# Independent RIAs with the most high net worth clients in Vermont

As of October 2, 2026, Maple Capital Management, Inc. ranked #1 in Vermont in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 654.

As of: 2026-10-02
Address: https://advisoriq.com/ria/rankings/most-hnw-clients/vermont/

## Facts

- ranking: Independent RIAs with the most high net worth clients
- how_it_is_computed: Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
- unit: count
- scope: Vermont
- firms_listed: 46
- rows: rank: 1, crd: 130209, firm: Maple Capital Management, Inc., city: Montpelier, state: VT, value: 654, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/130209/; rank: 2, crd: 284335, firm: One Day in July LLC, city: Burlington, state: VT, value: 379, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/284335/; rank: 3, crd: 165525, firm: Silverlake Wealth Management LLC, city: Williston, state: VT, value: 254, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/165525/; rank: 4, crd: 108045, firm: Hanson & Doremus Investment Management, city: Burlington, state: VT, value: 250, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/108045/; rank: 5, crd: 327552, firm: 44 North Capital, LLC, city: Burlington, state: VT, value: 217, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/327552/; rank: 6, crd: 124801, firm: Pathway Financial Advisors, LLC, city: South Burlington, state: VT, value: 200, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/124801/; rank: 7, crd: 154744, firm: Marble Trail Advisors, city: Middlebury, state: VT, value: 188, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/154744/; rank: 8, crd: 104826, firm: Clean Yield Asset Management, city: Norwich, state: VT, value: 155, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/104826/; rank: 9, crd: 110003, firm: Manchester Capital Management LLC, city: Manchester, state: VT, value: 153, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110003/; rank: 10, crd: 130825, firm: Rock Point Advisors, LLC, city: Burlington, state: VT, value: 150, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/130825/; rank: 11, crd: 106749, firm: M. Kraus & Company, city: Shelburne, state: VT, value: 131, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106749/; rank: 12, crd: 341785, firm: Silver Birch Financial LLC, city: Middlebury, state: VT, value: 124, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/341785/; rank: 13, crd: 110526, firm: Farrow Financial Inc, city: South Burlington, state: VT, value: 99, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110526/; rank: 14, crd: 105057, firm: Broadlake Financial Management, city: South Burlington, state: VT, value: 95, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/105057/; rank: 15, crd: 312253, firm: Antoine Williams & Associates Wealth Management, LLC, city: Shelburne, state: VT, value: 91, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/312253/; rank: 16, crd: 285378, firm: Copper Leaf Financial, LLC, city: Williston, state: VT, value: 78, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/285378/; rank: 17, crd: 107896, firm: Hutner Capital Management Inc., city: Manchester, state: VT, value: 76, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/107896/; rank: 17, crd: 109493, firm: Otto & Associates, Inc., city: Norwich, state: VT, value: 76, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/109493/; rank: 19, crd: 305655, firm: Westview Investment Advisors, city: Burlington, state: VT, value: 66, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/305655/; rank: 20, crd: 137038, firm: Williams Financial, LLC, city: North Bennington, state: VT, value: 63, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/137038/; rank: 21, crd: 106450, firm: Intrack Investment Management, Inc., city: South Burlington, state: VT, value: 56, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/106450/; rank: 22, crd: 141905, firm: Poulos Advisors, Inc., city: South Burlington, state: VT, value: 55, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/141905/; rank: 23, crd: 312716, firm: Equinox Financial Advisors, Inc., city: Manchester Center, state: VT, value: 39, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/312716/; rank: 24, crd: 165310, firm: Quantum Leap Capital, LLC, city: South Burlington, state: VT, value: 38, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/165310/; rank: 25, crd: 116346, firm: Milne Financial Planning, Inc., city: St. Johnsbury, state: VT, value: 34, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116346/; rank: 26, crd: 164893, firm: Sterling Range Financial Management, LLC, city: Jericho, state: VT, value: 32, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/164893/; rank: 27, crd: 144862, firm: Arque Advisors, LLC, city: Morgan, state: VT, value: 28, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/144862/; rank: 28, crd: 322908, firm: Oak Maple Finance, LLC, city: Burlington, state: VT, value: 24, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/322908/; rank: 29, crd: 323281, firm: Stage 2 Planning Partners LLC, city: S Burlington, state: VT, value: 23, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323281/; rank: 30, crd: 168180, firm: B.W. Belisle Planning & Strategy Company LLC, city: South Burlington, state: VT, value: 20, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/168180/; rank: 30, crd: 172299, firm: The Alchemist Fund, city: Montpelier, state: VT, value: 20, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/172299/; rank: 32, crd: 332847, firm: Blue Slate Investment Management, city: Burlington, state: VT, value: 12, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/332847/; rank: 33, crd: 299845, firm: HWC Financial, city: Manchester Center, state: VT, value: 11, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299845/; rank: 34, crd: 110928, firm: Prentiss Smith & Company, Inc., city: Brattleboro, state: VT, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/110928/; rank: 34, crd: 116184, firm: Emg, city: South Burlington, state: VT, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116184/; rank: 34, crd: 299867, firm: Soaring Wealth LLC, city: Bristol, state: VT, value: 10, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/299867/; rank: 37, crd: 116191, firm: Gerard Asset Management, L.L.C., city: Waterford, state: VT, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/116191/; rank: 37, crd: 154148, firm: DWV Advisors, LLC, city: Essex Junction, state: VT, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/154148/; rank: 37, crd: 323315, firm: AFS Wealth Management LLC, city: Chester, state: VT, value: 6, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/323315/; rank: 40, crd: 170290, firm: BTV Capital LLC, city: East Burke, state: VT, value: 5, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170290/; rank: 41, crd: 167342, firm: Fenwick Investments, LLC, city: White River Junction, state: VT, value: 4, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/167342/; rank: 42, crd: 322839, firm: Long Advisors LLC, city: Middlesex, state: VT, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/322839/; rank: 42, crd: 333737, firm: The Alchemists, LLC, city: Stamford, state: VT, value: 3, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/333737/; rank: 44, crd: 324526, firm: Evergreen RIA, LLC, city: Dorset, state: VT, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/324526/; rank: 44, crd: 329816, firm: Shipwright Advisors, city: Burlington, state: VT, value: 2, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/329816/; rank: 46, crd: 170555, firm: True North Financial Planning, LLC, city: South Burlington, state: VT, value: 1, base_value: not stated, succeeded_to_another_advisers_business: false, url: https://advisoriq.com/ria/firms/170555/

## Notes

- Firms marked as successors reported on Form ADV Item 4 that they succeeded to another adviser's business; their growth is shown as reported.
- Each ranking lists at most the top 100 firms.

## Sources

- SEC, Information About Registered Investment Advisers (ia100226.zip), checked 2026-10-07: https://www.sec.gov/files/investment/data/other/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100226.zip
- IAPD compilation reports (IA_FIRM_STATE_Feed_10_07_2026.xml.gz), checked 2026-10-07: https://adviserinfo.sec.gov/compilation

## Related

- [Independent RIAs with the most high net worth clients, nationally](https://advisoriq.com/ria/rankings/most-hnw-clients/)
- [RIA market data for Vermont](https://advisoriq.com/ria/states/vermont/)
- [All RIA rankings](https://advisoriq.com/ria/rankings/)
- [How the directory is built](https://advisoriq.com/ria/methodology/)

## Cite as

AdvisorIQ, as of 2026-10-02. https://advisoriq.com/ria/rankings/most-hnw-clients/vermont/

License: https://advisoriq.com/license/