581886; rank: 9, crd: 108163, firm: Seia, city: Los Angeles, value: 22537603576; rank: 10, crd: 128066, firm: Baker Street Advisors, LLC, city: San Francisco, value: 20770000000, fastest-growing: rank: 1, crd: 131359, firm: Salem Partners Wealth Management, LLC, city: Los Angeles, value: 2.62199821712424; rank: 2, crd: 328603, firm: Elyxium Wealth LLC, city: Beverly Hills, value: 2.06880510256054; rank: 3, crd: 314816, firm: Thepartners Wealth Management, city: Carmel by the Sea, value: 1.6048471167408; rank: 4, crd: 173140, firm: Intellectus Partners, LLC, city: San Francisco, value: 1.32885951466318; rank: 5, crd: 300122, firm: Foundry Financial LLC, city: Pasadena, value: 1.22154712674415; rank: 6, crd: 174346, firm: Alphacore Capital LLC, city: La Jolla, value: 1.1381892457972; rank: 7, crd: 302050, firm: Farther, city: San Francisco, value: 1.12792591596664; rank: 8, crd: 329263, firm: Torren Management, LLC, city: San Diego, value: 1.1104272152749; rank: 9, crd: 147297, firm: Vistica Wealth Advisors, LLC, city: Carlsbad, value: 0.976050607512209; rank: 10, crd: 333157, firm: Inflection Capital Management, LLC, city: San Francisco, value: 0.940035905537633, fastest-growing-3-year: rank: 1, crd: 321633, firm: Concentric, city: Walnut Creek, value: 0.927479066408209; rank: 2, crd: 174346, firm: Alphacore Capital LLC, city: La Jolla, value: 0.772946782655838; rank: 3, crd: 294046, firm: Act Two Investors LLC, city: Santa Cruz, value: 0.737911877136724; rank: 4, crd: 131359, firm: Salem Partners Wealth Management, LLC, city: Los Angeles, value: 0.653870670684396; rank: 5, crd: 156541, firm: Alpha Solutions Investment Advisors, city: South San Francisco, value: 0.617224898528222; rank: 6, crd: 305010, firm: Dew Point Capital, city: Los Angeles, value: 0.603562706248542; rank: 7, crd: 269875, firm: Human Interest Advisors LLC, city: San Francisco, value: 0.567173679496016; rank: 8, crd: 292016, firm: Treehouse Wealth Advisors, city: Walnut Creek, value: 0.54576117404629; rank: 9, crd: 315768, firm: Prosperitas Financial, LLC, city: Valencia, value: 0.541537072228018; rank: 10, crd: 286477, firm: Perennial Financial Services, city: Los Angeles, value: 0.538319576514667, fastest-growing-5-year: rank: 1, crd: 174346, firm: Alphacore Capital LLC, city: La Jolla, value: 0.655063177088612; rank: 2, crd: 269875, firm: Human Interest Advisors LLC, city: San Francisco, value: 0.494841629463439; rank: 3, crd: 301924, firm: Keystone Private Wealth, city: Palm Desert, value: 0.433259213070006; rank: 4, crd: 283630, firm: Manhattan West Asset Management, LLC, city: Los Angeles, value: 0.416163994704722; rank: 5, crd: 269866, firm: Lido, city: Los Angeles, value: 0.407588555642583; rank: 6, crd: 131359, firm: Salem Partners Wealth Management, LLC, city: Los Angeles, value: 0.3960525674678; rank: 7, crd: 305614, firm: Fermata Advisors, city: Sonoma, value: 0.387093237321135; rank: 8, crd: 297852, firm: Curated Wealth Partners, LLC, city: El Segundo, value: 0.381950507185916; rank: 9, crd: 301819, firm: Ieq Capital, LLC, city: Foster City, value: 0.374001821770735; rank: 10, crd: 305010, firm: Dew Point Capital, city: Los Angeles, value: 0.369909291506799, biggest-asset-gains: rank: 1, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 33382273623; rank: 2, crd: 301819, firm: Ieq Capital, LLC, city: Foster City, value: 21385374693; rank: 3, crd: 119290, firm: Beacon Pointe Advisors, LLC, city: Newport Beach, value: 15032777330; rank: 4, crd: 269866, firm: Lido, city: Los Angeles, value: 13424634482; rank: 5, crd: 148456, firm: Wealthfront Advisers LLC, city: Palo Alto, value: 11811927154; rank: 6, crd: 111147, firm: EP Wealth Advisors, city: Torrance, value: 9575000000; rank: 7, crd: 302050, firm: Farther, city: San Francisco, value: 8486301275; rank: 8, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 8456874318; rank: 9, crd: 113057, firm: Mission Wealth Management, LP, city: Santa Barbara, value: 6977484795; rank: 10, crd: 174346, firm: Alphacore Capital LLC, city: La Jolla, value: 6898481643, most-clients: rank: 1, crd: 165926, firm: Acorns, city: Irvine, value: 8158329; rank: 2, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 1566536; rank: 3, crd: 269875, firm: Human Interest Advisors LLC, city: San Francisco, value: 862471; rank: 4, crd: 148456, firm: Wealthfront Advisers LLC, city: Palo Alto, value: 518639; rank: 5, crd: 322349, firm: Step Advisers, LLC, city: San Mateo, value: 161414; rank: 6, crd: 290139, firm: Wealth Compass Financial, Inc., city: Carlsbad, value: 146950; rank: 7, crd: 158823, firm: Sigfig Wealth Management LLC, city: San Francisco, value: 106361; rank: 8, crd: 317405, firm: Bloom Investment Advisors, LLC, city: San Francisco, value: 71486; rank: 9, crd: 283790, firm: Brightplan LLC, city: San Jose, value: 37773; rank: 10, crd: 309727, firm: Insights Investments, city: Palo Alto, value: 33896, client-growth: rank: 1, crd: 322349, firm: Step Advisers, LLC, city: San Mateo, value: 2.60911367498435; rank: 2, crd: 294881, firm: Boldin Advisors, city: Mill Valley, value: 1.94727272727273; rank: 3, crd: 327520, firm: Global Predictions Inc, city: Oakland, value: 1.68677494199536; rank: 4, crd: 131738, firm: Sierra Pacific Private Wealth, LLC, city: Pleasanton, value: 1.12676056338028; rank: 5, crd: 174346, firm: Alphacore Capital LLC, city: La Jolla, value: 1.09212557900154; rank: 6, crd: 129803, firm: Trivant Custom Portfolio Group LLC, city: San Diego, value: 1.04787234042553; rank: 7, crd: 327155, firm: Nectarine, city: San Diego, value: 1.03293223559215; rank: 8, crd: 130163, firm: True Wave Financial Planners, city: Sacramento, value: 0.943089430894309; rank: 9, crd: 302050, firm: Farther, city: San Francisco, value: 0.8817138671875; rank: 10, crd: 105702, firm: Schmitz Capital Partners, LLC, city: Mill Valley, value: 0.866108786610879, most-accounts: rank: 1, crd: 165926, firm: Acorns, city: Irvine, value: 5152940; rank: 2, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 1517156; rank: 3, crd: 269875, firm: Human Interest Advisors LLC, city: San Francisco, value: 762032; rank: 4, crd: 148456, firm: Wealthfront Advisers LLC, city: Palo Alto, value: 687493; rank: 5, crd: 158823, firm: Sigfig Wealth Management LLC, city: San Francisco, value: 106361; rank: 6, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 75126; rank: 7, crd: 317405, firm: Bloom Investment Advisors, LLC, city: San Francisco, value: 71486; rank: 8, crd: 302050, firm: Farther, city: San Francisco, value: 44421; rank: 9, crd: 269866, firm: Lido, city: Los Angeles, value: 42220; rank: 10, crd: 309727, firm: Insights Investments, city: Palo Alto, value: 33896, most-advisory-staff: rank: 1, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 553; rank: 2, crd: 119290, firm: Beacon Pointe Advisors, LLC, city: Newport Beach, value: 440; rank: 3, crd: 111147, firm: EP Wealth Advisors, city: Torrance, value: 320; rank: 4, crd: 302050, firm: Farther, city: San Francisco, value: 252; rank: 5, crd: 269866, firm: Lido, city: Los Angeles, value: 235; rank: 6, crd: 301819, firm: Ieq Capital, LLC, city: Foster City, value: 193; rank: 7, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 165; rank: 8, crd: 113057, firm: Mission Wealth Management, LP, city: Santa Barbara, value: 135; rank: 9, crd: 108163, firm: Seia, city: Los Angeles, value: 128; rank: 10, crd: 146720, firm: Aspiriant, LLC, city: Los Angeles, value: 105, most-hnw-clients: rank: 1, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 45656; rank: 2, crd: 148456, firm: Wealthfront Advisers LLC, city: Palo Alto, value: 12784; rank: 3, crd: 119290, firm: Beacon Pointe Advisors, LLC, city: Newport Beach, value: 11482; rank: 4, crd: 269866, firm: Lido, city: Los Angeles, value: 9829; rank: 5, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 9283; rank: 6, crd: 108163, firm: Seia, city: Los Angeles, value: 4920; rank: 7, crd: 321633, firm: Concentric, city: Walnut Creek, value: 4380; rank: 8, crd: 113057, firm: Mission Wealth Management, LP, city: Santa Barbara, value: 3633; rank: 9, crd: 144316, firm: Pure Financial Advisors, LLC, city: San Diego, value: 3567; rank: 10, crd: 302050, firm: Farther, city: San Francisco, value: 3463, most-cfp-professionals: rank: 1, crd: 119290, firm: Beacon Pointe Advisors, LLC, city: Newport Beach, value: 230; rank: 2, crd: 111147, firm: EP Wealth Advisors, city: Torrance, value: 191; rank: 3, crd: 104510, firm: Edelman Financial Engines, city: Santa Clara, value: 182; rank: 4, crd: 302050, firm: Farther, city: San Francisco, value: 125; rank: 5, crd: 111167, firm: Allworth Financial, L.P., city: Folsom, value: 116; rank: 6, crd: 113057, firm: Mission Wealth Management, LP, city: Santa Barbara, value: 86; rank: 7, crd: 269866, firm: Lido, city: Los Angeles, value: 85; rank: 8, crd: 144316, firm: Pure Financial Advisors, LLC, city: San Diego, value: 74; rank: 9, crd: 108163, firm: Seia, city: Los Angeles, value: 55; rank: 10, crd: 146720, firm: Aspiriant, LLC, city: Los Angeles, value: 45, newest: rank: 1, crd: 341584, firm: Beacon Coast Partners, LLC, city: San Francisco, value: 2283762064; rank: 2, crd: 340200, firm: Stonebridge Financial Group, city: San Rafael, value: 895995473; rank: 3, crd: 342220, firm: Broadside Wealth, city: San Francisco, value: 874516229; rank: 4, crd: 340644, firm: Shah Wealth Advisors, city: Chino Hills, value: 606152179; rank: 5, crd: 338933, firm: Ocean Path Advisors, LLC, city: Manhattan Beach, value: 559523253; rank: 6, crd: 333645, firm: Jet Wealth Advisors, city: La Jolla, value: 546543000; rank: 7, crd: 339321, firm: Prosperity Financial Group, Inc., city: San Ramon, value: 502955078; rank: 8, crd: 338563, firm: Pointone Family Office, city: Manhattan Beach, value: 327091481; rank: 9, crd: 317161, firm: Synchronous Wealth Advisors LLC, city: Solvang, value: 286055158; rank: 10, crd: 144290, firm: Certis Capital Management, Inc., city: Santa Barbara, value: 255928370
- cities: name: Santa Clara, independent_rias: 9, raum: 327176398629, url: https://advisoriq.com/ria/states/california/santa-clara/; name: Los Angeles, independent_rias: 153, raum: 176894578750, url: https://advisoriq.com/ria/states/california/los-angeles/; name: San Francisco, independent_rias: 206, raum: 166771132416, url: https://advisoriq.com/ria/states/california/san-francisco/; name: Newport Beach, independent_rias: 93, raum: 75780520036, url: https://advisoriq.com/ria/states/california/newport-beach/; name: Foster City, independent_rias: 11, raum: 72749772514, url: https://advisoriq.com/ria/states/california/foster-city/; name: Palo Alto, independent_rias: 23, raum: 60501200050, url: https://advisoriq.com/ria/states/california/palo-alto/; name: Torrance, independent_rias: 24, raum: 48632631116, url: https://advisoriq.com/ria/states/california/torrance/; name: San Diego, independent_rias: 197, raum: 48086006866, url: https://advisoriq.com/ria/states/california/san-diego/; name: Irvine, independent_rias: 96, raum: 41366919647, url: https://advisoriq.com/ria/states/california/irvine/; name: Walnut Creek, independent_rias: 58, raum: 34927836922, url: https://advisoriq.com/ria/states/california/walnut-creek/; name: Folsom, independent_rias: 13, raum: 34750738591, url: https://advisoriq.com/ria/states/california/folsom/; name: Santa Barbara, independent_rias: 50, raum: 27421751258, url: https://advisoriq.com/ria/states/california/santa-barbara/; name: Santa Monica, independent_rias: 39, raum: 27386721445, url: https://advisoriq.com/ria/states/california/santa-monica/; name: Los Gatos, independent_rias: 17, raum: 19932179947, url: https://advisoriq.com/ria/states/california/los-gatos/; name: La Jolla, independent_rias: 28, raum: 18046645435, url: https://advisoriq.com/ria/states/california/la-jolla/; name: Carlsbad, independent_rias: 48, raum: 17463883121, url: https://advisoriq.com/ria/states/california/carlsbad/; name: Beverly Hills, independent_rias: 29, raum: 17170807433, url: https://advisoriq.com/ria/states/california/beverly-hills/; name: Westlake Village, independent_rias: 34, raum: 15499376215, url: https://advisoriq.com/ria/states/california/westlake-village/; name: Pasadena, independent_rias: 60, raum: 15451539885, url: https://advisoriq.com/ria/states/california/pasadena/; name: San Rafael, independent_rias: 36, raum: 11927244843, url: https://advisoriq.com/ria/states/california/san-rafael/; name: San Jose, independent_rias: 55, raum: 9587481943, url: https://advisoriq.com/ria/states/california/san-jose/; name: El Segundo, independent_rias: 15, raum: 9270138751, url: https://advisoriq.com/ria/states/california/el-segundo/; name: Menlo Park, independent_rias: 21, raum: 8827062332, url: https://advisoriq.com/ria/states/california/menlo-park/; name: Greenbrae, independent_rias: 5, raum: 8160086331, url: https://advisoriq.com/ria/states/california/greenbrae/; name: San Ramon, independent_rias: 27, raum: 7237868026, url: https://advisoriq.com/ria/states/california/san-ramon/; name: Oakland, independent_rias: 38, raum: 6777477725, url: https://advisoriq.com/ria/states/california/oakland/; name: Manhattan Beach, independent_rias: 22, raum: 6493969595, url: https://advisoriq.com/ria/states/california/manhattan-beach/; name: Long Beach, independent_rias: 18, raum: 6459231971, url: https://advisoriq.com/ria/states/california/long-beach/; name: Mill Valley, independent_rias: 19, raum: 5372333084, url: https://advisoriq.com/ria/states/california/mill-valley/; name: Calabasas, independent_rias: 12, raum: 5046751739, url: https://advisoriq.com/ria/states/california/calabasas/; name: Los Altos, independent_rias: 22, raum: 4897842739, url: https://advisoriq.com/ria/states/california/los-altos/; name: Berkeley, independent_rias: 14, raum: 4479530215, url: https://advisoriq.com/ria/states/california/berkeley/; name: Danville, independent_rias: 27, raum: 4224345559, url: https://advisoriq.com/ria/states/california/danville/; name: El Dorado Hills, independent_rias: 16, raum: 4191729068, url: https://advisoriq.com/ria/states/california/el-dorado-hills/; name: San Mateo, independent_rias: 35, raum: 4113905296, url: https://advisoriq.com/ria/states/california/san-mateo/; name: Sacramento, independent_rias: 39, raum: 3924076512, url: https://advisoriq.com/ria/states/california/sacramento/; name: Thousand Oaks, independent_rias: 28, raum: 3877061917, url: https://advisoriq.com/ria/states/california/thousand-oaks/; name: Orinda, independent_rias: 13, raum: 3861771835, url: https://advisoriq.com/ria/states/california/orinda/; name: Costa Mesa, independent_rias: 11, raum: 3854348309, url: https://advisoriq.com/ria/states/california/costa-mesa/; name: Lafayette, independent_rias: 18, raum: 3560077167, url: https://advisoriq.com/ria/states/california/lafayette/; name: San Luis Obispo, independent_rias: 21, raum: 3464866294, url: https://advisoriq.com/ria/states/california/san-luis-obispo/; name: Mission Viejo, independent_rias: 17, raum: 3281490178, url: https://advisoriq.com/ria/states/california/mission-viejo/; name: Fresno, independent_rias: 21, raum: 3235567222, url: https://advisoriq.com/ria/states/california/fresno/; name: Alamo, independent_rias: 7, raum: 3070071389, url: https://advisoriq.com/ria/states/california/alamo/; name: Pleasanton, independent_rias: 19, raum: 3006722501, url: https://advisoriq.com/ria/states/california/pleasanton/; name: Mountain View, independent_rias: 13, raum: 2977361264, url: https://advisoriq.com/ria/states/california/mountain-view/; name: Woodland Hills, independent_rias: 18, raum: 2949736891, url: https://advisoriq.com/ria/states/california/woodland-hills/; name: Saratoga, independent_rias: 7, raum: 2935105862, url: https://advisoriq.com/ria/states/california/saratoga/; name: Santa Rosa, independent_rias: 23, raum: 2705961819, url: https://advisoriq.com/ria/states/california/santa-rosa/; name: Del Mar, independent_rias: 12, raum: 2658201151, url: https://advisoriq.com/ria/states/california/del-mar/; name: Cupertino, independent_rias: 14, raum: 2645956966, url: https://advisoriq.com/ria/states/california/cupertino/; name: Palm Desert, independent_rias: 11, raum: 2632908250, url: https://advisoriq.com/ria/states/california/palm-desert/; name: Simi Valley, independent_rias: 13, raum: 2463005763, url: https://advisoriq.com/ria/states/california/simi-valley/; name: Claremont, independent_rias: 5, raum: 2459017271, url: https://advisoriq.com/ria/states/california/claremont/; name: Petaluma, independent_rias: 16, raum: 2294829328, url: https://advisoriq.com/ria/states/california/petaluma/; name: Huntington Beach, independent_rias: 26, raum: 2292110945, url: https://advisoriq.com/ria/states/california/huntington-beach/; name: Redlands, independent_rias: 11, raum: 2286386703, url: https://advisoriq.com/ria/states/california/redlands/; name: Granite Bay, independent_rias: 10, raum: 2282008312, url: https://advisoriq.com/ria/states/california/granite-bay/; name: Rancho Santa Fe, independent_rias: 10, raum: 2198443890, url: https://advisoriq.com/ria/states/california/rancho-santa-fe/; name: Windsor, independent_rias: 5, raum: 2134620634, url: https://advisoriq.com/ria/states/california/windsor/; name: Encino, independent_rias: 12, raum: 2122362465, url: https://advisoriq.com/ria/states/california/encino/; name: Ontario, independent_rias: 7, raum: 2053693288, url: https://advisoriq.com/ria/states/california/ontario/; name: Anaheim, independent_rias: 9, raum: 2028309422, url: https://advisoriq.com/ria/states/california/anaheim/; name: Roseville, independent_rias: 25, raum: 2003481087, url: https://advisoriq.com/ria/states/california/roseville/; name: Solana Beach, independent_rias: 7, raum: 1884695822, url: https://advisoriq.com/ria/states/california/solana-beach/; name: San Clemente, independent_rias: 13, raum: 1877727652, url: https://advisoriq.com/ria/states/california/san-clemente/; name: Tustin, independent_rias: 15, raum: 1866511489, url: https://advisoriq.com/ria/states/california/tustin/; name: Burbank, independent_rias: 12, raum: 1794631856, url: https://advisoriq.com/ria/states/california/burbank/; name: Rocklin, independent_rias: 8, raum: 1785190889, url: https://advisoriq.com/ria/states/california/rocklin/; name: Bakersfield, independent_rias: 13, raum: 1767640431, url: https://advisoriq.com/ria/states/california/bakersfield/; name: Napa, independent_rias: 12, raum: 1760530411, url: https://advisoriq.com/ria/states/california/napa/; name: Valencia, independent_rias: 11, raum: 1662206324, url: https://advisoriq.com/ria/states/california/valencia/; name: Modesto, independent_rias: 6, raum: 1640485917, url: https://advisoriq.com/ria/states/california/modesto/; name: Fremont, independent_rias: 14, raum: 1635244613, url: https://advisoriq.com/ria/states/california/fremont/; name: Burlingame, independent_rias: 9, raum: 1621719467, url: https://advisoriq.com/ria/states/california/burlingame/; name: Sausalito, independent_rias: 13, raum: 1613642144, url: https://advisoriq.com/ria/states/california/sausalito/; name: Corona, independent_rias: 10, raum: 1583158318, url: https://advisoriq.com/ria/states/california/corona/; name: Carmel, independent_rias: 14, raum: 1581639365, url: https://advisoriq.com/ria/states/california/carmel/; name: Encinitas, independent_rias: 19, raum: 1580316166, url: https://advisoriq.com/ria/states/california/encinitas/; name: Lodi, independent_rias: 5, raum: 1525535830, url: https://advisoriq.com/ria/states/california/lodi/; name: Redwood City, independent_rias: 11, raum: 1468614574, url: https://advisoriq.com/ria/states/california/redwood-city/; name: Glendale, independent_rias: 15, raum: 1417401881, url: https://advisoriq.com/ria/states/california/glendale/; name: Orange, independent_rias: 12, raum: 1393307964, url: https://advisoriq.com/ria/states/california/orange/; name: Sherman Oaks, independent_rias: 10, raum: 1366632805, url: https://advisoriq.com/ria/states/california/sherman-oaks/; name: Larkspur, independent_rias: 9, raum: 1302178923, url: https://advisoriq.com/ria/states/california/larkspur/; name: Chico, independent_rias: 7, raum: 1196536851, url: https://advisoriq.com/ria/states/california/chico/; name: Sonoma, independent_rias: 8, raum: 1195217575, url: https://advisoriq.com/ria/states/california/sonoma/; name: Corte Madera, independent_rias: 6, raum: 1159482084, url: https://advisoriq.com/ria/states/california/corte-madera/; name: Novato, independent_rias: 10, raum: 1150204420, url: https://advisoriq.com/ria/states/california/novato/; name: Tiburon, independent_rias: 11, raum: 1075321486, url: https://advisoriq.com/ria/states/california/tiburon/; name: Monterey, independent_rias: 12, raum: 1074913999, url: https://advisoriq.com/ria/states/california/monterey/; name: Santa Cruz, independent_rias: 7, raum: 1030773884, url: https://advisoriq.com/ria/states/california/santa-cruz/; name: Aliso Viejo, independent_rias: 9, raum: 1028694612, url: https://advisoriq.com/ria/states/california/aliso-viejo/; name: Concord, independent_rias: 7, raum: 990171863, url: https://advisoriq.com/ria/states/california/concord/; name: Brea, independent_rias: 12, raum: 985806589, url: https://advisoriq.com/ria/states/california/brea/; name: Seal Beach, independent_rias: 7, raum: 972805342, url: https://advisoriq.com/ria/states/california/seal-beach/; name: Coronado, independent_rias: 6, raum: 950314885, url: https://advisoriq.com/ria/states/california/coronado/; name: Temecula, independent_rias: 15, raum: 910335801, url: https://advisoriq.com/ria/states/california/temecula/; name: Camarillo, independent_rias: 10, raum: 903468270, url: https://advisoriq.com/ria/states/california/camarillo/; name: Marina del Rey, independent_rias: 7, raum: 889952638, url: https://advisoriq.com/ria/states/california/marina-del-rey/; name: San Juan Capistrano, independent_rias: 10, raum: 844665277, url: https://advisoriq.com/ria/states/california/san-juan-capistrano/; name: Studio City, independent_rias: 6, raum: 840019283, url: https://advisoriq.com/ria/states/california/studio-city/; name: Redding, independent_rias: 9, raum: 795169980, url: https://advisoriq.com/ria/states/california/redding/; name: Campbell, independent_rias: 11, raum: 768817638, url: https://advisoriq.com/ria/states/california/campbell/; name: Laguna Hills, independent_rias: 12, raum: 720561030, url: https://advisoriq.com/ria/states/california/laguna-hills/; name: Lake Forest, independent_rias: 6, raum: 713900386, url: https://advisoriq.com/ria/states/california/lake-forest/; name: Stockton, independent_rias: 9, raum: 699908093, url: https://advisoriq.com/ria/states/california/stockton/; name: Ventura, independent_rias: 14, raum: 620211938, url: https://advisoriq.com/ria/states/california/ventura/; name: Atascadero, independent_rias: 6, raum: 610449791, url: https://advisoriq.com/ria/states/california/atascadero/; name: Redondo Beach, independent_rias: 10, raum: 609693935, url: https://advisoriq.com/ria/states/california/redondo-beach/; name: Dana Point, independent_rias: 5, raum: 587792627, url: https://advisoriq.com/ria/states/california/dana-point/; name: La Mesa, independent_rias: 7, raum: 572708252, url: https://advisoriq.com/ria/states/california/la-mesa/; name: Santa Ana, independent_rias: 16, raum: 555520694, url: https://advisoriq.com/ria/states/california/santa-ana/; name: Alameda, independent_rias: 9, raum: 540497568, url: https://advisoriq.com/ria/states/california/alameda/; name: Riverside, independent_rias: 6, raum: 512270056, url: https://advisoriq.com/ria/states/california/riverside/; name: Davis, independent_rias: 7, raum: 481994408, url: https://advisoriq.com/ria/states/california/davis/; name: Escondido, independent_rias: 14, raum: 481520413, url: https://advisoriq.com/ria/states/california/escondido/; name: Laguna Niguel, independent_rias: 10, raum: 475995000, url: https://advisoriq.com/ria/states/california/laguna-niguel/; name: Hermosa Beach, independent_rias: 14, raum: 462929014, url: https://advisoriq.com/ria/states/california/hermosa-beach/; name: Auburn, independent_rias: 5, raum: 334309859, url: https://advisoriq.com/ria/states/california/auburn/; name: Rancho Palos Verdes, independent_rias: 6, raum: 323629441, url: https://advisoriq.com/ria/states/california/rancho-palos-verdes/; name: Laguna Beach, independent_rias: 8, raum: 313569701, url: https://advisoriq.com/ria/states/california/laguna-beach/; name: Moraga, independent_rias: 6, raum: 282490324, url: https://advisoriq.com/ria/states/california/moraga/; name: Culver City, independent_rias: 6, raum: 282478419, url: https://advisoriq.com/ria/states/california/culver-city/; name: Pleasant Hill, independent_rias: 5, raum: 278479376, url: https://advisoriq.com/ria/states/california/pleasant-hill/; name: Yorba Linda, independent_rias: 5, raum: 251861696, url: https://advisoriq.com/ria/states/california/yorba-linda/; name: Murrieta, independent_rias: 12, raum: 247121349, url: https://advisoriq.com/ria/states/california/murrieta/; name: Elk Grove, independent_rias: 7, raum: 238585945, url: https://advisoriq.com/ria/states/california/elk-grove/; name: Moorpark, independent_rias: 7, raum: 212717742, url: https://advisoriq.com/ria/states/california/moorpark/; name: Clovis, independent_rias: 5, raum: 212474803, url: https://advisoriq.com/ria/states/california/clovis/; name: Rolling Hills Estates, independent_rias: 6, raum: 209067861, url: https://advisoriq.com/ria/states/california/rolling-hills-estates/; name: Sunnyvale, independent_rias: 5, raum: 206182367, url: https://advisoriq.com/ria/states/california/sunnyvale/; name: Fallbrook, independent_rias: 7, raum: 191329146, url: https://advisoriq.com/ria/states/california/fallbrook/; name: El Cerrito, independent_rias: 5, raum: 168653093, url: https://advisoriq.com/ria/states/california/el-cerrito/; name: Rancho Cucamonga, independent_rias: 6, raum: 156017365, url: https://advisoriq.com/ria/states/california/rancho-cucamonga/; name: Arcadia, independent_rias: 7, raum: 150709820, url: https://advisoriq.com/ria/states/california/arcadia/; name: Diamond Bar, independent_rias: 5, raum: 149209703, url: https://advisoriq.com/ria/states/california/diamond-bar/; name: Ladera Ranch, independent_rias: 5, raum: 130345528, url: https://advisoriq.com/ria/states/california/ladera-ranch/; name: Visalia, independent_rias: 5, raum: 113058581, url: https://advisoriq.com/ria/states/california/visalia/; name: Dublin, independent_rias: 8, raum: 112271196, url: https://advisoriq.com/ria/states/california/dublin/; name: Venice, independent_rias: 7, raum: 108613953, url: https://advisoriq.com/ria/states/california/venice/; name: Cameron Park, independent_rias: 5, raum: 97981196, url: https://advisoriq.com/ria/states/california/cameron-park/; name: Agoura Hills, independent_rias: 6, raum: 69000385, url: https://advisoriq.com/ria/states/california/agoura-hills/; name: San Marcos, independent_rias: 7, raum: 44864888, url: https://advisoriq.com/ria/states/california/san-marcos/; name: Oceanside, independent_rias: 7, raum: 39994412, url: https://advisoriq.com/ria/states/california/oceanside/; name: Newbury Park, independent_rias: 5, raum: 39503091, url: https://advisoriq.com/ria/states/california/newbury-park/; name: Vista, independent_rias: 6, raum: 30545075, url: https://advisoriq.com/ria/states/california/vista/; name: Chula Vista, independent_rias: 6, raum: 12893611, url: https://advisoriq.com/ria/states/california/chula-vista/
- iar_ce_status: in effect

## Notes

- Firms are placed in the state of their main office.
- History covers SEC-registered firms only, from October 2018.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation
- NASAA IAR CE map, checked 2026-10-05: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/

## Related

- [RIA market data by state](https://advisoriq.com/ria/states/)
- [Largest independent RIAs by assets under management in California](https://advisoriq.com/ria/rankings/largest/california/)
- [Fastest-growing independent RIAs over one year in California](https://advisoriq.com/ria/rankings/fastest-growing/california/)
- [Fastest-growing independent RIAs over three years in California](https://advisoriq.com/ria/rankings/fastest-growing-3-year/california/)
- [Fastest-growing independent RIAs over five years in California](https://advisoriq.com/ria/rankings/fastest-growing-5-year/california/)
- [IAR CE in California](https://advisoriq.com/ce/iar/california/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/california/

License: https://advisoriq.com/license/