{"type":"ria_state","disclaimer":"Firm-level data as reported on Form ADV to the SEC and state regulators; corrections are made on Form ADV and appear after the next monthly reload.","title":"Independent RIAs in Alabama","lead":"As of October 2, 2026, 151 independent wealth management RIAs based in Alabama reported $94.3 billion in regulatory assets under management; the largest by assets was Waverly Advisors, LLC, with $29.9 billion.","as_of":"2026-10-02","facts":{"state":"Alabama","code":"AL","population":"Independent wealth management RIAs: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. 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(IA_FIRM_STATE_Feed_10_07_2026.xml.gz)"},{"url":"https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/","checked":"2026-10-05","label":"NASAA IAR CE map"}],"related":[{"title":"RIA market data by state","url":"https://advisoriq.com/ria/states/"},{"title":"Largest independent RIAs by assets under management in Alabama","url":"https://advisoriq.com/ria/rankings/largest/alabama/"},{"title":"Fastest-growing independent RIAs over one year in Alabama","url":"https://advisoriq.com/ria/rankings/fastest-growing/alabama/"},{"title":"Fastest-growing independent RIAs over three years in Alabama","url":"https://advisoriq.com/ria/rankings/fastest-growing-3-year/alabama/"},{"title":"Fastest-growing independent RIAs over five years in Alabama","url":"https://advisoriq.com/ria/rankings/fastest-growing-5-year/alabama/"},{"title":"IAR CE in Alabama","url":"https://advisoriq.com/ce/iar/alabama/"}],"notes":["Firms are placed in the state of their main office.","History covers SEC-registered firms only, from October 2018."],"url":"https://advisoriq.com/ria/states/alabama/","citation":"AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/states/alabama/","license":"https://advisoriq.com/license/","publisher":"AdvisorIQ, independent education for financial advisors"}