# Newest independent RIAs in Connecticut

As of October 2, 2026, N10° Wealth ranked #1 in Connecticut in AdvisorIQ's ranking of newest independent RIAs, with $553.1 million.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/newest/connecticut/

## Facts

- ranking: Newest independent RIAs
- how_it_is_computed: Firms whose current registration took effect in the 12 months before October 2, 2026, ranked by RAUM (firms with no RAUM rank last). The registration date is the SEC status effective date for SEC-registered firms, so a firm that moved from state to SEC registration counts as new to the SEC, and the earliest approved state registration for state-registered firms. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: usd
- scope: Connecticut
- firms_listed: 51
- rows: rank: 1, crd: 342013, firm: N10° Wealth, city: Greenwich, state: CT, value: 553113709, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342013/; rank: 2, crd: 339322, firm: August Wealth Advisors LLC, city: Westport, state: CT, value: 436607068, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339322/; rank: 3, crd: 342185, firm: N10° Assets, city: Greenwich, state: CT, value: 306876934, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342185/; rank: 4, crd: 339298, firm: JC Capital Advisors Group LLC, city: Stamford, state: CT, value: 263019000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339298/; rank: 5, crd: 157405, firm: Wax Asset Management LLC, city: Madison, state: CT, value: 181212966, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/157405/; rank: 6, crd: 323161, firm: Quorus Inc., city: Westport, state: CT, value: 148224228, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323161/; rank: 7, crd: 340922, firm: Telos Partners LLC, city: Avon, state: CT, value: 139462878, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340922/; rank: 8, crd: 330567, firm: Tumolo Wealth Management LLC, city: East Lyme, state: CT, value: 134000000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330567/; rank: 9, crd: 125647, firm: Pasnau Investment Management, Inc., city: New Milford, state: CT, value: 128752000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/125647/; rank: 10, crd: 277148, firm: Catum Advisory Group, LLC., city: Wilton, state: CT, value: 128644000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/277148/; rank: 11, crd: 173730, firm: Eagle Capital Advisors, LLC, city: Middlebury, state: CT, value: 116443178, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/173730/; rank: 12, crd: 330201, firm: Apricity Financial, LLC, city: Mystic, state: CT, value: 110796561, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/330201/; rank: 13, crd: 226733, firm: Wealthshape LLC, city: Windsor, state: CT, value: 109423270, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/226733/; rank: 14, crd: 331000, firm: Top Private Wealth, city: Glastonbury, state: CT, value: 106489782, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/331000/; rank: 15, crd: 158412, firm: Compass Retirement, LLC, city: Old Saybrook, state: CT, value: 105097361, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/158412/; rank: 16, crd: 336486, firm: Achieve Retirement & Wealth Management, LLC, city: Ridgefield, state: CT, value: 75618712, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/336486/; rank: 17, crd: 335010, firm: Seva Funds, LLC, city: Redding, state: CT, value: 67200000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335010/; rank: 18, crd: 340845, firm: Soundview Private Wealth Advisors, city: Cheshire, state: CT, value: 65615103, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340845/; rank: 19, crd: 335746, firm: Fao Wealth Inc, city: Trumbull, state: CT, value: 44380981, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/335746/; rank: 20, crd: 337373, firm: SKM Wealth Management, LLC, city: Wethersfield, state: CT, value: 34455995, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/337373/; rank: 21, crd: 341486, firm: Irm Management, city: Ridgefield, state: CT, value: 22537000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341486/; rank: 22, crd: 194520, firm: Apogee Tactical, city: Stamford, state: CT, value: 20200000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/194520/; rank: 23, crd: 125900, firm: DBA Farmstead Investment Management, city: not stated, state: CT, value: 9148000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/125900/; rank: 24, crd: 340977, firm: Lehner Capital, LLC, city: Lakeville, state: CT, value: 6148393, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340977/; rank: 25, crd: 308769, firm: Goodstead, city: Washington, state: CT, value: 3600000, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/308769/; rank: 26, crd: 126563, firm: Summit Planning Group, LLC, city: Branford, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/126563/; rank: 26, crd: 336509, firm: One Mile Financial Planning, LLC, city: Wallingford, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/336509/; rank: 26, crd: 338234, firm: Night Owl Capital Canada, LLC, city: Greenwich, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338234/; rank: 26, crd: 338352, firm: NJK Wealth Management, city: Fairfield, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338352/; rank: 26, crd: 338433, firm: Zale Capital Management, city: Weston, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338433/; rank: 26, crd: 338470, firm: Narrow Path Guidance, LLC, city: East Hampton, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338470/; rank: 26, crd: 338539, firm: Highlight Advisors LLC, city: Westport, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338539/; rank: 26, crd: 338595, firm: Stock Financial and Retirement Solutions, city: Somers, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338595/; rank: 26, crd: 338671, firm: Growe Capital Advisors, LLC, city: New Canaan, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338671/; rank: 26, crd: 338918, firm: Thrivealike LLC, city: Monroe, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/338918/; rank: 26, crd: 339652, firm: Rosales Wealth Group LLC, city: Shelton, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339652/; rank: 26, crd: 339781, firm: Grant Wealth Advisors LLC, city: Greenwich, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339781/; rank: 26, crd: 339866, firm: Weise Financial Wellness, city: Middlebury, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339866/; rank: 26, crd: 339926, firm: Kane Asset Management, LLC, city: Stamford, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/339926/; rank: 26, crd: 340066, firm: Sumus Financial LLC, city: Shelton, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340066/; rank: 26, crd: 340068, firm: Fortress Financial Management, city: Shelton, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/340068/; rank: 26, crd: 342140, firm: Smarter Way Wealth, city: New Haven, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342140/; rank: 26, crd: 342141, firm: Pink Planning, city: Tolland, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342141/; rank: 26, crd: 342241, firm: Pangaro Wealth Management, city: Cheshire, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342241/; rank: 26, crd: 342338, firm: Coinbase Advisors, city: Stamford, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342338/; rank: 26, crd: 342361, firm: Tailored Wealth, LLC, city: Fairfield, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342361/; rank: 26, crd: 342609, firm: Pezzi Private Capital, city: Westport, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342609/; rank: 26, crd: 342815, firm: Kodiak Capital Group LLC, city: Darien, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/342815/; rank: 26, crd: 343559, firm: Twenty Four Wealth, city: Darien, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343559/; rank: 26, crd: 343737, firm: Denovo Financial, city: Windsor, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343737/; rank: 26, crd: 343939, firm: Stelvio Private Wealth, city: Greenwich, state: CT, value: 0, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/343939/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Newest independent RIAs, nationally](https://advisoriq.com/ria/rankings/newest/)
- [RIA market data for Connecticut](https://advisoriq.com/ria/states/connecticut/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/newest/connecticut/

License: https://advisoriq.com/license/